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LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN 401k Plan overview

Plan NameLAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN
Plan identification number 001

LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LAW OFFICE OF DAWN A. NEE, LLC has sponsored the creation of one or more 401k plans.

Company Name:LAW OFFICE OF DAWN A. NEE, LLC
Employer identification number (EIN):261797931
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012011-01-01DAWN A. NEE
0012009-01-01DAWN NEE DAWN NEE2010-07-21

Plan Statistics for LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN

401k plan membership statisitcs for LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN

Measure Date Value
2011: LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011
Total number of active participants reported on line 7a of the Form 55002011-01-011
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011
Number of participants with account balances2011-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-010
Total number of active participants reported on line 7a of the Form 55002009-01-011
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011
Number of participants with account balances2009-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN

Measure Date Value
2011 : LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$4,387
Expenses. Total of all expenses incurred2011-12-31$0
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$18,106
Total plan assets at beginning of year2011-12-31$13,719
Total contributions received or receivable from participants2011-12-31$2,250
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$387
Net income (gross income less expenses)2011-12-31$4,387
Net plan assets at end of year (total assets less liabilities)2011-12-31$18,106
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$13,719
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$1,750
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
2010 : LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$6,202
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$13,719
Total plan assets at beginning of year2010-12-31$7,518
Total contributions received or receivable from participants2010-12-31$5,000
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$1,202
Net income (gross income less expenses)2010-12-31$6,202
Net plan assets at end of year (total assets less liabilities)2010-12-31$13,719
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$7,518
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0

Form 5500 Responses for LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN

2011: LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: LAW OFFICE OF DAWN A. NEE, LLC PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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