Plan Name | SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | SMITH & WESSON SECURITY SOLUTIONS, INC. |
Employer identification number (EIN): | 270377325 |
NAIC Classification: | 238900 |
Additional information about SMITH & WESSON SECURITY SOLUTIONS, INC.
Jurisdiction of Incorporation: | Virginia Secretary of State |
Incorporation Date: | 2009-12-09 |
Company Identification Number: | F181024 |
Legal Registered Office Address: |
100 SHOCKOE SLIP 2ND FLOOR RICHMOND United States of America (USA) 23219 |
More information about SMITH & WESSON SECURITY SOLUTIONS, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2016-01-01 | ROBERT PION | |||
001 | 2015-01-01 | ROBERT PION | |||
001 | 2014-01-01 | ROBERT PION | |||
001 | 2011-01-01 | RAYSAIL JONES | |||
001 | 2010-01-01 | GRANT SMOTHERS | |||
001 | 2009-01-01 | LEONARD SAFFORD |
Measure | Date | Value |
---|---|---|
2016: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 96 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
Total of all active and inactive participants | 2016-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 0 |
Number of participants with account balances | 2016-01-01 | 0 |
2015: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 99 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 86 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 10 |
Total of all active and inactive participants | 2015-01-01 | 96 |
Total participants | 2015-01-01 | 96 |
Number of participants with account balances | 2015-01-01 | 11 |
2014: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 101 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 86 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 13 |
Total of all active and inactive participants | 2014-01-01 | 99 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 99 |
Number of participants with account balances | 2014-01-01 | 14 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2011: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 186 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 114 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 15 |
Total of all active and inactive participants | 2011-01-01 | 129 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 129 |
Number of participants with account balances | 2011-01-01 | 37 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2010: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 180 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 176 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 10 |
Total of all active and inactive participants | 2010-01-01 | 186 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 186 |
Number of participants with account balances | 2010-01-01 | 41 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
2009: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 60 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 140 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 4 |
Total of all active and inactive participants | 2009-01-01 | 144 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 144 |
Number of participants with account balances | 2009-01-01 | 27 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2016 : SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2016 401k financial data | ||
Transfers to/from the plan | 2016-05-13 | $0 |
Total plan liabilities at end of year | 2016-05-13 | $0 |
Total plan liabilities at beginning of year | 2016-05-13 | $0 |
Total income from all sources | 2016-05-13 | $-819 |
Expenses. Total of all expenses incurred | 2016-05-13 | $191,248 |
Benefits paid (including direct rollovers) | 2016-05-13 | $190,325 |
Total plan assets at end of year | 2016-05-13 | $0 |
Total plan assets at beginning of year | 2016-05-13 | $192,067 |
Value of fidelity bond covering the plan | 2016-05-13 | $10,000,000 |
Total contributions received or receivable from participants | 2016-05-13 | $0 |
Expenses. Other expenses not covered elsewhere | 2016-05-13 | $0 |
Contributions received from other sources (not participants or employers) | 2016-05-13 | $0 |
Other income received | 2016-05-13 | $-819 |
Noncash contributions received | 2016-05-13 | $0 |
Net income (gross income less expenses) | 2016-05-13 | $-192,067 |
Net plan assets at end of year (total assets less liabilities) | 2016-05-13 | $0 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-05-13 | $192,067 |
Total contributions received or receivable from employer(s) | 2016-05-13 | $0 |
Value of certain deemed distributions of participant loans | 2016-05-13 | $0 |
Value of corrective distributions | 2016-05-13 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-05-13 | $923 |
2015 : SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2015 401k financial data | ||
Transfers to/from the plan | 2015-12-31 | $0 |
Total plan liabilities at end of year | 2015-12-31 | $0 |
Total plan liabilities at beginning of year | 2015-12-31 | $0 |
Total income from all sources | 2015-12-31 | $2,213 |
Expenses. Total of all expenses incurred | 2015-12-31 | $62,442 |
Benefits paid (including direct rollovers) | 2015-12-31 | $60,054 |
Total plan assets at end of year | 2015-12-31 | $192,067 |
Total plan assets at beginning of year | 2015-12-31 | $252,296 |
Value of fidelity bond covering the plan | 2015-12-31 | $10,000,000 |
Total contributions received or receivable from participants | 2015-12-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2015-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2015-12-31 | $0 |
Other income received | 2015-12-31 | $2,213 |
Noncash contributions received | 2015-12-31 | $0 |
Net income (gross income less expenses) | 2015-12-31 | $-60,229 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $192,067 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $252,296 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2015-12-31 | $0 |
Value of corrective distributions | 2015-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $2,388 |
2014 : SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2014 401k financial data | ||
Transfers to/from the plan | 2014-12-31 | $0 |
Total plan liabilities at end of year | 2014-12-31 | $0 |
Total plan liabilities at beginning of year | 2014-12-31 | $0 |
Total income from all sources | 2014-12-31 | $19,077 |
Expenses. Total of all expenses incurred | 2014-12-31 | $21,015 |
Benefits paid (including direct rollovers) | 2014-12-31 | $18,042 |
Total plan assets at end of year | 2014-12-31 | $252,296 |
Total plan assets at beginning of year | 2014-12-31 | $254,234 |
Value of fidelity bond covering the plan | 2014-12-31 | $10,000,000 |
Total contributions received or receivable from participants | 2014-12-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2014-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $0 |
Other income received | 2014-12-31 | $19,077 |
Noncash contributions received | 2014-12-31 | $0 |
Net income (gross income less expenses) | 2014-12-31 | $-1,938 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $252,296 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $254,234 |
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2014-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2014-12-31 | $0 |
Value of corrective distributions | 2014-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $2,973 |
2011 : SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2011 401k financial data | ||
Total income from all sources (including contributions) | 2011-12-31 | $157,728 |
Total of all expenses incurred | 2011-12-31 | $168,336 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $158,314 |
Value of total corrective distributions | 2011-12-31 | $7,976 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $175,134 |
Value of total assets at end of year | 2011-12-31 | $444,245 |
Value of total assets at beginning of year | 2011-12-31 | $454,853 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,046 |
Total interest from all sources | 2011-12-31 | $2 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $7,278 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $7,278 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $265,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $174,791 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $343 |
Administrative expenses (other) incurred | 2011-12-31 | $2,046 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-10,608 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $444,245 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $454,853 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $436,136 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $448,724 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $8,109 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $6,129 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $6,129 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $2 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-24,686 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $158,314 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | LATTIMORE BLACK MORGAN & CAIN, PC |
Accountancy firm EIN | 2011-12-31 | 621199757 |
2010 : SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2010 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $262,379 |
Total of all expenses incurred | 2010-12-31 | $2,461 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,051 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $208,840 |
Value of total assets at end of year | 2010-12-31 | $454,853 |
Value of total assets at beginning of year | 2010-12-31 | $194,935 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,410 |
Total interest from all sources | 2010-12-31 | $1 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $5,082 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $5,082 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $265,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $182,055 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $26,785 |
Administrative expenses (other) incurred | 2010-12-31 | $1,410 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $259,918 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $454,853 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $194,935 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $448,724 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $190,514 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $6,129 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $4,421 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $4,421 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $1 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $48,456 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,051 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | LATTIMORE, BLACK, MORGAN & CAIN, PC |
Accountancy firm EIN | 2010-12-31 | 621199757 |
2009 : SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2016: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2016 form 5500 responses | ||
---|---|---|
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | Yes |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2011: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | Yes |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SMITH & WESSON SECURITY SOLUTIONS, INC. 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |