401k Plan data: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN plan

THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 401k Plan overview

Plan Name	THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN
Plan identification number	005

THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

TJU HOSPITALS, INC. has sponsored the creation of one or more 401k plans.

Company Name: TJU HOSPITALS, INC.

Employer identification number (EIN): 232829095

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2013-01-01 JOANN PIECHOWSKI JOANN PIECHOWSKI 2014-10-14
005 2012-01-01 KIM SCHWINDT KIM SCHWINDT 2013-10-15
005 2011-01-01 IRENE P. CONNELLY IRENE P. CONNELLY 2012-10-13
005 2009-01-01 IRENE CONNELLY
005 2009-01-01 IRENE CONNELLY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
005	2013-01-01	JOANN PIECHOWSKI	JOANN PIECHOWSKI	2014-10-14
005	2012-01-01	KIM SCHWINDT	KIM SCHWINDT	2013-10-15
005	2011-01-01	IRENE P. CONNELLY	IRENE P. CONNELLY	2012-10-13
005	2009-01-01	IRENE CONNELLY
005	2009-01-01	IRENE CONNELLY

Plan Statistics for THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN

401k plan membership statisitcs for THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN

Measure Date Value
2013: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,286
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,566
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 965
Total of all active and inactive participants 2013-01-01 3,531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 7
Total participants 2013-01-01 3,538
Number of participants with account balances 2013-01-01 3,440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,281
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,440
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 919
Total of all active and inactive participants 2012-01-01 3,359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 3,359
Number of participants with account balances 2012-01-01 3,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3,123
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,364
Number of retired or separated participants receiving benefits 2011-01-01 7
Number of other retired or separated participants entitled to future benefits 2011-01-01 906
Total of all active and inactive participants 2011-01-01 3,277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 4
Total participants 2011-01-01 3,281
Number of participants with account balances 2011-01-01 3,234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3,183
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,335
Number of retired or separated participants receiving benefits 2009-01-01 242
Number of other retired or separated participants entitled to future benefits 2009-01-01 517
Total of all active and inactive participants 2009-01-01 3,094
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 3,094
Number of participants with account balances 2009-01-01 2,988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,286
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,566
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	965
Total of all active and inactive participants	2013-01-01	3,531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	7
Total participants	2013-01-01	3,538
Number of participants with account balances	2013-01-01	3,440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,281
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,440
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	919
Total of all active and inactive participants	2012-01-01	3,359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	3,359
Number of participants with account balances	2012-01-01	3,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,123
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,364
Number of retired or separated participants receiving benefits	2011-01-01	7
Number of other retired or separated participants entitled to future benefits	2011-01-01	906
Total of all active and inactive participants	2011-01-01	3,277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	4
Total participants	2011-01-01	3,281
Number of participants with account balances	2011-01-01	3,234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3,183
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,335
Number of retired or separated participants receiving benefits	2009-01-01	242
Number of other retired or separated participants entitled to future benefits	2009-01-01	517
Total of all active and inactive participants	2009-01-01	3,094
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	3,094
Number of participants with account balances	2009-01-01	2,988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN

Measure	Date	Value
2013 : THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,216,957
Total income from all sources (including contributions)	2013-12-31	$37,477,498
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$7,541,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$7,541,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$14,043,733
Value of total assets at end of year	2013-12-31	$150,417,669
Value of total assets at beginning of year	2013-12-31	$122,698,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$523,570
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,945,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,945,748
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$11,787,062
Participant contributions at end of year	2013-12-31	$735,409
Participant contributions at beginning of year	2013-12-31	$1,236,361
Participant contributions at end of year	2013-12-31	$626,963
Participant contributions at beginning of year	2013-12-31	$569,501
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,256,671
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$2,216,957
Other income not declared elsewhere	2013-12-31	$1,496,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$29,935,814
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$150,417,669
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$120,481,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$128,725,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$105,747,070
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,994,335
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,435,148
Interest on participant loans	2013-12-31	$48,551
Interest earned on other investments	2013-12-31	$475,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$32,816
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$2,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$2,861
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$18,303,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$13,707,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$18,307,269
Net investment gain/loss from pooled separate accounts	2013-12-31	$160,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$7,541,684
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2013-12-31	222428965
2012 : THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,216,957
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$27,785,551
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$7,009,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$7,005,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$12,881,561
Value of total assets at end of year	2012-12-31	$122,698,812
Value of total assets at beginning of year	2012-12-31	$99,705,537
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,464
Total interest from all sources	2012-12-31	$470,809
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,714,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,714,119
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$11,558,500
Participant contributions at end of year	2012-12-31	$1,236,361
Participant contributions at beginning of year	2012-12-31	$871,747
Participant contributions at end of year	2012-12-31	$569,501
Participant contributions at beginning of year	2012-12-31	$500,615
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,323,061
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$2,216,957
Other income not declared elsewhere	2012-12-31	$3,840,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$20,776,318
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$120,481,855
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$99,705,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$105,747,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$85,057,283
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,435,148
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,007,339
Interest on participant loans	2012-12-31	$42,514
Interest earned on other investments	2012-12-31	$428,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$2,861
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$13,707,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$12,268,553
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$8,767,650
Net investment gain/loss from pooled separate accounts	2012-12-31	$111,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$7,005,769
Contract administrator fees	2012-12-31	$3,464
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2012-12-31	222428965
2011 : THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$13,057,452
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$7,275,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$7,273,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$11,969,969
Value of total assets at end of year	2011-12-31	$99,705,537
Value of total assets at beginning of year	2011-12-31	$93,923,858
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,745
Total interest from all sources	2011-12-31	$423,086
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,742,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,742,627
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$11,371,436
Participant contributions at end of year	2011-12-31	$871,747
Participant contributions at beginning of year	2011-12-31	$620,145
Participant contributions at end of year	2011-12-31	$500,615
Participant contributions at beginning of year	2011-12-31	$489,789
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$598,533
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$516
Other income not declared elsewhere	2011-12-31	$812,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$5,781,679
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$99,705,537
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$93,923,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$85,057,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$80,549,894
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,007,339
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$867,983
Interest on participant loans	2011-12-31	$30,804
Interest earned on other investments	2011-12-31	$392,282
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$12,268,553
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$11,395,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,006,698
Net investment gain/loss from pooled separate accounts	2011-12-31	$116,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$7,273,028
Contract administrator fees	2011-12-31	$2,745
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2011-12-31	222428965
2010 : THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$21,369,311
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,890,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,888,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$11,414,763
Value of total assets at end of year	2010-12-31	$93,923,858
Value of total assets at beginning of year	2010-12-31	$76,445,078
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,135
Total interest from all sources	2010-12-31	$360,759
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,458,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,458,139
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$11,009,667
Participant contributions at end of year	2010-12-31	$620,145
Participant contributions at beginning of year	2010-12-31	$390,681
Participant contributions at end of year	2010-12-31	$489,789
Participant contributions at beginning of year	2010-12-31	$471,558
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$405,096
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$516
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$16,136
Other income not declared elsewhere	2010-12-31	$746,238
Administrative expenses (other) incurred	2010-12-31	$2,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$17,478,780
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$93,923,858
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$76,445,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$80,549,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$64,057,249
Value of interest in pooled separate accounts at end of year	2010-12-31	$867,983
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$680,560
Interest earned on other investments	2010-12-31	$360,759
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$11,395,531
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$10,828,894
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$7,291,313
Net investment gain/loss from pooled separate accounts	2010-12-31	$98,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,888,396
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2010-12-31	222428965
2009 : THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN

2013: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS VOLUNTARY 403B TDA PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TJU HOSPITALS, INC.
Employer identification number (EIN):	232829095
NAIC Classification:	622000
NAIC Description:	Hospitals