401k Plan data: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN plan

DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 401k Plan overview

Plan Name	DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN
Plan identification number	001

DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

DIGESTIVE HEALTH SPECIALISTS OF TYLER has sponsored the creation of one or more 401k plans.

Company Name: DIGESTIVE HEALTH SPECIALISTS OF TYLER

Employer identification number (EIN): 270028860

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01
001 2015-01-01 DAVID NORRIS
001 2014-01-01 DAVID NORRIS
001 2013-01-01 DAVID NORRIS
001 2012-01-01 DAVID NORRIS DAVID NORRIS 2013-06-18
001 2011-01-01 DAVID NORRIS
001 2009-01-01 DAVID NORRIS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01
001	2015-01-01	DAVID NORRIS
001	2014-01-01	DAVID NORRIS
001	2013-01-01	DAVID NORRIS
001	2012-01-01	DAVID NORRIS	DAVID NORRIS	2013-06-18
001	2011-01-01	DAVID NORRIS
001	2009-01-01	DAVID NORRIS

Plan Statistics for DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN

401k plan membership statisitcs for DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN

Measure Date Value
2016: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
2015: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 29
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 3
Total of all active and inactive participants 2015-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 32
Number of participants with account balances 2015-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 38
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 5
Total of all active and inactive participants 2014-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 43
Number of participants with account balances 2014-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 39
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 42
Number of participants with account balances 2013-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 34
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 6
Total of all active and inactive participants 2012-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 40
Number of participants with account balances 2012-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 41
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 33
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 36
Number of participants with account balances 2011-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 35
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 38
Number of participants with account balances 2009-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2016: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
2015: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	29
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	3
Total of all active and inactive participants	2015-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	32
Number of participants with account balances	2015-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	38
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	5
Total of all active and inactive participants	2014-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	43
Number of participants with account balances	2014-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	39
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	42
Number of participants with account balances	2013-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	34
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	6
Total of all active and inactive participants	2012-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	40
Number of participants with account balances	2012-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	41
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	33
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	36
Number of participants with account balances	2011-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	35
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	38
Number of participants with account balances	2009-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN

Measure	Date	Value
2015 : DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$578,880
Expenses. Total of all expenses incurred	2015-12-31	$274,981
Benefits paid (including direct rollovers)	2015-12-31	$273,758
Total plan assets at end of year	2015-12-31	$5,330,677
Total plan assets at beginning of year	2015-12-31	$5,026,778
Value of fidelity bond covering the plan	2015-12-31	$150,000
Total contributions received or receivable from participants	2015-12-31	$191,323
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$43,869
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$303,899
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$5,330,677
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$5,026,778
Assets. Value of participant loans	2015-12-31	$81,643
Total contributions received or receivable from employer(s)	2015-12-31	$343,688
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,223
2014 : DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$749,623
Expenses. Total of all expenses incurred	2014-12-31	$1,683,770
Benefits paid (including direct rollovers)	2014-12-31	$1,682,698
Total plan assets at end of year	2014-12-31	$5,026,778
Total plan assets at beginning of year	2014-12-31	$5,960,925
Value of fidelity bond covering the plan	2014-12-31	$150,000
Total contributions received or receivable from participants	2014-12-31	$162,362
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$285,408
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-934,147
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$5,026,778
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$5,960,925
Assets. Value of participant loans	2014-12-31	$121,020
Total contributions received or receivable from employer(s)	2014-12-31	$301,853
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,072
2013 : DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$1,331,110
Expenses. Total of all expenses incurred	2013-12-31	$140,724
Benefits paid (including direct rollovers)	2013-12-31	$139,614
Total plan assets at end of year	2013-12-31	$5,960,925
Total plan assets at beginning of year	2013-12-31	$4,770,539
Value of fidelity bond covering the plan	2013-12-31	$150,000
Total contributions received or receivable from participants	2013-12-31	$190,529
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$7,385
Other income received	2013-12-31	$795,593
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$1,190,386
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,960,925
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,770,539
Assets. Value of participant loans	2013-12-31	$64,045
Total contributions received or receivable from employer(s)	2013-12-31	$337,603
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,110
2012 : DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$876,540
Expenses. Total of all expenses incurred	2012-12-31	$39,133
Benefits paid (including direct rollovers)	2012-12-31	$36,613
Total plan assets at end of year	2012-12-31	$4,770,539
Total plan assets at beginning of year	2012-12-31	$3,933,132
Value of fidelity bond covering the plan	2012-12-31	$150,000
Total contributions received or receivable from participants	2012-12-31	$151,132
Contributions received from other sources (not participants or employers)	2012-12-31	$11,606
Other income received	2012-12-31	$448,063
Net income (gross income less expenses)	2012-12-31	$837,407
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,770,539
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,933,132
Assets. Value of participant loans	2012-12-31	$84,810
Total contributions received or receivable from employer(s)	2012-12-31	$265,739
Value of certain deemed distributions of participant loans	2012-12-31	$1,839
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$681
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$451,267
Expenses. Total of all expenses incurred	2011-12-31	$113,942
Benefits paid (including direct rollovers)	2011-12-31	$109,043
Total plan assets at end of year	2011-12-31	$3,933,132
Total plan assets at beginning of year	2011-12-31	$3,595,807
Value of fidelity bond covering the plan	2011-12-31	$150,000
Total contributions received or receivable from participants	2011-12-31	$164,609
Other income received	2011-12-31	$-4,438
Net income (gross income less expenses)	2011-12-31	$337,325
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,933,132
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,595,807
Assets. Value of participant loans	2011-12-31	$92,999
Total contributions received or receivable from employer(s)	2011-12-31	$291,096
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$4,899
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2009 : DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN

2016: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DIGESTIVE HEALTH SPECIALISTS OF TYLER 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DIGESTIVE HEALTH SPECIALISTS OF TYLER
Employer identification number (EIN):	270028860
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)