WELLINGTON TRUST COMPANY, NA has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WTC-CTF DAS PLUS DIVERSIFIED BETA
| Measure | Date | Value |
|---|
| 2012 : WTC-CTF DAS PLUS DIVERSIFIED BETA 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-07-31 | $6,134,067 |
| Total unrealized appreciation/depreciation of assets | 2012-07-31 | $6,134,067 |
| Total transfer of assets to this plan | 2012-07-31 | $406,000 |
| Total transfer of assets from this plan | 2012-07-31 | $112,587,618 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $2,773,323 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $196,123,391 |
| Total income from all sources (including contributions) | 2012-07-31 | $13,071,572 |
| Total loss/gain on sale of assets | 2012-07-31 | $5,794,675 |
| Total of all expenses incurred | 2012-07-31 | $26,906 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-31 | $0 |
| Value of total assets at end of year | 2012-07-31 | $2,773,323 |
| Value of total assets at beginning of year | 2012-07-31 | $295,260,343 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-31 | $26,906 |
| Total interest from all sources | 2012-07-31 | $11,213 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-31 | $0 |
| Administrative expenses professional fees incurred | 2012-07-31 | $26,906 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-07-31 | $1,352,008 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-31 | $40,590,431 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-07-31 | $2,773,323 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-31 | $196,123,391 |
| Total non interest bearing cash at beginning of year | 2012-07-31 | $11,093 |
| Value of net income/loss | 2012-07-31 | $13,044,666 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-31 | $99,136,952 |
| Income. Interest from corporate debt instruments | 2012-07-31 | $11,213 |
| Value of interest in common/collective trusts at end of year | 2012-07-31 | $1,328,585 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-31 | $90,005,028 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-07-31 | $92,730 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-07-31 | $18,142,761 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-07-31 | $18,142,761 |
| Asset value of US Government securities at beginning of year | 2012-07-31 | $103,688,280 |
| Net investment gain or loss from common/collective trusts | 2012-07-31 | $1,131,617 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-07-31 | $42,822,750 |
| Aggregate proceeds on sale of assets | 2012-07-31 | $1,177,373,526 |
| Aggregate carrying amount (costs) on sale of assets | 2012-07-31 | $1,171,578,851 |
| 2011 : WTC-CTF DAS PLUS DIVERSIFIED BETA 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-13,533,824 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-13,533,824 |
| Total transfer of assets to this plan | 2011-12-31 | $14,359,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $196,123,391 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $312,796,800 |
| Total income from all sources (including contributions) | 2011-12-31 | $-5,751,521 |
| Total loss/gain on sale of assets | 2011-12-31 | $8,749,477 |
| Total of all expenses incurred | 2011-12-31 | $50,624 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $295,260,343 |
| Value of total assets at beginning of year | 2011-12-31 | $403,376,897 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $50,624 |
| Total interest from all sources | 2011-12-31 | $33,288 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Administrative expenses professional fees incurred | 2011-12-31 | $50,624 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $40,590,431 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $108,647,351 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $196,123,391 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $312,796,800 |
| Total non interest bearing cash at end of year | 2011-12-31 | $11,093 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $0 |
| Value of net income/loss | 2011-12-31 | $-5,802,145 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $99,136,952 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $90,580,097 |
| Income. Interest from US Government securities | 2011-12-31 | $23,558 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $9,730 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $90,005,028 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $74,257,471 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $18,142,761 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $14,800,906 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $14,800,906 |
| Asset value of US Government securities at end of year | 2011-12-31 | $103,688,280 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $122,749,791 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-1,000,462 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $42,822,750 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $82,921,378 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $3,339,051,491 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $3,330,302,014 |
| 2010 : WTC-CTF DAS PLUS DIVERSIFIED BETA 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-3,404,295 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-3,404,295 |
| Total transfer of assets from this plan | 2010-12-31 | $3,508,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $312,796,800 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $209,019,465 |
| Total income from all sources (including contributions) | 2010-12-31 | $13,429,335 |
| Total loss/gain on sale of assets | 2010-12-31 | $15,345,940 |
| Total of all expenses incurred | 2010-12-31 | $39,867 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $403,376,897 |
| Value of total assets at beginning of year | 2010-12-31 | $289,718,094 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $39,867 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Administrative expenses professional fees incurred | 2010-12-31 | $39,867 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $108,647,351 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $56,198,144 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $312,796,800 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $209,019,465 |
| Total non interest bearing cash at end of year | 2010-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $0 |
| Value of net income/loss | 2010-12-31 | $13,389,468 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $90,580,097 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $80,698,629 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $74,257,471 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $73,247,738 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $14,800,906 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $6,179,572 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $6,179,572 |
| Asset value of US Government securities at end of year | 2010-12-31 | $122,749,791 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $80,667,889 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $1,487,690 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $82,921,378 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $73,424,751 |
| Aggregate proceeds on sale of assets | 2010-12-31 | $3,515,120,338 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $3,499,774,398 |
