401k Plan data: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN plan

CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 401k Plan overview

Plan Name	CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN
Plan identification number	033

CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CREDIT UNION NATIONAL ASSOCIATION, INC. DBA CUNA, INC. has sponsored the creation of one or more 401k plans.

Company Name: CREDIT UNION NATIONAL ASSOCIATION, INC. DBA CUNA, INC.

Employer identification number (EIN): 237065623

NAIC Classification: 561900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
033 2013-01-01 HARLEY SKJERVEM
033 2012-01-01 BRIAN R NELSON
033 2011-01-01 BRIAN NELSON
033 2010-01-01 BRIAN R NELSON
033 2009-01-01 BRIAN NELSON

Plan id#	Filing Submission Date	Name of Administrator
033	2013-01-01	HARLEY SKJERVEM
033	2012-01-01	BRIAN R NELSON
033	2011-01-01	BRIAN NELSON
033	2010-01-01	BRIAN R NELSON
033	2009-01-01	BRIAN NELSON

Plan Statistics for CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN

401k plan membership statisitcs for CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN

Measure Date Value
2013: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 432
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 9
2012: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 445
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 232
Number of retired or separated participants receiving benefits 2012-01-01 19
Number of other retired or separated participants entitled to future benefits 2012-01-01 180
Total of all active and inactive participants 2012-01-01 431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 431
Number of participants with account balances 2012-01-01 431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 444
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 233
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 211
Total of all active and inactive participants 2011-01-01 444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 444
Number of participants with account balances 2011-01-01 444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 451
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 228
Number of retired or separated participants receiving benefits 2010-01-01 11
Number of other retired or separated participants entitled to future benefits 2010-01-01 205
Total of all active and inactive participants 2010-01-01 444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 444
Number of participants with account balances 2010-01-01 444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 482
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 242
Number of retired or separated participants receiving benefits 2009-01-01 11
Number of other retired or separated participants entitled to future benefits 2009-01-01 198
Total of all active and inactive participants 2009-01-01 451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 451
Number of participants with account balances 2009-01-01 451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 13

Measure	Date	Value
2013: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	432
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	9
2012: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	445
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	232
Number of retired or separated participants receiving benefits	2012-01-01	19
Number of other retired or separated participants entitled to future benefits	2012-01-01	180
Total of all active and inactive participants	2012-01-01	431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	431
Number of participants with account balances	2012-01-01	431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	444
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	233
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	211
Total of all active and inactive participants	2011-01-01	444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	444
Number of participants with account balances	2011-01-01	444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	451
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	228
Number of retired or separated participants receiving benefits	2010-01-01	11
Number of other retired or separated participants entitled to future benefits	2010-01-01	205
Total of all active and inactive participants	2010-01-01	444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	444
Number of participants with account balances	2010-01-01	444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	482
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	242
Number of retired or separated participants receiving benefits	2009-01-01	11
Number of other retired or separated participants entitled to future benefits	2009-01-01	198
Total of all active and inactive participants	2009-01-01	451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	451
Number of participants with account balances	2009-01-01	451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	13

Financial Data on CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN

Measure	Date	Value
2013 : CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$84,206,847
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$18,283,788
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$7,536,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$7,411,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,362,784
Value of total assets at end of year	2013-12-31	$0
Value of total assets at beginning of year	2013-12-31	$73,459,265
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$124,544
Total interest from all sources	2013-12-31	$240,060
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$962,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$962,253
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,032,544
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$583,211
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,016,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$10,747,582
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$73,459,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$43,319,684
Interest on participant loans	2013-12-31	$27,223
Interest earned on other investments	2013-12-31	$212,837
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$20,963,951
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$8,592,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,506,355
Net investment gain or loss from common/collective trusts	2013-12-31	$2,212,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,313,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$7,411,662
Contract administrator fees	2013-12-31	$124,544
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2013-12-31	410746749
2012 : CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$13,279,290
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$7,705,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$7,420,526
Value of total corrective distributions	2012-12-31	$16,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,434,171
Value of total assets at end of year	2012-12-31	$73,459,265
Value of total assets at beginning of year	2012-12-31	$67,885,818
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$269,141
Total interest from all sources	2012-12-31	$223,807
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,042,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,042,163
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,861,958
Participant contributions at end of year	2012-12-31	$583,211
Participant contributions at beginning of year	2012-12-31	$570,075
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$447,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$5,573,447
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$73,459,265
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$67,885,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$43,319,684
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$39,190,119
Interest on participant loans	2012-12-31	$24,083
Interest earned on other investments	2012-12-31	$199,724
Value of interest in common/collective trusts at end of year	2012-12-31	$20,963,951
Value of interest in common/collective trusts at beginning of year	2012-12-31	$19,958,379
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$8,592,419
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$8,167,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,470,636
Net investment gain or loss from common/collective trusts	2012-12-31	$2,108,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$3,125,052
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$7,420,526
Contract administrator fees	2012-12-31	$269,141
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2012-12-31	410746749
2011 : CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$6,467,882
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,894,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,624,506
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,021,104
Value of total assets at end of year	2011-12-31	$67,885,818
Value of total assets at beginning of year	2011-12-31	$67,312,383
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$269,941
Total interest from all sources	2011-12-31	$302,389
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$921,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$921,930
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,041,646
Participant contributions at end of year	2011-12-31	$570,075
Participant contributions at beginning of year	2011-12-31	$593,369
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,432,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$573,435
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$67,885,818
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$67,312,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$39,190,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$38,531,724
Interest on participant loans	2011-12-31	$28,209
Interest earned on other investments	2011-12-31	$274,180
Value of interest in common/collective trusts at end of year	2011-12-31	$19,958,379
Value of interest in common/collective trusts at beginning of year	2011-12-31	$21,488,134
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$8,167,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$6,699,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,166,312
Net investment gain or loss from common/collective trusts	2011-12-31	$388,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,547,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,624,506
Contract administrator fees	2011-12-31	$269,941
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCGLADREY, LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$11,797,939
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,307,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,057,867
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,350,281
Value of total assets at end of year	2010-12-31	$67,312,383
Value of total assets at beginning of year	2010-12-31	$58,821,817
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$249,506
Total interest from all sources	2010-12-31	$30,423
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$825,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$825,694
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,326,760
Participant contributions at end of year	2010-12-31	$593,369
Participant contributions at beginning of year	2010-12-31	$610,436
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$294,756
Other income not declared elsewhere	2010-12-31	$187,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$8,490,566
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$67,312,383
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$58,821,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$38,531,724
Interest on participant loans	2010-12-31	$30,423
Value of interest in common/collective trusts at end of year	2010-12-31	$21,488,134
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$58,211,381
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$6,699,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,258,873
Net investment gain or loss from common/collective trusts	2010-12-31	$2,144,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,728,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,057,867
Contract administrator fees	2010-12-31	$249,506
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCGLADREY & PULLEN, LLP
Accountancy firm EIN	2010-12-31	420714325

Form 5500 Responses for CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN

2013: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CREDIT UNION NATIONAL ASSOCIATION (CUNA) CAPITAL ACCUMULATION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CREDIT UNION NATIONAL ASSOCIATION, INC. DBA CUNA, INC.
Employer identification number (EIN):	237065623
NAIC Classification:	561900