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PENSION PLAN & TRUST FOR EMPLOYEES OF DUNN CAPITAL MANAGEMENT LLC 401k Plan overview

Plan NamePENSION PLAN & TRUST FOR EMPLOYEES OF DUNN CAPITAL MANAGEMENT LLC
Plan identification number 001

PENSION PLAN & TRUST FOR EMPLOYEES OF DUNN CAPITAL MANAGEMENT LLC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DUNN CAPITAL MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name:DUNN CAPITAL MANAGEMENT LLC
Employer identification number (EIN):271572928
NAIC Classification:523210
NAIC Description:Securities and Commodity Exchanges

Additional information about DUNN CAPITAL MANAGEMENT LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2036059

More information about DUNN CAPITAL MANAGEMENT LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN & TRUST FOR EMPLOYEES OF DUNN CAPITAL MANAGEMENT LLC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01MARTIN BERGIN2014-06-23 MARTIN BERGIN2014-06-23
0012011-01-01MARTIN BERGIN2013-11-04 MARTIN BERGIN2013-11-04
0012010-01-01MARTIN BERGIN2013-11-04 MARTIN BERGIN2013-11-04

Plan Statistics for PENSION PLAN & TRUST FOR EMPLOYEES OF DUNN CAPITAL MANAGEMENT LLC

401k plan membership statisitcs for PENSION PLAN & TRUST FOR EMPLOYEES OF DUNN CAPITAL MANAGEMENT LLC

Measure Date Value
2016: PENSION PLAN & TRUST FOR EMPLOYEES OF DUNN CAPITAL MANAGEMENT LLC 2016 401k membership
Total participants, beginning-of-year2016-01-0141
Total number of active participants reported on line 7a of the Form 55002016-01-0124
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0115
Total of all active and inactive participants2016-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0139
Number of participants with account balances2016-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Form 5500 Responses for PENSION PLAN & TRUST FOR EMPLOYEES OF DUNN CAPITAL MANAGEMENT LLC

2016: PENSION PLAN & TRUST FOR EMPLOYEES OF DUNN CAPITAL MANAGEMENT LLC 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

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