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AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan NameAMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN
Plan identification number 001

AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS MD PLLC has sponsored the creation of one or more 401k plans.

Company Name:AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS MD PLLC
Employer identification number (EIN):260153135
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01HERBERT KLOSS2018-06-16
0012016-01-01HERBERT KLOSS2017-07-24
0012015-01-01HERBERT KLOSS2016-06-28
0012014-01-01HERBERT KLOSS
0012013-01-01HERBERT KLOSS
0012012-01-01HERBERT KLOSS
0012011-01-01HERBERT KLOSS
0012010-01-01HERBERT KLOSS
0012009-01-01HERBERT KLOSS
0012009-01-01HERBERT KLOSS

Plan Statistics for AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN

Measure Date Value
2017: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-312,157,093
Acturial value of plan assets2017-12-312,157,093
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-310
Fundng target for terminated vested participants2017-12-310
Active participant vested funding target2017-12-311,866,338
Number of active participants2017-12-311
Total funding liabilities for active participants2017-12-311,866,338
Total participant count2017-12-311
Total funding target for all participants2017-12-311,866,338
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-3185,533
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3185,533
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31250,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31246,249
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31207,370
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-31246,249
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-311,879,932
Acturial value of plan assets2016-12-311,879,932
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-311
Fundng target for terminated vested participants2016-12-31100,898
Active participant vested funding target2016-12-311,667,289
Number of active participants2016-12-311
Total funding liabilities for active participants2016-12-311,667,289
Total participant count2016-12-312
Total funding target for all participants2016-12-311,768,187
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-318,053
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-318,053
Present value of excess contributions2016-12-31124,211
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31124,211
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-317,886
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31200,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31199,542
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31225,754
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31114,009
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31114,009
Contributions allocatedtoward minimum required contributions for current year2016-12-31199,542
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2014: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012
Total number of active participants reported on line 7a of the Form 55002014-01-012
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-012
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013
2011: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-011
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011
2010: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012
Total number of active participants reported on line 7a of the Form 55002010-01-011
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-011
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN

Measure Date Value
2014 : AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2014 401k financial data
Total income from all sources2014-12-31$365,974
Expenses. Total of all expenses incurred2014-12-31$23,068
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,601,611
Total plan assets at beginning of year2014-12-31$1,258,705
Value of fidelity bond covering the plan2014-12-31$50,000
Total contributions received or receivable from participants2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$95,974
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$342,906
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,601,611
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,258,705
Total contributions received or receivable from employer(s)2014-12-31$270,000
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$23,068
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2013 401k financial data
Total income from all sources2013-12-31$309,352
Expenses. Total of all expenses incurred2013-12-31$2,891
Benefits paid (including direct rollovers)2013-12-31$2,891
Total plan assets at end of year2013-12-31$1,258,705
Total plan assets at beginning of year2013-12-31$952,244
Value of fidelity bond covering the plan2013-12-31$4,000,000
Other income received2013-12-31$158,344
Net income (gross income less expenses)2013-12-31$306,461
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,258,705
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$952,244
Total contributions received or receivable from employer(s)2013-12-31$151,008
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2012 401k financial data
Total income from all sources2012-12-31$253,913
Expenses. Total of all expenses incurred2012-12-31$13,343
Total plan assets at end of year2012-12-31$952,244
Total plan assets at beginning of year2012-12-31$711,674
Expenses. Other expenses not covered elsewhere2012-12-31$13,343
Other income received2012-12-31$78,913
Net income (gross income less expenses)2012-12-31$240,570
Net plan assets at end of year (total assets less liabilities)2012-12-31$952,244
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$711,674
Total contributions received or receivable from employer(s)2012-12-31$175,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2011 401k financial data
Total income from all sources2011-12-31$229,979
Expenses. Total of all expenses incurred2011-12-31$11,107
Benefits paid (including direct rollovers)2011-12-31$2,909
Total plan assets at end of year2011-12-31$711,674
Total plan assets at beginning of year2011-12-31$492,802
Other income received2011-12-31$4,769
Net income (gross income less expenses)2011-12-31$218,872
Net plan assets at end of year (total assets less liabilities)2011-12-31$711,674
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$492,802
Total contributions received or receivable from employer(s)2011-12-31$225,210
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$8,198
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2010 401k financial data
Total income from all sources2010-12-31$203,266
Expenses. Total of all expenses incurred2010-12-31$0
Total plan assets at end of year2010-12-31$492,802
Total plan assets at beginning of year2010-12-31$289,536
Other income received2010-12-31$53,266
Net income (gross income less expenses)2010-12-31$203,266
Net plan assets at end of year (total assets less liabilities)2010-12-31$492,802
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$289,536
Total contributions received or receivable from employer(s)2010-12-31$150,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN

2014: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AMBULATORY ANESTHESIA SERVICES/HERBERT KLOSS, MD, PLLC DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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