401k Plan data: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN plan

RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN
Plan identification number	001

RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RALPH L WADSWORTH CONSTRUCTION COMPANY, LLC has sponsored the creation of one or more 401k plans.

Company Name: RALPH L WADSWORTH CONSTRUCTION COMPANY, LLC

Employer identification number (EIN): 271502353

NAIC Classification: 236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 TOD WADSWORTH TOD WADSWORTH 2015-10-07
001 2013-01-01 TOD WADSWORTH TOD WADSWORTH 2014-08-08
001 2012-01-01 TOD WADSWORTH
001 2011-01-01 TOD WADSWORTH TOD WADSWORTH 2012-10-09
001 2009-01-01 TOD WADSWORTH TOD WADSWORTH 2010-07-30
001 2009-01-01 TOD WADSWORTH TOD WADSWORTH 2010-08-09

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	TOD WADSWORTH	TOD WADSWORTH	2015-10-07
001	2013-01-01	TOD WADSWORTH	TOD WADSWORTH	2014-08-08
001	2012-01-01	TOD WADSWORTH
001	2011-01-01	TOD WADSWORTH	TOD WADSWORTH	2012-10-09
001	2009-01-01	TOD WADSWORTH	TOD WADSWORTH	2010-07-30
001	2009-01-01	TOD WADSWORTH	TOD WADSWORTH	2010-08-09

Plan Statistics for RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 410
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 443
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 440
Number of retired or separated participants receiving benefits 2013-01-01 12
Number of other retired or separated participants entitled to future benefits 2013-01-01 50
Total of all active and inactive participants 2013-01-01 502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 502
Number of participants with account balances 2013-01-01 289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 47
2012: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 530
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 347
Number of retired or separated participants receiving benefits 2012-01-01 19
Number of other retired or separated participants entitled to future benefits 2012-01-01 60
Total of all active and inactive participants 2012-01-01 426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 426
Number of participants with account balances 2012-01-01 322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 104
2011: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 366
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 411
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 44
Total of all active and inactive participants 2011-01-01 457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 457
Number of participants with account balances 2011-01-01 419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 65
2009: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 207
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 17
Total of all active and inactive participants 2009-01-01 225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 225
Number of participants with account balances 2009-01-01 211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 18

Measure	Date	Value
2014: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	410
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	443
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	440
Number of retired or separated participants receiving benefits	2013-01-01	12
Number of other retired or separated participants entitled to future benefits	2013-01-01	50
Total of all active and inactive participants	2013-01-01	502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	502
Number of participants with account balances	2013-01-01	289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	47
2012: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	530
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	347
Number of retired or separated participants receiving benefits	2012-01-01	19
Number of other retired or separated participants entitled to future benefits	2012-01-01	60
Total of all active and inactive participants	2012-01-01	426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	426
Number of participants with account balances	2012-01-01	322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	104
2011: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	366
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	411
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	44
Total of all active and inactive participants	2011-01-01	457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	457
Number of participants with account balances	2011-01-01	419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	65
2009: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	207
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	17
Total of all active and inactive participants	2009-01-01	225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	225
Number of participants with account balances	2009-01-01	211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	18

Financial Data on RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$14,647,497
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,283,621
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,323,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,300,874
Value of total corrective distributions	2014-12-31	$3,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,663,261
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$14,687,578
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$19,574
Total interest from all sources	2014-12-31	$19,078
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$18,170
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$765,008
Participant contributions at beginning of year	2014-12-31	$467,034
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$212,057
Total non interest bearing cash at beginning of year	2014-12-31	$63
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-40,081
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$14,687,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$14,202,353
Interest on participant loans	2014-12-31	$18,998
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$80
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$18,128
Net investment gain/loss from pooled separate accounts	2014-12-31	$601,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$686,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,300,874
Contract administrator fees	2014-12-31	$1,404
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	TANNER LLC
Accountancy firm EIN	2014-12-31	202253063
2013 : RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,258,715
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,727,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,593,690
Expenses. Certain deemed distributions of participant loans	2013-12-31	$109,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,732,958
Value of total assets at end of year	2013-12-31	$14,687,578
Value of total assets at beginning of year	2013-12-31	$13,156,337
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$24,528
Total interest from all sources	2013-12-31	$22,902
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$22,496
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$831,888
Participant contributions at end of year	2013-12-31	$467,034
Participant contributions at beginning of year	2013-12-31	$770,938
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$16,119
Total non interest bearing cash at end of year	2013-12-31	$63
Total non interest bearing cash at beginning of year	2013-12-31	$1,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,531,241
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$14,687,578
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$13,156,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$14,202,353
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$12,333,365
Interest on participant loans	2013-12-31	$22,461
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$441
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$18,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$50,057
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,502,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$884,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,593,690
Contract administrator fees	2013-12-31	$2,032
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	TANNER LLC
Accountancy firm EIN	2013-12-31	202253063
2012 : RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$5,106,202
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,507,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,481,267
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,507,122
Value of total assets at end of year	2012-12-31	$13,156,337
Value of total assets at beginning of year	2012-12-31	$10,557,988
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$26,586
Total interest from all sources	2012-12-31	$34,265
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$22,051
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,044,275
Participant contributions at end of year	2012-12-31	$770,938
Participant contributions at beginning of year	2012-12-31	$754,831
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$960,701
Administrative expenses (other) incurred	2012-12-31	$3
Total non interest bearing cash at end of year	2012-12-31	$1,977
Total non interest bearing cash at beginning of year	2012-12-31	$34,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,598,349
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$13,156,337
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,557,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$12,333,365
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$9,726,011
Interest on participant loans	2012-12-31	$33,236
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$42,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$42,928
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1,029
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$50,057
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,564,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,502,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,481,267
Contract administrator fees	2012-12-31	$4,532
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	TANNER LLC
Accountancy firm EIN	2012-12-31	202253063
2011 : RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,583,323
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$714,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$678,915
Expenses. Certain deemed distributions of participant loans	2011-12-31	$11,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,090,670
Value of total assets at end of year	2011-12-31	$10,557,988
Value of total assets at beginning of year	2011-12-31	$8,688,706
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$23,261
Total interest from all sources	2011-12-31	$27,251
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$20,758
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$960,785
Participant contributions at end of year	2011-12-31	$754,831
Participant contributions at beginning of year	2011-12-31	$418,391
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$315,188
Administrative expenses (other) incurred	2011-12-31	$47
Total non interest bearing cash at end of year	2011-12-31	$34,218
Total non interest bearing cash at beginning of year	2011-12-31	$7,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,869,282
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,557,988
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,688,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$9,726,011
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$8,225,575
Interest on participant loans	2011-12-31	$26,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$42,928
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$37,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$37,230
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$975
Net investment gain/loss from pooled separate accounts	2011-12-31	$-534,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,814,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$678,915
Contract administrator fees	2011-12-31	$2,456
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SHIELDS & COMPANY
Accountancy firm EIN	2011-12-31	870466607
2010 : RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,866,770
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$311,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$270,594
Expenses. Certain deemed distributions of participant loans	2010-12-31	$32,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,813,413
Value of total assets at end of year	2010-12-31	$8,688,706
Value of total assets at beginning of year	2010-12-31	$6,133,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,441
Total interest from all sources	2010-12-31	$18,426
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$6,185
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$635,585
Participant contributions at end of year	2010-12-31	$418,391
Participant contributions at beginning of year	2010-12-31	$330,887
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$137,702
Administrative expenses (other) incurred	2010-12-31	$636
Total non interest bearing cash at end of year	2010-12-31	$7,510
Total non interest bearing cash at beginning of year	2010-12-31	$10,659
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,555,432
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,688,706
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,133,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$8,225,575
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$5,760,810
Interest on participant loans	2010-12-31	$17,386
Interest earned on other investments	2010-12-31	$-15
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$37,230
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$30,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$30,918
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,055
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,034,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,040,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$270,594
Contract administrator fees	2010-12-31	$1,620
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SHELLEY & COMPANY
Accountancy firm EIN	2010-12-31	870469904

Form 5500 Responses for RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN

2014: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RALPH L. WADSWORTH CONSTRUCTION CO. , LLC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

85296

Policy instance

Insurance contract or identification number	85296
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $47,562
Total amount of fees paid to insurance company	USD $18,170
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $34,796
Insurance broker organization code?	3
Amount paid for insurance broker fees	18170
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	NATIONAL BENEFIT SERVICES, LLC

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

85296

Policy instance

Insurance contract or identification number	85296
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $68,009
Total amount of fees paid to insurance company	USD $6,801
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $35,518
Amount paid for insurance broker fees	6801
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Insurance broker name	PLANNING CORP OF AMERICA, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

85296

Policy instance

Insurance contract or identification number	85296
Number of Individuals Covered	334
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $41,595
Total amount of fees paid to insurance company	USD $34,086
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $6,381
Amount paid for insurance broker fees	29786
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Insurance broker name	SHIELDS & COMPANY

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

85296

Policy instance

Insurance contract or identification number	85296
Number of Individuals Covered	478
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $42,481
Total amount of fees paid to insurance company	USD $29,993
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

85296

Policy instance

Insurance contract or identification number	85296
Number of Individuals Covered	429
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $28,803
Total amount of fees paid to insurance company	USD $23,479
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	RALPH L WADSWORTH CONSTRUCTION COMPANY, LLC
Employer identification number (EIN):	271502353
NAIC Classification:	236200