IRA L. SCHWARTZ, DDS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN
401k plan membership statisitcs for IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2018: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 1 |
| Total of all active and inactive participants | 2018-01-01 | 5 |
| Total participants | 2018-01-01 | 5 |
| Number of participants with account balances | 2018-01-01 | 5 |
| 2017: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1 |
| Total of all active and inactive participants | 2017-01-01 | 5 |
| Total participants | 2017-01-01 | 5 |
| Number of participants with account balances | 2017-01-01 | 5 |
| 2016: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 1 |
| Total of all active and inactive participants | 2016-01-01 | 5 |
| Total participants | 2016-01-01 | 5 |
| Number of participants with account balances | 2016-01-01 | 5 |
| 2015: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 5 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 1 |
| Total of all active and inactive participants | 2015-01-01 | 6 |
| Total participants | 2015-01-01 | 6 |
| Number of participants with account balances | 2015-01-01 | 6 |
| 2014: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 5 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 1 |
| Total of all active and inactive participants | 2014-01-01 | 6 |
| Total participants | 2014-01-01 | 6 |
| Number of participants with account balances | 2014-01-01 | 6 |
| 2013: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 1 |
| Total of all active and inactive participants | 2013-01-01 | 5 |
| Total participants | 2013-01-01 | 5 |
| Number of participants with account balances | 2013-01-01 | 5 |
| 2012: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1 |
| Total of all active and inactive participants | 2012-01-01 | 5 |
| Total participants | 2012-01-01 | 5 |
| Number of participants with account balances | 2012-01-01 | 5 |
| 2011: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
| Total of all active and inactive participants | 2011-01-01 | 5 |
| Total participants | 2011-01-01 | 5 |
| Number of participants with account balances | 2011-01-01 | 5 |
| 2010: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 1 |
| Total of all active and inactive participants | 2010-01-01 | 5 |
| Total participants | 2010-01-01 | 5 |
| Number of participants with account balances | 2010-01-01 | 5 |
| 2009: IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 3 |
| Total of all active and inactive participants | 2009-01-01 | 3 |
| Total participants | 2009-01-01 | 3 |
| Number of participants with account balances | 2009-01-01 | 3 |
| Measure | Date | Value |
|---|
| 2018 : IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-91,448 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $3,586 |
| Total plan assets at end of year | 2018-12-31 | $1,933,524 |
| Total plan assets at beginning of year | 2018-12-31 | $2,028,558 |
| Value of fidelity bond covering the plan | 2018-12-31 | $225,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $32,435 |
| Other income received | 2018-12-31 | $-132,320 |
| Net income (gross income less expenses) | 2018-12-31 | $-95,034 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $1,933,524 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,028,558 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $8,437 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $3,586 |
| 2017 : IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $280,946 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $3,643 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $0 |
| Total plan assets at end of year | 2017-12-31 | $2,028,558 |
| Total plan assets at beginning of year | 2017-12-31 | $1,751,255 |
| Value of fidelity bond covering the plan | 2017-12-31 | $225,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $31,803 |
| Other income received | 2017-12-31 | $240,567 |
| Net income (gross income less expenses) | 2017-12-31 | $277,303 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $2,028,558 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,751,255 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $8,576 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $3,643 |
| 2016 : IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $144,066 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $17,067 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $13,445 |
| Total plan assets at end of year | 2016-12-31 | $1,751,255 |
| Total plan assets at beginning of year | 2016-12-31 | $1,624,256 |
| Value of fidelity bond covering the plan | 2016-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $31,482 |
| Other income received | 2016-12-31 | $103,057 |
| Net income (gross income less expenses) | 2016-12-31 | $126,999 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $1,751,255 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,624,256 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $9,527 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $3,622 |
| 2015 : IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $16,755 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $3,602 |
| Total plan assets at end of year | 2015-12-31 | $1,624,256 |
| Total plan assets at beginning of year | 2015-12-31 | $1,611,103 |
| Value of fidelity bond covering the plan | 2015-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $6,797 |
| Other income received | 2015-12-31 | $-24,768 |
| Net income (gross income less expenses) | 2015-12-31 | $13,153 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $1,624,256 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,611,103 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $34,726 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $3,602 |
| 2014 : IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $105,779 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $3,618 |
| Total plan assets at end of year | 2014-12-31 | $1,611,103 |
| Total plan assets at beginning of year | 2014-12-31 | $1,508,942 |
| Value of fidelity bond covering the plan | 2014-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $29,135 |
| Other income received | 2014-12-31 | $59,369 |
| Net income (gross income less expenses) | 2014-12-31 | $102,161 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $1,611,103 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,508,942 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $17,275 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $3,618 |
| 2013 : IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $227,500 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $3,647 |
| Total plan assets at end of year | 2013-12-31 | $1,508,942 |
| Total plan assets at beginning of year | 2013-12-31 | $1,285,089 |
| Value of fidelity bond covering the plan | 2013-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $26,440 |
| Other income received | 2013-12-31 | $185,145 |
| Net income (gross income less expenses) | 2013-12-31 | $223,853 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,508,942 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,285,089 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $15,915 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $3,647 |
| 2012 : IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $211,528 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $4,031 |
| Total plan assets at end of year | 2012-12-31 | $1,285,089 |
| Total plan assets at beginning of year | 2012-12-31 | $1,077,592 |
| Value of fidelity bond covering the plan | 2012-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $28,726 |
| Other income received | 2012-12-31 | $158,550 |
| Net income (gross income less expenses) | 2012-12-31 | $207,497 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,285,089 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,077,592 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $24,252 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $4,031 |
| 2011 : IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $-1,967 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $8,020 |
| Total plan assets at end of year | 2011-12-31 | $1,077,592 |
| Total plan assets at beginning of year | 2011-12-31 | $1,087,579 |
| Value of fidelity bond covering the plan | 2011-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $27,491 |
| Other income received | 2011-12-31 | $-44,383 |
| Net income (gross income less expenses) | 2011-12-31 | $-9,987 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,077,592 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,087,579 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $14,925 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $8,020 |
| 2010 : IRA L. SCHWARTZ, DDS PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $178,026 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $7,276 |
| Total plan assets at end of year | 2010-12-31 | $1,087,579 |
| Total plan assets at beginning of year | 2010-12-31 | $916,829 |
| Value of fidelity bond covering the plan | 2010-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $27,463 |
| Other income received | 2010-12-31 | $134,496 |
| Net income (gross income less expenses) | 2010-12-31 | $170,750 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,087,579 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $916,829 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $16,067 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $7,276 |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 19933 |
| Policy instance | 1 |
| Insurance contract or identification number | 19933 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $5,084 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,084 | | Insurance broker organization code? | 3 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 19933 |
| Policy instance | 1 |
| Insurance contract or identification number | 19933 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $4,693 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,693 | | Insurance broker organization code? | 3 | | Insurance broker name | RAYMOND JAMES INSURANCE GROUP, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 19933 |
| Policy instance | 1 |
| Insurance contract or identification number | 19933 | | Number of Individuals Covered | 6 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $4,074 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,074 | | Insurance broker organization code? | 3 | | Insurance broker name | RAYMOND JAMES INSURANCE GROUP, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 19933 |
| Policy instance | 1 |
| Insurance contract or identification number | 19933 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $3,895 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,895 | | Insurance broker organization code? | 3 | | Insurance broker name | RAYMOND JAMES INSURANCE GROUP, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 19933 |
| Policy instance | 1 |
| Insurance contract or identification number | 19933 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $3,647 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,647 | | Insurance broker name | PLANNING CORP OF AMERICA, INC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 19933 |
| Policy instance | 1 |
| Insurance contract or identification number | 19933 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $2,937 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,937 | | Insurance broker name | PLANNING CORP OF AMERICA, INC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 19933 |
| Policy instance | 1 |
| Insurance contract or identification number | 19933 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $2,727 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 19933 |
| Policy instance | 1 |
| Insurance contract or identification number | 19933 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $2,314 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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