401k Plan data: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) plan

COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 401k Plan overview

Plan Name	COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT)
Plan identification number	003

COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COHEN SEQUOIA ENTERPRISES, LTD has sponsored the creation of one or more 401k plans.

Company Name: COHEN SEQUOIA ENTERPRISES, LTD

Employer identification number (EIN): 264094604

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2019-02-01
003 2018-02-01
003 2017-02-01 PHILLIP BAPTISTE
003 2016-02-01
003 2015-02-01
003 2014-02-01
003 2013-02-01 JAMES STOBE 2014-11-03
003 2012-02-01 JAMES STOBE 2013-11-11
003 2011-02-01 JAMES STOBE 2012-10-26

Plan Statistics for COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT)

401k plan membership statisitcs for COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT)

Measure Date Value
2022: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2022 401k membership
Total participants, beginning-of-year 2022-01-01 316
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 293
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 66
Total of all active and inactive participants 2022-01-01 359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 359
Number of participants with account balances 2022-01-01 284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 77
2021: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2021 401k membership
Total participants, beginning-of-year 2021-01-01 301
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 273
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 43
Total of all active and inactive participants 2021-01-01 316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 316
Number of participants with account balances 2021-01-01 235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 53
2020: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2020 401k membership
Total participants, beginning-of-year 2020-01-01 237
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 210
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 37
Total of all active and inactive participants 2020-01-01 247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 247
Number of participants with account balances 2020-01-01 181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2019 401k membership
Total participants, beginning-of-year 2019-02-01 288
Total number of active participants reported on line 7a of the Form 5500 2019-02-01 199
Number of retired or separated participants receiving benefits 2019-02-01 0
Number of other retired or separated participants entitled to future benefits 2019-02-01 37
Total of all active and inactive participants 2019-02-01 236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-02-01 1
Total participants 2019-02-01 237
Number of participants with account balances 2019-02-01 237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-02-01 17
2018: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2018 401k membership
Total participants, beginning-of-year 2018-02-01 262
Total number of active participants reported on line 7a of the Form 5500 2018-02-01 253
Number of retired or separated participants receiving benefits 2018-02-01 0
Number of other retired or separated participants entitled to future benefits 2018-02-01 35
Total of all active and inactive participants 2018-02-01 288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-02-01 0
Total participants 2018-02-01 288
Number of participants with account balances 2018-02-01 246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-02-01 9
2017: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2017 401k membership
Total participants, beginning-of-year 2017-02-01 243
Total number of active participants reported on line 7a of the Form 5500 2017-02-01 188
Number of retired or separated participants receiving benefits 2017-02-01 0
Number of other retired or separated participants entitled to future benefits 2017-02-01 23
Total of all active and inactive participants 2017-02-01 211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-02-01 0
Total participants 2017-02-01 211
Number of participants with account balances 2017-02-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-02-01 28
2016: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2016 401k membership
Total participants, beginning-of-year 2016-02-01 171
Total number of active participants reported on line 7a of the Form 5500 2016-02-01 211
Number of retired or separated participants receiving benefits 2016-02-01 0
Number of other retired or separated participants entitled to future benefits 2016-02-01 32
Total of all active and inactive participants 2016-02-01 243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-02-01 0
Total participants 2016-02-01 243
Number of participants with account balances 2016-02-01 243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-02-01 21
2015: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2015 401k membership
Total participants, beginning-of-year 2015-02-01 146
Total number of active participants reported on line 7a of the Form 5500 2015-02-01 143
Number of retired or separated participants receiving benefits 2015-02-01 0
Number of other retired or separated participants entitled to future benefits 2015-02-01 28
Total of all active and inactive participants 2015-02-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-02-01 0
Total participants 2015-02-01 171
Number of participants with account balances 2015-02-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-02-01 20

Measure	Date	Value
2022: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2022 401k membership
Total participants, beginning-of-year	2022-01-01	316
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	293
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	66
Total of all active and inactive participants	2022-01-01	359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	359
Number of participants with account balances	2022-01-01	284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	77
2021: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2021 401k membership
Total participants, beginning-of-year	2021-01-01	301
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	273
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	43
Total of all active and inactive participants	2021-01-01	316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	316
Number of participants with account balances	2021-01-01	235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	53
2020: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2020 401k membership
Total participants, beginning-of-year	2020-01-01	237
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	210
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	37
Total of all active and inactive participants	2020-01-01	247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	247
Number of participants with account balances	2020-01-01	181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2019 401k membership
Total participants, beginning-of-year	2019-02-01	288
Total number of active participants reported on line 7a of the Form 5500	2019-02-01	199
Number of retired or separated participants receiving benefits	2019-02-01	0
Number of other retired or separated participants entitled to future benefits	2019-02-01	37
Total of all active and inactive participants	2019-02-01	236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-02-01	1
Total participants	2019-02-01	237
Number of participants with account balances	2019-02-01	237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-02-01	17
2018: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2018 401k membership
Total participants, beginning-of-year	2018-02-01	262
Total number of active participants reported on line 7a of the Form 5500	2018-02-01	253
Number of retired or separated participants receiving benefits	2018-02-01	0
Number of other retired or separated participants entitled to future benefits	2018-02-01	35
Total of all active and inactive participants	2018-02-01	288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-02-01	0
Total participants	2018-02-01	288
Number of participants with account balances	2018-02-01	246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-02-01	9
2017: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2017 401k membership
Total participants, beginning-of-year	2017-02-01	243
Total number of active participants reported on line 7a of the Form 5500	2017-02-01	188
Number of retired or separated participants receiving benefits	2017-02-01	0
Number of other retired or separated participants entitled to future benefits	2017-02-01	23
Total of all active and inactive participants	2017-02-01	211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-02-01	0
Total participants	2017-02-01	211
Number of participants with account balances	2017-02-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-02-01	28
2016: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2016 401k membership
Total participants, beginning-of-year	2016-02-01	171
Total number of active participants reported on line 7a of the Form 5500	2016-02-01	211
Number of retired or separated participants receiving benefits	2016-02-01	0
Number of other retired or separated participants entitled to future benefits	2016-02-01	32
Total of all active and inactive participants	2016-02-01	243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-02-01	0
Total participants	2016-02-01	243
Number of participants with account balances	2016-02-01	243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-02-01	21
2015: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2015 401k membership
Total participants, beginning-of-year	2015-02-01	146
Total number of active participants reported on line 7a of the Form 5500	2015-02-01	143
Number of retired or separated participants receiving benefits	2015-02-01	0
Number of other retired or separated participants entitled to future benefits	2015-02-01	28
Total of all active and inactive participants	2015-02-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-02-01	0
Total participants	2015-02-01	171
Number of participants with account balances	2015-02-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-02-01	20

Financial Data on COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT)

Measure	Date	Value
2022 : COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$1,634,558
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$83,487
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-5,237,229
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$246,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$245,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,572,899
Value of total assets at end of year	2022-12-31	$43,534,645
Value of total assets at beginning of year	2022-12-31	$47,300,487
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$1,522
Total interest from all sources	2022-12-31	$37,703
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,400,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,400,873
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Participant contributions at end of year	2022-12-31	$75,933
Participant contributions at beginning of year	2022-12-31	$132,429
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$83,487
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Administrative expenses (other) incurred	2022-12-31	$1,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-5,483,887
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$43,451,158
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$47,300,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$39,593,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$43,003,689
Interest on participant loans	2022-12-31	$5,370
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$2,428,908
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$2,513,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$2,513,153
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$32,333
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-9,248,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$2,572,899
Employer contributions (assets) at end of year	2022-12-31	$1,435,939
Employer contributions (assets) at beginning of year	2022-12-31	$1,651,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$245,136
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2022-12-31	341738426
2021 : COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$23,524,465
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$7,533,171
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,674,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,674,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,562,888
Value of total assets at end of year	2021-12-31	$47,300,487
Value of total assets at beginning of year	2021-12-31	$17,917,775
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$693
Total interest from all sources	2021-12-31	$6,997
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,587,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,587,725
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Participant contributions at end of year	2021-12-31	$132,429
Participant contributions at beginning of year	2021-12-31	$28,909
Administrative expenses (other) incurred	2021-12-31	$693
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$5,858,247
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$47,300,487
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$17,917,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$43,003,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$16,191,975
Interest on participant loans	2021-12-31	$6,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$2,513,153
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$955,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$955,891
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$314
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,375,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$2,562,888
Employer contributions (assets) at end of year	2021-12-31	$1,651,216
Employer contributions (assets) at beginning of year	2021-12-31	$741,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,674,231
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2021-12-31	341738426
2020 : COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$1,384,375
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,857,824
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$4,750,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$4,750,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,981,982
Value of total assets at end of year	2020-12-31	$17,917,775
Value of total assets at beginning of year	2020-12-31	$17,426,124
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$356
Total interest from all sources	2020-12-31	$3,440
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$416,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$416,793
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Participant contributions at end of year	2020-12-31	$28,909
Participant contributions at beginning of year	2020-12-31	$30,690
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$1,240,982
Administrative expenses (other) incurred	2020-12-31	$356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-892,724
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$17,917,775
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$17,426,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$16,191,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$16,410,201
Interest on participant loans	2020-12-31	$1,727
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$955,891
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$116,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$116,420
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$1,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,455,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$741,000
Employer contributions (assets) at end of year	2020-12-31	$741,000
Employer contributions (assets) at beginning of year	2020-12-31	$868,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$4,750,192
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2020-12-31	341738426
2019 : COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$5,852,935
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,969,042
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$89,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$77,384
Value of total corrective distributions	2019-12-31	$12,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$868,813
Value of total assets at end of year	2019-12-31	$17,426,124
Value of total assets at beginning of year	2019-12-31	$8,693,900
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$293
Total interest from all sources	2019-12-31	$1,847
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$398,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$398,218
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Participant contributions at end of year	2019-12-31	$30,690
Participant contributions at beginning of year	2019-12-31	$31,961
Administrative expenses (other) incurred	2019-12-31	$293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,879,289
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$17,426,124
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$8,693,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$16,410,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,782,622
Interest on participant loans	2019-12-31	$1,360
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$256,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$116,420
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$487
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,697,610
Net investment gain or loss from common/collective trusts	2019-12-31	$2,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$868,813
Employer contributions (assets) at end of year	2019-12-31	$868,813
Employer contributions (assets) at beginning of year	2019-12-31	$622,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$77,384
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2019-12-31	341738426
Total unrealized appreciation/depreciation of assets	2019-01-31	$0
Total transfer of assets to this plan	2019-01-31	$676,145
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-01-31	$0
Total income from all sources (including contributions)	2019-01-31	$240,779
Total loss/gain on sale of assets	2019-01-31	$0
Total of all expenses incurred	2019-01-31	$196,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-01-31	$195,574
Value of total corrective distributions	2019-01-31	$673
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-01-31	$636,954
Value of total assets at end of year	2019-01-31	$8,693,900
Value of total assets at beginning of year	2019-01-31	$7,973,223
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-01-31	$0
Total interest from all sources	2019-01-31	$2,384
Total dividends received (eg from common stock, registered investment company shares)	2019-01-31	$276,422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-01-31	$276,422
Was this plan covered by a fidelity bond	2019-01-31	Yes
Value of fidelity bond cover	2019-01-31	$500,000
If this is an individual account plan, was there a blackout period	2019-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-01-31	No
Participant contributions at end of year	2019-01-31	$31,961
Participant contributions at beginning of year	2019-01-31	$33,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-01-31	No
Value of net income/loss	2019-01-31	$44,532
Value of net assets at end of year (total assets less liabilities)	2019-01-31	$8,693,900
Value of net assets at beginning of year (total assets less liabilities)	2019-01-31	$7,973,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-01-31	No
Were any leases to which the plan was party in default or uncollectible	2019-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-01-31	$7,782,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-01-31	$6,493,769
Interest on participant loans	2019-01-31	$2,384
Value of interest in common/collective trusts at end of year	2019-01-31	$256,907
Value of interest in common/collective trusts at beginning of year	2019-01-31	$774,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-01-31	$-698,479
Net investment gain or loss from common/collective trusts	2019-01-31	$23,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-01-31	No
Was there a failure to transmit to the plan any participant contributions	2019-01-31	No
Has the plan failed to provide any benefit when due under the plan	2019-01-31	No
Contributions received in cash from employer	2019-01-31	$636,954
Employer contributions (assets) at end of year	2019-01-31	$622,410
Employer contributions (assets) at beginning of year	2019-01-31	$671,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-01-31	$195,574
Did the plan have assets held for investment	2019-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-01-31	Disclaimer
Accountancy firm name	2019-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2019-01-31	341738426
2018 : COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-01-31	$0
Total income from all sources (including contributions)	2018-01-31	$1,998,012
Total loss/gain on sale of assets	2018-01-31	$0
Total of all expenses incurred	2018-01-31	$1,732,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-01-31	$1,732,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-01-31	$684,539
Value of total assets at end of year	2018-01-31	$7,973,223
Value of total assets at beginning of year	2018-01-31	$7,707,735
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-01-31	$0
Total interest from all sources	2018-01-31	$1,497
Total dividends received (eg from common stock, registered investment company shares)	2018-01-31	$170,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-01-31	$170,030
Was this plan covered by a fidelity bond	2018-01-31	Yes
Value of fidelity bond cover	2018-01-31	$500,000
If this is an individual account plan, was there a blackout period	2018-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-01-31	No
Participant contributions at end of year	2018-01-31	$33,961
Participant contributions at beginning of year	2018-01-31	$35,095
Income. Received or receivable in cash from other sources (including rollovers)	2018-01-31	$13,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-31	No
Value of net income/loss	2018-01-31	$265,488
Value of net assets at end of year (total assets less liabilities)	2018-01-31	$7,973,223
Value of net assets at beginning of year (total assets less liabilities)	2018-01-31	$7,707,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-01-31	No
Were any leases to which the plan was party in default or uncollectible	2018-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-01-31	$6,493,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-01-31	$6,583,631
Interest on participant loans	2018-01-31	$1,497
Value of interest in common/collective trusts at end of year	2018-01-31	$774,079
Value of interest in common/collective trusts at beginning of year	2018-01-31	$457,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-01-31	$1,124,208
Net investment gain or loss from common/collective trusts	2018-01-31	$17,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-01-31	No
Was there a failure to transmit to the plan any participant contributions	2018-01-31	No
Has the plan failed to provide any benefit when due under the plan	2018-01-31	No
Contributions received in cash from employer	2018-01-31	$671,414
Employer contributions (assets) at end of year	2018-01-31	$671,414
Employer contributions (assets) at beginning of year	2018-01-31	$631,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-01-31	$1,732,524
Did the plan have assets held for investment	2018-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-01-31	Disclaimer
Accountancy firm name	2018-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2018-01-31	341738426
2017 : COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-01-31	$660,598
Total unrealized appreciation/depreciation of assets	2017-01-31	$660,598
Total transfer of assets to this plan	2017-01-31	$65
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-01-31	$0
Total income from all sources (including contributions)	2017-01-31	$1,462,514
Total loss/gain on sale of assets	2017-01-31	$0
Total of all expenses incurred	2017-01-31	$848,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-01-31	$848,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-01-31	$631,470
Value of total assets at end of year	2017-01-31	$7,707,735
Value of total assets at beginning of year	2017-01-31	$7,093,258
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-01-31	$10
Total interest from all sources	2017-01-31	$2,070
Total dividends received (eg from common stock, registered investment company shares)	2017-01-31	$168,376
Total dividends received from registered investment company shares (eg mutual funds)	2017-01-31	$168,376
Administrative expenses professional fees incurred	2017-01-31	$10
Was this plan covered by a fidelity bond	2017-01-31	Yes
Value of fidelity bond cover	2017-01-31	$500,000
If this is an individual account plan, was there a blackout period	2017-01-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-01-31	No
Participant contributions at end of year	2017-01-31	$35,095
Participant contributions at beginning of year	2017-01-31	$36,532
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Value of net income/loss	2017-01-31	$614,412
Value of net assets at end of year (total assets less liabilities)	2017-01-31	$7,707,735
Value of net assets at beginning of year (total assets less liabilities)	2017-01-31	$7,093,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-01-31	No
Were any leases to which the plan was party in default or uncollectible	2017-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-01-31	$6,583,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-01-31	$5,108,231
Income. Interest from loans (other than to participants)	2017-01-31	$2,070
Value of interest in common/collective trusts at end of year	2017-01-31	$457,539
Value of interest in common/collective trusts at beginning of year	2017-01-31	$1,403,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-01-31	No
Was there a failure to transmit to the plan any participant contributions	2017-01-31	No
Has the plan failed to provide any benefit when due under the plan	2017-01-31	No
Contributions received in cash from employer	2017-01-31	$631,470
Employer contributions (assets) at end of year	2017-01-31	$631,470
Employer contributions (assets) at beginning of year	2017-01-31	$545,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-01-31	$848,092
Did the plan have assets held for investment	2017-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-01-31	Disclaimer
Accountancy firm name	2017-01-31	CORBETS & ASSOCIATES
Accountancy firm EIN	2017-01-31	341738426
2016 : COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-01-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-01-31	$-433,521
Total unrealized appreciation/depreciation of assets	2016-01-31	$-433,521
Total income from all sources (including contributions)	2016-01-31	$864,537
Total loss/gain on sale of assets	2016-01-31	$-10,469
Total of all expenses incurred	2016-01-31	$47,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-01-31	$46,880
Value of total corrective distributions	2016-01-31	$461
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-01-31	$1,077,192
Value of total assets at end of year	2016-01-31	$7,093,258
Value of total assets at beginning of year	2016-01-31	$6,276,112
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-01-31	$50
Total interest from all sources	2016-01-31	$2,150
Total dividends received (eg from common stock, registered investment company shares)	2016-01-31	$225,965
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-01-31	$225,965
Was this plan covered by a fidelity bond	2016-01-31	Yes
Value of fidelity bond cover	2016-01-31	$500,000
If this is an individual account plan, was there a blackout period	2016-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-01-31	No
Participant contributions at end of year	2016-01-31	$36,532
Participant contributions at beginning of year	2016-01-31	$37,890
Assets. Other investments not covered elsewhere at beginning of year	2016-01-31	$0
Other income not declared elsewhere	2016-01-31	$3,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Value of net income/loss	2016-01-31	$817,146
Value of net assets at end of year (total assets less liabilities)	2016-01-31	$7,093,258
Value of net assets at beginning of year (total assets less liabilities)	2016-01-31	$6,276,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-01-31	No
Were any leases to which the plan was party in default or uncollectible	2016-01-31	No
Investment advisory and management fees	2016-01-31	$50
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-01-31	$5,108,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-01-31	$4,995,704
Interest on participant loans	2016-01-31	$2,150
Interest earned on other investments	2016-01-31	$0
Value of interest in common/collective trusts at end of year	2016-01-31	$1,403,313
Value of interest in common/collective trusts at beginning of year	2016-01-31	$1,242,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-01-31	No
Was there a failure to transmit to the plan any participant contributions	2016-01-31	No
Has the plan failed to provide any benefit when due under the plan	2016-01-31	No
Contributions received in cash from employer	2016-01-31	$1,077,192
Employer contributions (assets) at end of year	2016-01-31	$545,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-01-31	$46,880
Did the plan have assets held for investment	2016-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-01-31	No
Aggregate proceeds on sale of assets	2016-01-31	$-10,469
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-01-31	Disclaimer
Accountancy firm name	2016-01-31	CORBETS & ASSOCIATES
Accountancy firm EIN	2016-01-31	341738426

Form 5500 Responses for COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT)

2022: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2019 form 5500 responses
2019-02-01	Type of plan entity	Single employer plan
2019-02-01	Submission has been amended	No
2019-02-01	This submission is the final filing	No
2019-02-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-02-01	Plan is a collectively bargained plan	No
2019-02-01	Plan funding arrangement – Trust	Yes
2019-02-01	Plan benefit arrangement - Trust	Yes
2018: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2018 form 5500 responses
2018-02-01	Type of plan entity	Single employer plan
2018-02-01	Submission has been amended	No
2018-02-01	This submission is the final filing	No
2018-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-02-01	Plan is a collectively bargained plan	No
2018-02-01	Plan funding arrangement – Trust	Yes
2018-02-01	Plan benefit arrangement - Trust	Yes
2017: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2017 form 5500 responses
2017-02-01	Type of plan entity	Single employer plan
2017-02-01	Submission has been amended	No
2017-02-01	This submission is the final filing	No
2017-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-02-01	Plan is a collectively bargained plan	No
2017-02-01	Plan funding arrangement – Trust	Yes
2017-02-01	Plan benefit arrangement - Trust	Yes
2016: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2016 form 5500 responses
2016-02-01	Type of plan entity	Single employer plan
2016-02-01	Submission has been amended	No
2016-02-01	This submission is the final filing	No
2016-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-02-01	Plan is a collectively bargained plan	No
2016-02-01	Plan funding arrangement – Trust	Yes
2016-02-01	Plan benefit arrangement - Trust	Yes
2015: COHEN & COMPANY 401(K) PSP & TRUST (CARVE-OUT) 2015 form 5500 responses
2015-02-01	Type of plan entity	Single employer plan
2015-02-01	Submission has been amended	No
2015-02-01	This submission is the final filing	No
2015-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-02-01	Plan is a collectively bargained plan	No
2015-02-01	Plan funding arrangement – Trust	Yes
2015-02-01	Plan benefit arrangement - Trust	Yes

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Company Name:	COHEN SEQUOIA ENTERPRISES, LTD
Employer identification number (EIN):	264094604
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants