401k Plan data: PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST plan

PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PELLA PRODUCTS, INC has sponsored the creation of one or more 401k plans.

Company Name: PELLA PRODUCTS, INC

Employer identification number (EIN): 233078838

NAIC Classification: 454390
NAIC Description: Other Direct Selling Establishments

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 DAWN RITZ 2021-10-15
001 2019-01-01
001 2018-01-01
001 2017-01-01 HERBERT KRIEGH 2018-05-17
001 2016-01-01 HERBERT KRIEGH 2017-07-05 HERBERT KRIEGH 2017-07-05
001 2015-01-01 HERBERT A KRIEGH 2016-06-03 HERBERT A KRIEGH 2016-06-03
001 2014-01-01 HERBERT A KRIEGH 2015-05-11 HERBERT A KRIEGH 2015-05-11
001 2013-01-01 GRETCHEN CORDONNIER 2014-06-17
001 2012-01-01 GRETCHEN CORDONNIER 2013-05-21
001 2011-01-01 GRETCHEN CORDONNIER 2012-07-02
001 2010-01-01 DENISE NAZARENKO 2011-05-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	DAWN RITZ	2021-10-15
001	2019-01-01
001	2018-01-01
001	2017-01-01	HERBERT KRIEGH	2018-05-17
001	2016-01-01	HERBERT KRIEGH	2017-07-05	HERBERT KRIEGH	2017-07-05
001	2015-01-01	HERBERT A KRIEGH	2016-06-03	HERBERT A KRIEGH	2016-06-03
001	2014-01-01	HERBERT A KRIEGH	2015-05-11	HERBERT A KRIEGH	2015-05-11
001	2013-01-01	GRETCHEN CORDONNIER	2014-06-17
001	2012-01-01	GRETCHEN CORDONNIER	2013-05-21
001	2011-01-01	GRETCHEN CORDONNIER	2012-07-02
001	2010-01-01	DENISE NAZARENKO	2011-05-27

Plan Statistics for PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2019: PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 103
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 6
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 71
Total of all active and inactive participants 2019-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 77
Number of participants with account balances 2019-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 56
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 47
Total of all active and inactive participants 2018-01-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 103
Number of participants with account balances 2018-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0

Measure	Date	Value
2019: PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	103
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	6
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	71
Total of all active and inactive participants	2019-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	77
Number of participants with account balances	2019-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	56
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	47
Total of all active and inactive participants	2018-01-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	103
Number of participants with account balances	2018-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0

Financial Data on PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2019 : PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$962,263
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,886,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,865,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$121,986
Value of total assets at end of year	2019-12-31	$3,715,876
Value of total assets at beginning of year	2019-12-31	$4,639,881
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$21,174
Total interest from all sources	2019-12-31	$2,555
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$67,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$67,579
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$550,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$80,246
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$57,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-924,005
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,715,876
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,639,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$490,000
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$490,000
Investment advisory and management fees	2019-12-31	$11,008
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,135,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,960,823
Interest on participant loans	2019-12-31	$363
Income. Interest from loans (other than to participants)	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$90,363
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$131,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$131,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$2,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$770,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$41,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,865,094
Contract administrator fees	2019-12-31	$10,166
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Qualified
Accountancy firm name	2019-12-31	MACKIE & ASSOCIATES LLP
Accountancy firm EIN	2019-12-31	233078838
2018 : PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$282,752
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$589,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$563,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$478,019
Value of total assets at end of year	2018-12-31	$4,639,881
Value of total assets at beginning of year	2018-12-31	$4,946,663
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$25,943
Total interest from all sources	2018-12-31	$5,487
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$76,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$76,697
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$550,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$325,622
Participant contributions at end of year	2018-12-31	$57,303
Participant contributions at beginning of year	2018-12-31	$58,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-306,782
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,639,881
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,946,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$490,000
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$490,000
Investment advisory and management fees	2018-12-31	$12,547
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,960,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$4,283,229
Interest on participant loans	2018-12-31	$3,213
Income. Interest from loans (other than to participants)	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$131,755
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$115,356
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$115,356
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$2,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-277,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$152,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$563,591
Contract administrator fees	2018-12-31	$13,396
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	MACKIE & ASSOCIATES LLP
Accountancy firm EIN	2018-12-31	464364713

Form 5500 Responses for PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST

2019: PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PELLA PRODUCTS, INC 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PELLA PRODUCTS, INC
Employer identification number (EIN):	233078838
NAIC Classification:	454390
NAIC Description:	Other Direct Selling Establishments