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PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NamePAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN
Plan identification number 001

PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

PCR HOLDING, INC. has sponsored the creation of one or more 401k plans.

Company Name:PCR HOLDING, INC.
Employer identification number (EIN):251463856
NAIC Classification:541330
NAIC Description:Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01ELISE ALFER
0012015-01-01ELISE ALFER
0012014-01-01LUANN VOLTURNO
0012014-01-01LUANN VOLTURNO
0012013-01-01LUANN VOLTURNO
0012012-01-01LUANN VOLTURNO
0012011-01-01LUANN VOLTURNO
0012010-01-01LUANN VOLTURNO
0012009-01-01LUANN VOLTURNO
0012009-01-01LUANN VOLTURNO

Plan Statistics for PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01169
Total number of active participants reported on line 7a of the Form 55002016-01-0191
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0135
Total of all active and inactive participants2016-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01126
Number of participants with account balances2016-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01182
Total number of active participants reported on line 7a of the Form 55002015-01-01130
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01169
Number of participants with account balances2015-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01199
Total number of active participants reported on line 7a of the Form 55002014-01-01146
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0136
Total of all active and inactive participants2014-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01182
Number of participants with account balances2014-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01207
Total number of active participants reported on line 7a of the Form 55002013-01-01155
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0141
Total of all active and inactive participants2013-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01196
Number of participants with account balances2013-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01229
Total number of active participants reported on line 7a of the Form 55002012-01-01168
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0137
Total of all active and inactive participants2012-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01205
Number of participants with account balances2012-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01221
Total number of active participants reported on line 7a of the Form 55002011-01-01186
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0142
Total of all active and inactive participants2011-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01228
Number of participants with account balances2011-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01237
Total number of active participants reported on line 7a of the Form 55002010-01-01177
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0143
Total of all active and inactive participants2010-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01220
Number of participants with account balances2010-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0117
2009: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01220
Total number of active participants reported on line 7a of the Form 55002009-01-01202
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0133
Total of all active and inactive participants2009-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01235
Number of participants with account balances2009-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0113

Financial Data on PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,304,070
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,097,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,093,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$579,463
Value of total assets at end of year2016-12-31$10,710,337
Value of total assets at beginning of year2016-12-31$12,503,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,274
Total interest from all sources2016-12-31$15,444
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$159,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$159,509
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$579,463
Participant contributions at end of year2016-12-31$220,910
Participant contributions at beginning of year2016-12-31$260,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,793,574
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,710,337
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,503,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,353,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,375,652
Interest on participant loans2016-12-31$15,201
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,136,067
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$867,331
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$867,331
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$549,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,093,370
Contract administrator fees2016-12-31$4,274
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GOFF BACKA ALFERA & COMPANY, LLC
Accountancy firm EIN2016-12-31251871184
2015 : PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$911,178
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$599,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$596,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$783,330
Value of total assets at end of year2015-12-31$12,503,911
Value of total assets at beginning of year2015-12-31$12,191,954
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,610
Total interest from all sources2015-12-31$15,036
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$188,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$188,426
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$783,330
Participant contributions at end of year2015-12-31$260,928
Participant contributions at beginning of year2015-12-31$277,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$311,957
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,503,911
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,191,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,375,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,142,063
Interest on participant loans2015-12-31$15,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$867,331
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$772,581
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$772,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-75,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$596,611
Contract administrator fees2015-12-31$2,610
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GOFF BACKA ALFERA & COMPANY, LLC
Accountancy firm EIN2015-12-31251871184
2014 : PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,540,660
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,095,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,089,046
Value of total corrective distributions2014-12-31$2,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$866,566
Value of total assets at end of year2014-12-31$12,191,954
Value of total assets at beginning of year2014-12-31$11,746,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,050
Total interest from all sources2014-12-31$14,169
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$189,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$189,377
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$844,977
Participant contributions at end of year2014-12-31$277,310
Participant contributions at beginning of year2014-12-31$157,833
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$21,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$445,221
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,191,954
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,746,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,142,063
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,634,591
Interest on participant loans2014-12-31$14,169
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$772,581
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$954,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$954,309
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$470,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,089,046
Contract administrator fees2014-12-31$4,050
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31GOFF BACKA ALFERA & COMPANY, LLC
Accountancy firm EIN2014-12-31251871184
2013 : PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,878,160
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,424,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,420,336
Value of total corrective distributions2013-12-31$763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$944,462
Value of total assets at end of year2013-12-31$11,746,733
Value of total assets at beginning of year2013-12-31$10,293,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,780
Total interest from all sources2013-12-31$9,346
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$167,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$167,341
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$944,462
Participant contributions at end of year2013-12-31$157,833
Participant contributions at beginning of year2013-12-31$143,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,453,281
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,746,733
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,293,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,634,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,319,793
Interest on participant loans2013-12-31$9,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$954,309
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$618,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$618,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,757,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$211,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,420,336
Contract administrator fees2013-12-31$3,780
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GOFF BACKA ALFERA & COMPANY, LLC
Accountancy firm EIN2013-12-31251871184
2012 : PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,377,520
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$794,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$790,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,164,239
Value of total assets at end of year2012-12-31$10,293,452
Value of total assets at beginning of year2012-12-31$8,710,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,080
Total interest from all sources2012-12-31$7,926
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$195,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$195,893
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$946,811
Participant contributions at end of year2012-12-31$143,635
Participant contributions at beginning of year2012-12-31$134,635
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$6,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,582,721
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,293,452
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,710,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,319,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,734,820
Interest on participant loans2012-12-31$7,926
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$618,705
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$841,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$841,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,009,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$211,319
Employer contributions (assets) at end of year2012-12-31$211,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$790,719
Contract administrator fees2012-12-31$4,080
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GOFF BACKA ALFERA AND COMPANY, LLC
Accountancy firm EIN2012-12-31251871184
2011 : PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$721,986
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$461,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$458,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$905,287
Value of total assets at end of year2011-12-31$8,710,731
Value of total assets at beginning of year2011-12-31$8,450,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,035
Total interest from all sources2011-12-31$7,194
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$170,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$170,763
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$895,947
Participant contributions at end of year2011-12-31$134,635
Participant contributions at beginning of year2011-12-31$130,856
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$9,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$260,487
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,710,731
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,450,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,734,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,337,769
Interest on participant loans2011-12-31$7,194
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$841,276
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$810,804
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$810,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-361,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$170,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$458,464
Contract administrator fees2011-12-31$3,035
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31GOFF BACKA ALFERA & COMPANY, LLC
Accountancy firm EIN2011-12-31251871184
2010 : PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,885,674
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$422,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$416,516
Value of total corrective distributions2010-12-31$3,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,107,815
Value of total assets at end of year2010-12-31$8,450,244
Value of total assets at beginning of year2010-12-31$6,987,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,740
Total interest from all sources2010-12-31$8,247
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$162,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$800,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$870,021
Participant contributions at end of year2010-12-31$130,856
Participant contributions at beginning of year2010-12-31$142,488
Participant contributions at beginning of year2010-12-31$105
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$66,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,462,850
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,450,244
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,987,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,337,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,719,203
Interest on participant loans2010-12-31$8,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$810,804
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$725,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$725,598
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$607,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$170,815
Employer contributions (assets) at end of year2010-12-31$170,815
Employer contributions (assets) at beginning of year2010-12-31$400,000
Income. Dividends from common stock2010-12-31$162,207
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$416,516
Contract administrator fees2010-12-31$2,740
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31GOFF BACKA ALFERA & COMPANY, LLC
Accountancy firm EIN2010-12-31251871184
2009 : PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN

2016: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PAUL C. RIZZO ASSOCIATES, INC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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