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NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 401k Plan overview

Plan NameNATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN
Plan identification number 001

NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL BANK HOLDINGS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL BANK HOLDINGS CORPORATION
Employer identification number (EIN):270563799
NAIC Classification:551111
NAIC Description:Offices of Bank Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01JESSICA HATFIELD JESSICA HATFIELD2018-10-12
0012016-01-01JESSICA HATFIELD JESSICA HATFIELD2017-10-12
0012015-01-01MARCIE WIBRIGHT MARCIE WIBRIGHT2016-06-09
0012014-01-01MARCIE WIBRIGHT MARCIE WIBRIGHT2015-09-01
0012013-01-01MARCIE WIBRIGHT MARCIE WIBRIGHT2014-10-14
0012012-01-01MARCIE A. WIBRIGHT
0012011-01-01CAROL CZARNECKI - AS PRACTITIONER
0012010-10-01LISA SAWYER2011-10-03

Plan Statistics for NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN

401k plan membership statisitcs for NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN

Measure Date Value
2023: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-011,526
Total number of active participants reported on line 7a of the Form 55002023-01-011,257
Number of retired or separated participants receiving benefits2023-01-015
Number of other retired or separated participants entitled to future benefits2023-01-01252
Total of all active and inactive participants2023-01-011,514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-011,514
Number of participants with account balances2023-01-011,069
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-01312
2022: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,338
Total number of active participants reported on line 7a of the Form 55002022-01-011,315
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01211
Total of all active and inactive participants2022-01-011,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,526
Number of participants with account balances2022-01-011,076
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0127
2021: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,389
Total number of active participants reported on line 7a of the Form 55002021-01-011,142
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01196
Total of all active and inactive participants2021-01-011,338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,338
Number of participants with account balances2021-01-01951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0126
2020: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,439
Total number of active participants reported on line 7a of the Form 55002020-01-011,213
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01176
Total of all active and inactive participants2020-01-011,389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,389
Number of participants with account balances2020-01-01948
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0120
2019: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,506
Total number of active participants reported on line 7a of the Form 55002019-01-011,282
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01156
Total of all active and inactive participants2019-01-011,438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,438
Number of participants with account balances2019-01-01951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,461
Total number of active participants reported on line 7a of the Form 55002018-01-011,343
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01155
Total of all active and inactive participants2018-01-011,498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,498
Number of participants with account balances2018-01-01917
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,116
Total number of active participants reported on line 7a of the Form 55002017-01-01956
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01141
Total of all active and inactive participants2017-01-011,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,097
Number of participants with account balances2017-01-01695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,154
Total number of active participants reported on line 7a of the Form 55002016-01-01984
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01132
Total of all active and inactive participants2016-01-011,116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,116
Number of participants with account balances2016-01-01711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,252
Total number of active participants reported on line 7a of the Form 55002015-01-011,002
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01138
Total of all active and inactive participants2015-01-011,140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,140
Number of participants with account balances2015-01-01747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0117
2014: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,174
Total number of active participants reported on line 7a of the Form 55002014-01-011,096
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01126
Total of all active and inactive participants2014-01-011,222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,222
Number of participants with account balances2014-01-01750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0151
2013: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01823
Total number of active participants reported on line 7a of the Form 55002013-01-011,044
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01117
Total of all active and inactive participants2013-01-011,161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,161
Number of participants with account balances2013-01-01776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0157
2012: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,208
Total number of active participants reported on line 7a of the Form 55002012-01-01720
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0168
Total of all active and inactive participants2012-01-01788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01788
Number of participants with account balances2012-01-01788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0160
2011: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01499
Total number of active participants reported on line 7a of the Form 55002011-01-011,196
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0112
Total of all active and inactive participants2011-01-011,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,208
Number of participants with account balances2011-01-01636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013

Financial Data on NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN

Measure Date Value
2023 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$20,516,100
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$9,247,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$9,056,619
Expenses. Certain deemed distributions of participant loans2023-12-31$0
Value of total corrective distributions2023-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$10,611,464
Value of total assets at end of year2023-12-31$68,667,614
Value of total assets at beginning of year2023-12-31$57,399,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$190,933
Total interest from all sources2023-12-31$141,014
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,606,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,606,755
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$5,921,860
Participant contributions at end of year2023-12-31$1,256,168
Participant contributions at beginning of year2023-12-31$1,193,037
Assets. Other investments not covered elsewhere at end of year2023-12-31$4,737,346
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$4,965,617
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$2,933,907
Other income not declared elsewhere2023-12-31$0
Administrative expenses (other) incurred2023-12-31$32,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$11,268,548
Value of net assets at end of year (total assets less liabilities)2023-12-31$68,667,614
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$57,399,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$59,168,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$47,993,532
Value of interest in pooled separate accounts at end of year2023-12-31$3,505,952
Value of interest in pooled separate accounts at beginning of year2023-12-31$3,246,880
Interest on participant loans2023-12-31$74,208
Interest earned on other investments2023-12-31$66,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$7,966,947
Net investment gain/loss from pooled separate accounts2023-12-31$189,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,755,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$9,056,619
Contract administrator fees2023-12-31$151,045
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31Yes
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31CBIZ CPAS P.C.
Accountancy firm EIN2023-12-31431947695
2022 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$455,114
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,939,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,708,375
Expenses. Certain deemed distributions of participant loans2022-12-31$55,174
Value of total corrective distributions2022-12-31$3,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,444,170
Value of total assets at end of year2022-12-31$57,399,066
Value of total assets at beginning of year2022-12-31$62,883,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$171,996
Total interest from all sources2022-12-31$140,797
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$832,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$832,089
Administrative expenses professional fees incurred2022-12-31$30,450
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,167,282
Participant contributions at end of year2022-12-31$1,193,037
Participant contributions at beginning of year2022-12-31$1,047,046
Assets. Other investments not covered elsewhere at end of year2022-12-31$4,965,617
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$10,331,218
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,496,861
Other income not declared elsewhere2022-12-31$18,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,484,416
Value of net assets at end of year (total assets less liabilities)2022-12-31$57,399,066
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$62,883,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$47,993,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$42,567,434
Value of interest in pooled separate accounts at end of year2022-12-31$3,246,880
Value of interest in pooled separate accounts at beginning of year2022-12-31$8,937,784
Interest on participant loans2022-12-31$47,347
Interest earned on other investments2022-12-31$93,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,398,649
Net investment gain/loss from pooled separate accounts2022-12-31$-581,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,780,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,708,375
Contract administrator fees2022-12-31$141,546
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2022-12-31431947695
2021 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$14,970,738
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,238,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,064,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,561,285
Value of total assets at end of year2021-12-31$62,883,482
Value of total assets at beginning of year2021-12-31$55,151,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$173,576
Total interest from all sources2021-12-31$203,407
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$423,194
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$423,194
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,910,786
Participant contributions at end of year2021-12-31$1,047,046
Participant contributions at beginning of year2021-12-31$931,406
Assets. Other investments not covered elsewhere at end of year2021-12-31$10,331,218
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$9,365,819
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$834,456
Other income not declared elsewhere2021-12-31$-51,773
Administrative expenses (other) incurred2021-12-31$173,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,732,438
Value of net assets at end of year (total assets less liabilities)2021-12-31$62,883,482
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$55,151,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$42,567,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$36,686,982
Value of interest in pooled separate accounts at end of year2021-12-31$8,937,784
Value of interest in pooled separate accounts at beginning of year2021-12-31$8,166,837
Interest on participant loans2021-12-31$48,940
Interest earned on other investments2021-12-31$154,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,820,271
Net investment gain/loss from pooled separate accounts2021-12-31$1,014,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,816,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,064,724
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRANT THORNTON LLP
Accountancy firm EIN2021-12-31366055558
2020 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$14,225,131
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,566,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,361,036
Expenses. Certain deemed distributions of participant loans2020-12-31$19,949
Value of total corrective distributions2020-12-31$6,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,230,676
Value of total assets at end of year2020-12-31$55,151,044
Value of total assets at beginning of year2020-12-31$45,492,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$179,719
Total interest from all sources2020-12-31$195,484
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$331,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$331,380
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,777,299
Participant contributions at end of year2020-12-31$931,406
Participant contributions at beginning of year2020-12-31$951,010
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$9,365,819
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$7,714,893
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$918,457
Other income not declared elsewhere2020-12-31$4,403
Administrative expenses (other) incurred2020-12-31$179,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$9,658,168
Value of net assets at end of year (total assets less liabilities)2020-12-31$55,151,044
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$45,492,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$36,686,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,589,487
Value of interest in pooled separate accounts at end of year2020-12-31$8,166,837
Value of interest in pooled separate accounts at beginning of year2020-12-31$13,237,486
Interest on participant loans2020-12-31$53,693
Interest earned on other investments2020-12-31$141,791
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,980,935
Net investment gain/loss from pooled separate accounts2020-12-31$482,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,534,920
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,361,036
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON LLP
Accountancy firm EIN2020-12-31366055558
2019 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$14,489,989
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,826,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,547,980
Value of total corrective distributions2019-12-31$37,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,539,601
Value of total assets at end of year2019-12-31$45,492,876
Value of total assets at beginning of year2019-12-31$34,829,373
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$241,137
Total interest from all sources2019-12-31$172,207
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$243,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$243,470
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,257,769
Participant contributions at end of year2019-12-31$951,010
Participant contributions at beginning of year2019-12-31$909,022
Assets. Other investments not covered elsewhere at end of year2019-12-31$7,714,893
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,555,804
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$728,182
Other income not declared elsewhere2019-12-31$51,818
Administrative expenses (other) incurred2019-12-31$241,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,663,503
Value of net assets at end of year (total assets less liabilities)2019-12-31$45,492,876
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$34,829,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,589,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$18,462,521
Value of interest in pooled separate accounts at end of year2019-12-31$13,237,486
Value of interest in pooled separate accounts at beginning of year2019-12-31$9,902,026
Interest on participant loans2019-12-31$47,675
Interest earned on other investments2019-12-31$124,532
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,967,038
Net investment gain/loss from pooled separate accounts2019-12-31$2,515,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,553,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,547,980
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm EIN2019-12-31366055558
2018 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$319,766
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$7,046,506
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,275,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,145,842
Expenses. Certain deemed distributions of participant loans2018-12-31$-21,162
Value of total corrective distributions2018-12-31$342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,301,873
Value of total assets at end of year2018-12-31$34,829,373
Value of total assets at beginning of year2018-12-31$32,738,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$150,198
Total interest from all sources2018-12-31$138,339
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$198,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$198,601
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,066,828
Participant contributions at end of year2018-12-31$909,022
Participant contributions at beginning of year2018-12-31$719,180
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,555,804
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,774,031
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,231,012
Other income not declared elsewhere2018-12-31$-22,774
Administrative expenses (other) incurred2018-12-31$150,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,771,286
Value of net assets at end of year (total assets less liabilities)2018-12-31$34,829,373
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$32,738,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$18,462,521
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$15,931,423
Value of interest in pooled separate accounts at end of year2018-12-31$9,902,026
Value of interest in pooled separate accounts at beginning of year2018-12-31$10,313,687
Interest on participant loans2018-12-31$46,676
Interest earned on other investments2018-12-31$91,663
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,181,360
Net investment gain/loss from pooled separate accounts2018-12-31$-388,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,004,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,145,842
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,754,252
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,574,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,485,258
Expenses. Certain deemed distributions of participant loans2017-12-31$-990
Value of total corrective distributions2017-12-31$18,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,264,578
Value of total assets at end of year2017-12-31$32,738,321
Value of total assets at beginning of year2017-12-31$28,558,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$71,166
Total interest from all sources2017-12-31$107,998
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$51,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$51,760
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,593,527
Participant contributions at end of year2017-12-31$719,180
Participant contributions at beginning of year2017-12-31$793,034
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,774,031
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$5,616,351
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$693,029
Other income not declared elsewhere2017-12-31$66,998
Administrative expenses (other) incurred2017-12-31$71,166
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,180,051
Value of net assets at end of year (total assets less liabilities)2017-12-31$32,738,321
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$28,558,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$15,931,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$12,229,144
Value of interest in pooled separate accounts at end of year2017-12-31$10,313,687
Value of interest in pooled separate accounts at beginning of year2017-12-31$9,919,741
Interest on participant loans2017-12-31$34,036
Interest earned on other investments2017-12-31$73,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,920,623
Net investment gain/loss from pooled separate accounts2017-12-31$1,342,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$978,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,485,258
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,942,796
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,609,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,451,131
Expenses. Certain deemed distributions of participant loans2016-12-31$36,279
Value of total corrective distributions2016-12-31$55,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,062,490
Value of total assets at end of year2016-12-31$28,558,270
Value of total assets at beginning of year2016-12-31$28,224,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$66,165
Total interest from all sources2016-12-31$103,840
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$60,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$60,834
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,515,274
Participant contributions at end of year2016-12-31$793,034
Participant contributions at beginning of year2016-12-31$809,613
Assets. Other investments not covered elsewhere at end of year2016-12-31$5,616,351
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$5,502,234
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$557,923
Other income not declared elsewhere2016-12-31$57,909
Administrative expenses (other) incurred2016-12-31$66,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$333,583
Value of net assets at end of year (total assets less liabilities)2016-12-31$28,558,270
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$28,224,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,229,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,981,848
Value of interest in pooled separate accounts at end of year2016-12-31$9,919,741
Value of interest in pooled separate accounts at beginning of year2016-12-31$9,930,992
Interest on participant loans2016-12-31$32,342
Interest earned on other investments2016-12-31$71,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$685,177
Net investment gain/loss from pooled separate accounts2016-12-31$972,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$989,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,451,131
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31366055558
2015 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,897,075
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,216,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,125,689
Value of total corrective distributions2015-12-31$17,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,922,655
Value of total assets at end of year2015-12-31$28,224,687
Value of total assets at beginning of year2015-12-31$28,543,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$73,013
Total interest from all sources2015-12-31$109,375
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$77,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$77,548
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,729,203
Participant contributions at end of year2015-12-31$809,613
Participant contributions at beginning of year2015-12-31$702,239
Assets. Other investments not covered elsewhere at end of year2015-12-31$5,502,234
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$5,386,626
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$298,754
Other income not declared elsewhere2015-12-31$54,846
Administrative expenses (other) incurred2015-12-31$73,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-319,268
Value of net assets at end of year (total assets less liabilities)2015-12-31$28,224,687
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$28,543,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,981,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,346,772
Value of interest in pooled separate accounts at end of year2015-12-31$9,930,992
Value of interest in pooled separate accounts at beginning of year2015-12-31$10,108,318
Interest on participant loans2015-12-31$30,597
Interest earned on other investments2015-12-31$78,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-133,592
Net investment gain/loss from pooled separate accounts2015-12-31$-133,757
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$894,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,125,689
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,972,458
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,469,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,402,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,611,513
Value of total assets at end of year2014-12-31$28,543,955
Value of total assets at beginning of year2014-12-31$28,040,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$66,476
Total interest from all sources2014-12-31$112,663
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$62,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$62,693
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,543,395
Participant contributions at end of year2014-12-31$702,239
Participant contributions at beginning of year2014-12-31$667,858
Assets. Other investments not covered elsewhere at end of year2014-12-31$5,386,626
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$5,738,168
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,068,118
Other income not declared elsewhere2014-12-31$55,739
Administrative expenses (other) incurred2014-12-31$66,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$503,352
Value of net assets at end of year (total assets less liabilities)2014-12-31$28,543,955
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$28,040,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,346,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,642,501
Value of interest in pooled separate accounts at end of year2014-12-31$10,108,318
Value of interest in pooled separate accounts at beginning of year2014-12-31$14,992,076
Interest on participant loans2014-12-31$29,569
Interest earned on other investments2014-12-31$83,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$227,651
Net investment gain/loss from pooled separate accounts2014-12-31$902,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,402,630
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,083,235
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,148,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,107,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,963,768
Value of total assets at end of year2013-12-31$28,040,603
Value of total assets at beginning of year2013-12-31$23,106,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$41,424
Total interest from all sources2013-12-31$114,035
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$37,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$37,790
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,623,701
Participant contributions at end of year2013-12-31$667,858
Participant contributions at beginning of year2013-12-31$506,208
Assets. Other investments not covered elsewhere at end of year2013-12-31$5,738,168
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$6,084,461
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,259,904
Other income not declared elsewhere2013-12-31$15,183
Administrative expenses (other) incurred2013-12-31$41,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,934,361
Value of net assets at end of year (total assets less liabilities)2013-12-31$28,040,603
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$23,106,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,642,501
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,901,532
Value of interest in pooled separate accounts at end of year2013-12-31$14,992,076
Value of interest in pooled separate accounts at beginning of year2013-12-31$11,614,041
Interest on participant loans2013-12-31$24,763
Interest earned on other investments2013-12-31$89,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,446,577
Net investment gain/loss from pooled separate accounts2013-12-31$2,505,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,080,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,107,450
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$9,887,856
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,241,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,207,320
Expenses. Certain deemed distributions of participant loans2012-12-31$22,576
Value of total corrective distributions2012-12-31$3,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,621,439
Value of total assets at end of year2012-12-31$23,106,242
Value of total assets at beginning of year2012-12-31$17,459,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,424
Total interest from all sources2012-12-31$136,538
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$41,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$41,736
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,703,900
Participant contributions at end of year2012-12-31$506,208
Participant contributions at beginning of year2012-12-31$0
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$20,583
Assets. Other investments not covered elsewhere at end of year2012-12-31$6,084,461
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,915,305
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$569,521
Other income not declared elsewhere2012-12-31$4,052
Administrative expenses (other) incurred2012-12-31$7,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,646,679
Value of net assets at end of year (total assets less liabilities)2012-12-31$23,106,242
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,459,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,901,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,773,689
Value of interest in pooled separate accounts at end of year2012-12-31$11,614,041
Value of interest in pooled separate accounts at beginning of year2012-12-31$8,018,065
Interest on participant loans2012-12-31$23,965
Interest earned on other investments2012-12-31$112,573
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$681,550
Net investment gain/loss from pooled separate accounts2012-12-31$1,402,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,002,234
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$77,705
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,207,320
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$16,204,009
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,318,385
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$493,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$489,737
Expenses. Certain deemed distributions of participant loans2011-12-31$1,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,024,862
Value of total assets at end of year2011-12-31$17,361,275
Value of total assets at beginning of year2011-12-31$332,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,813
Total interest from all sources2011-12-31$21,606
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$138,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$138,285
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,447,259
Participant contributions at end of year2011-12-31$20,583
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$16,204,009
Assets. Loans (other than to participants) at end of year2011-12-31$569,521
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$2,813
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$824,534
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,361,275
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$332,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,773,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$154,618
Value of interest in pooled separate accounts at end of year2011-12-31$8,018,066
Value of interest in pooled separate accounts at beginning of year2011-12-31$178,114
Interest on participant loans2011-12-31$21,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-866,368
Net investment gain/loss from pooled separate accounts2011-12-31$-564,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$577,603
Employer contributions (assets) at end of year2011-12-31$77,705
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$489,737
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558

Form 5500 Responses for NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN

2023: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL BANK HOLDINGS CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number556566-01
Policy instance 1
Insurance contract or identification number556566-01
Number of Individuals Covered211
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered1526
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered1338
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered1389
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered1438
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered1498
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered1097
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered1140
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered1222
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered776
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041649
Policy instance 1
Insurance contract or identification number041649
Number of Individuals Covered788
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $24,615
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees16592
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameCFG INSURANCE SERVICES INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41649
Policy instance 1
Insurance contract or identification number41649
Number of Individuals Covered636
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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