401k Plan data: NAT'L ASSN ST DIR DEV DIS 401K PLAN plan

NAT'L ASSN ST DIR DEV DIS 401K PLAN 401k Plan overview

Plan Name	NAT'L ASSN ST DIR DEV DIS 401K PLAN
Plan identification number	001

NAT'L ASSN ST DIR DEV DIS 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NATIONAL ASSOC. OF STATE DIRECTORS has sponsored the creation of one or more 401k plans.

Company Name: NATIONAL ASSOC. OF STATE DIRECTORS

Employer identification number (EIN): 237013310

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NAT'L ASSN ST DIR DEV DIS 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-07-01 KATHERINE KAROL SNYDER NANCY THALER 2014-01-28
001 2009-07-01 KATHERINE KAROL SNYDER 2016-10-28 MARY LEE FAY 2016-10-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2012-07-01	KATHERINE KAROL SNYDER		NANCY THALER	2014-01-28
001	2009-07-01	KATHERINE KAROL SNYDER	2016-10-28	MARY LEE FAY	2016-10-28

Plan Statistics for NAT'L ASSN ST DIR DEV DIS 401K PLAN

401k plan membership statisitcs for NAT'L ASSN ST DIR DEV DIS 401K PLAN

Measure Date Value
2012: NAT'L ASSN ST DIR DEV DIS 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 8
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 0
Total of all active and inactive participants 2012-07-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 1
Total participants 2012-07-01 9
Number of participants with account balances 2012-07-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 1

Measure	Date	Value
2012: NAT'L ASSN ST DIR DEV DIS 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	8
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	0
Total of all active and inactive participants	2012-07-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	1
Total participants	2012-07-01	9
Number of participants with account balances	2012-07-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	1

Financial Data on NAT'L ASSN ST DIR DEV DIS 401K PLAN

Measure	Date	Value
2013 : NAT'L ASSN ST DIR DEV DIS 401K PLAN 2013 401k financial data
Transfers to/from the plan	2013-06-30	$0
Total income from all sources	2013-06-30	$124,896
Expenses. Total of all expenses incurred	2013-06-30	$0
Benefits paid (including direct rollovers)	2013-06-30	$0
Total plan assets at end of year	2013-06-30	$787,436
Total plan assets at beginning of year	2013-06-30	$662,540
Value of fidelity bond covering the plan	2013-06-30	$1,000,000
Total contributions received or receivable from participants	2013-06-30	$32,433
Expenses. Other expenses not covered elsewhere	2013-06-30	$0
Contributions received from other sources (not participants or employers)	2013-06-30	$0
Other income received	2013-06-30	$44,528
Net income (gross income less expenses)	2013-06-30	$124,896
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$787,436
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$662,540
Assets. Value of participant loans	2013-06-30	$0
Total contributions received or receivable from employer(s)	2013-06-30	$47,935
Value of certain deemed distributions of participant loans	2013-06-30	$0
Value of corrective distributions	2013-06-30	$0
Funding deficiency by the employer to the plan for this plan year	2013-06-30	$0
Minimum employer required contribution for this plan year	2013-06-30	$0
Amount contributed by the employer to the plan for this plan year	2013-06-30	$0

Form 5500 Responses for NAT'L ASSN ST DIR DEV DIS 401K PLAN

2012: NAT'L ASSN ST DIR DEV DIS 401K PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	NATIONAL ASSOC. OF STATE DIRECTORS
Employer identification number (EIN):	237013310
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services