401k Plan data: HOOTERS CASINO HOTEL, LLC 401(K) PLAN plan

HOOTERS CASINO HOTEL, LLC 401(K) PLAN 401k Plan overview

Plan Name	HOOTERS CASINO HOTEL, LLC 401(K) PLAN
Plan identification number	001

HOOTERS CASINO HOTEL, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NAV-115 EAST TROPICANA, LLC has sponsored the creation of one or more 401k plans.

Company Name: NAV-115 EAST TROPICANA, LLC

Employer identification number (EIN): 261319510

NAIC Classification: 721120
NAIC Description: Casino Hotels

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOOTERS CASINO HOTEL, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 PENNI ALEXANDER
001 2014-01-01 PENNI ALEXANDER
001 2013-01-01 GREG YOCHUM
001 2012-01-01 GREGORY YOCHUM
001 2011-01-01 DEBORAH PIERCE

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	PENNI ALEXANDER
001	2014-01-01	PENNI ALEXANDER
001	2013-01-01	GREG YOCHUM
001	2012-01-01	GREGORY YOCHUM
001	2011-01-01	DEBORAH PIERCE

Plan Statistics for HOOTERS CASINO HOTEL, LLC 401(K) PLAN

401k plan membership statisitcs for HOOTERS CASINO HOTEL, LLC 401(K) PLAN

Measure Date Value
2015: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 717
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 529
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 87
Total of all active and inactive participants 2015-01-01 616
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 616
Number of participants with account balances 2015-01-01 364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 691
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 593
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 34
Total of all active and inactive participants 2014-01-01 627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 627
Number of participants with account balances 2014-01-01 334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 6
2013: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 743
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 523
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 45
Total of all active and inactive participants 2013-01-01 568
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 568
Number of participants with account balances 2013-01-01 268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 724
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 530
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 122
Total of all active and inactive participants 2012-01-01 652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 652
Number of participants with account balances 2012-01-01 294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 22
2011: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 777
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 569
Number of retired or separated participants receiving benefits 2011-01-01 9
Number of other retired or separated participants entitled to future benefits 2011-01-01 114
Total of all active and inactive participants 2011-01-01 692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 692
Number of participants with account balances 2011-01-01 346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2

Measure	Date	Value
2015: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	717
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	529
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	87
Total of all active and inactive participants	2015-01-01	616
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	616
Number of participants with account balances	2015-01-01	364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	691
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	593
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	34
Total of all active and inactive participants	2014-01-01	627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	627
Number of participants with account balances	2014-01-01	334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	6
2013: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	743
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	523
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	45
Total of all active and inactive participants	2013-01-01	568
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	568
Number of participants with account balances	2013-01-01	268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	724
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	530
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	122
Total of all active and inactive participants	2012-01-01	652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	652
Number of participants with account balances	2012-01-01	294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	22
2011: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	777
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	569
Number of retired or separated participants receiving benefits	2011-01-01	9
Number of other retired or separated participants entitled to future benefits	2011-01-01	114
Total of all active and inactive participants	2011-01-01	692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	692
Number of participants with account balances	2011-01-01	346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2

Financial Data on HOOTERS CASINO HOTEL, LLC 401(K) PLAN

Measure	Date	Value
2015 : HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$364,755
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$443,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$407,799
Value of total corrective distributions	2015-12-31	$19,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$363,799
Value of total assets at end of year	2015-12-31	$3,053,562
Value of total assets at beginning of year	2015-12-31	$3,132,729
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$16,187
Total interest from all sources	2015-12-31	$7,276
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$354,043
Participant contributions at end of year	2015-12-31	$157,639
Participant contributions at beginning of year	2015-12-31	$202,843
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$9,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-79,167
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,053,562
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,132,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,733,797
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,778,347
Interest on participant loans	2015-12-31	$5,406
Interest earned on other investments	2015-12-31	$1,870
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$162,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$151,539
Net investment gain/loss from pooled separate accounts	2015-12-31	$-6,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$407,799
Contract administrator fees	2015-12-31	$16,187
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PIERCY BOWLER TAYLOR & KERN
Accountancy firm EIN	2015-12-31	880265237
2014 : HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$624,977
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$321,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$303,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$382,422
Value of total assets at end of year	2014-12-31	$3,132,729
Value of total assets at beginning of year	2014-12-31	$2,829,281
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$18,098
Total interest from all sources	2014-12-31	$8,588
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$381,924
Participant contributions at end of year	2014-12-31	$202,843
Participant contributions at beginning of year	2014-12-31	$187,561
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$498
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$303,448
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,132,729
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,829,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,778,347
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,492,927
Interest on participant loans	2014-12-31	$6,626
Interest earned on other investments	2014-12-31	$1,962
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$151,539
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$148,793
Net investment gain/loss from pooled separate accounts	2014-12-31	$233,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$303,431
Contract administrator fees	2014-12-31	$18,098
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BDO USA, LLP
Accountancy firm EIN	2014-12-31	135381590
2013 : HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$829,823
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$536,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$512,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$418,024
Value of total assets at end of year	2013-12-31	$2,829,281
Value of total assets at beginning of year	2013-12-31	$2,536,180
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$24,009
Total interest from all sources	2013-12-31	$8,070
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$316,135
Participant contributions at end of year	2013-12-31	$187,561
Participant contributions at beginning of year	2013-12-31	$140,176
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$101,889
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$1,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$293,101
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,829,281
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,536,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,492,927
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,272,936
Interest on participant loans	2013-12-31	$6,422
Interest earned on other investments	2013-12-31	$1,648
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$121,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$121,891
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$148,793
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$403,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$512,713
Contract administrator fees	2013-12-31	$24,009
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BDO USA, LLP
Accountancy firm EIN	2013-12-31	135381590
2012 : HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$651,547
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$850,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$816,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$325,735
Value of total assets at end of year	2012-12-31	$2,536,180
Value of total assets at beginning of year	2012-12-31	$2,734,936
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$34,187
Total interest from all sources	2012-12-31	$4,535
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$9,178
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$323,735
Participant contributions at end of year	2012-12-31	$140,176
Participant contributions at beginning of year	2012-12-31	$98,468
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$2,000
Administrative expenses (other) incurred	2012-12-31	$15
Total non interest bearing cash at end of year	2012-12-31	$1,177
Total non interest bearing cash at beginning of year	2012-12-31	$32,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-198,756
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,536,180
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,734,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$16,994
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,272,936
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,459,625
Interest on participant loans	2012-12-31	$4,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$121,891
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$144,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$144,203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$321,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$816,116
Contract administrator fees	2012-12-31	$8,000
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BDO USA, LLP
Accountancy firm EIN	2012-12-31	135381590
2011 : HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$376,438
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$492,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$448,306
Value of total corrective distributions	2011-12-31	$7,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$433,502
Value of total assets at end of year	2011-12-31	$2,734,936
Value of total assets at beginning of year	2011-12-31	$2,851,008
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$36,471
Total interest from all sources	2011-12-31	$5,201
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$8,000
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$428,646
Participant contributions at end of year	2011-12-31	$98,468
Participant contributions at beginning of year	2011-12-31	$105,982
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4,856
Administrative expenses (other) incurred	2011-12-31	$2
Total non interest bearing cash at end of year	2011-12-31	$32,640
Total non interest bearing cash at beginning of year	2011-12-31	$34,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-116,072
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,734,936
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,851,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$18,500
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,459,625
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,522,337
Interest on participant loans	2011-12-31	$5,201
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$144,203
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$188,045
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$188,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-62,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$448,306
Contract administrator fees	2011-12-31	$9,969
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WALLACE NEUMAN & VERVILE, LLP
Accountancy firm EIN	2011-12-31	263916060

Form 5500 Responses for HOOTERS CASINO HOTEL, LLC 401(K) PLAN

2015: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HOOTERS CASINO HOTEL, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

808511

Policy instance

Insurance contract or identification number	808511
Number of Individuals Covered	616
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $8,921
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,545
Insurance broker organization code?	3
Insurance broker name	SIGNATOR FINANCIAL SERVICES INC

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

808511

Policy instance

Insurance contract or identification number	808511
Number of Individuals Covered	627
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $8,481
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,481
Insurance broker organization code?	3
Insurance broker name	SYMETRA INVESTMENT SERVICES, INC.

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

808511

Policy instance

Insurance contract or identification number	808511
Number of Individuals Covered	568
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $5,853
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,853
Insurance broker organization code?	3
Insurance broker name	SYMETRA INVESTMENT SERVICES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

47549

Policy instance

Insurance contract or identification number	47549
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-04-01
Total amount of commissions paid to insurance broker	USD $1,917
Total amount of fees paid to insurance company	USD $1,711
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,917
Insurance broker organization code?	3
Amount paid for insurance broker fees	1711
Additional information about fees paid to insurance broker	TPA COMPENSATION AND FEES
Insurance broker name	ROCKY MOUNTAIN EMPL BENEFITS, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

47549

Policy instance

Insurance contract or identification number	47549
Number of Individuals Covered	323
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $7,946
Total amount of fees paid to insurance company	USD $10,440
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	10440
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker organization code?	5
Insurance broker name	SYMETRA INVESTMENT SERVICES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

47549

Policy instance

Insurance contract or identification number	47549
Number of Individuals Covered	357
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $8,525
Total amount of fees paid to insurance company	USD $11,398
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NAV-115 EAST TROPICANA, LLC
Employer identification number (EIN):	261319510
NAIC Classification:	721120
NAIC Description:	Casino Hotels