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SAFE HAVEN 401(K) PLAN 401k Plan overview

Plan NameSAFE HAVEN 401(K) PLAN
Plan identification number 001

SAFE HAVEN 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SAFE HAVEN HEALTH CARE, LLC has sponsored the creation of one or more 401k plans.

Company Name:SAFE HAVEN HEALTH CARE, LLC
Employer identification number (EIN):271736817
NAIC Classification:621610
NAIC Description:Home Health Care Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAFE HAVEN 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01ALLAN BURPEE ALLAN BURPEE2017-10-16
0012015-01-01ALLAN BURPEE
0012014-01-01LYNNE POTTS
0012013-01-01REBECCA TAYLOR
0012012-04-01REBECCA TAYLOR

Plan Statistics for SAFE HAVEN 401(K) PLAN

401k plan membership statisitcs for SAFE HAVEN 401(K) PLAN

Measure Date Value
2017: SAFE HAVEN 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01485
Total number of active participants reported on line 7a of the Form 55002017-01-0180
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01230
Total of all active and inactive participants2017-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01310
Number of participants with account balances2017-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SAFE HAVEN 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01525
Total number of active participants reported on line 7a of the Form 55002016-01-01268
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01217
Total of all active and inactive participants2016-01-01485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01485
Number of participants with account balances2016-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: SAFE HAVEN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01507
Total number of active participants reported on line 7a of the Form 55002015-01-01237
Total of all active and inactive participants2015-01-01237
Total participants2015-01-01237
Number of participants with account balances2015-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: SAFE HAVEN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01405
Total number of active participants reported on line 7a of the Form 55002014-01-01339
Number of other retired or separated participants entitled to future benefits2014-01-01160
Total of all active and inactive participants2014-01-01499
Total participants2014-01-01499
Number of participants with account balances2014-01-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0118
2013: SAFE HAVEN 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01284
Total number of active participants reported on line 7a of the Form 55002013-01-01188
Number of other retired or separated participants entitled to future benefits2013-01-0185
Total of all active and inactive participants2013-01-01273
Total participants2013-01-01273
Number of participants with account balances2013-01-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0187
2012: SAFE HAVEN 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01209
Total number of active participants reported on line 7a of the Form 55002012-04-01305
Total of all active and inactive participants2012-04-01305
Total participants2012-04-01305
Number of participants with account balances2012-04-01305

Financial Data on SAFE HAVEN 401(K) PLAN

Measure Date Value
2017 : SAFE HAVEN 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$20,536
Total of all expenses incurred2017-12-31$20,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$10,888
Expenses. Certain deemed distributions of participant loans2017-12-31$1,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,281
Value of total assets at end of year2017-12-31$115,244
Value of total assets at beginning of year2017-12-31$115,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$8,904
Total interest from all sources2017-12-31$102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,436
Participant contributions at end of year2017-12-31$841
Participant contributions at beginning of year2017-12-31$3,515
Participant contributions at end of year2017-12-31$5,166
Participant contributions at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-278
Value of net assets at end of year (total assets less liabilities)2017-12-31$115,244
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$115,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$8,904
Value of interest in pooled separate accounts at end of year2017-12-31$102,170
Value of interest in pooled separate accounts at beginning of year2017-12-31$103,456
Interest on participant loans2017-12-31$102
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$7,023
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$8,551
Net investment gain/loss from pooled separate accounts2017-12-31$11,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,845
Employer contributions (assets) at end of year2017-12-31$44
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$10,888
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : SAFE HAVEN 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$28,788
Total of all expenses incurred2016-12-31$65,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$50,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,268
Value of total assets at end of year2016-12-31$115,522
Value of total assets at beginning of year2016-12-31$152,031
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,327
Total interest from all sources2016-12-31$157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$14,327
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$13,284
Participant contributions at end of year2016-12-31$3,515
Participant contributions at beginning of year2016-12-31$5,901
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-36,509
Value of net assets at end of year (total assets less liabilities)2016-12-31$115,522
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$152,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$103,456
Value of interest in pooled separate accounts at beginning of year2016-12-31$130,650
Interest on participant loans2016-12-31$157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$8,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$9,872
Net investment gain/loss from pooled separate accounts2016-12-31$11,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,984
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$5,590
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$50,970
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WIPFLI LLP
Accountancy firm EIN2016-12-31390758449
2015 : SAFE HAVEN 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$29,032
Total of all expenses incurred2015-12-31$84,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$81,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$29,473
Value of total assets at end of year2015-12-31$152,031
Value of total assets at beginning of year2015-12-31$207,728
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,795
Total interest from all sources2015-12-31$271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$23,462
Participant contributions at end of year2015-12-31$5,901
Participant contributions at beginning of year2015-12-31$11,010
Participant contributions at end of year2015-12-31$18
Participant contributions at beginning of year2015-12-31$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-55,697
Value of net assets at end of year (total assets less liabilities)2015-12-31$152,031
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$207,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$130,650
Value of interest in pooled separate accounts at beginning of year2015-12-31$184,125
Interest on participant loans2015-12-31$271
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$9,872
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$8,073
Net investment gain/loss from pooled separate accounts2015-12-31$-712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,011
Employer contributions (assets) at end of year2015-12-31$5,590
Employer contributions (assets) at beginning of year2015-12-31$4,502
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$81,934
Contract administrator fees2015-12-31$2,795
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WIPFLI LLP
Accountancy firm EIN2015-12-31390758449
2014 : SAFE HAVEN 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$52,902
Total of all expenses incurred2014-12-31$1,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$44,387
Value of total assets at end of year2014-12-31$207,728
Value of total assets at beginning of year2014-12-31$156,385
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$258
Total interest from all sources2014-12-31$278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$37,631
Participant contributions at end of year2014-12-31$11,010
Participant contributions at beginning of year2014-12-31$10,262
Participant contributions at end of year2014-12-31$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$51,343
Value of net assets at end of year (total assets less liabilities)2014-12-31$207,728
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$156,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$184,125
Value of interest in pooled separate accounts at beginning of year2014-12-31$136,260
Interest on participant loans2014-12-31$278
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$8,073
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,404
Net investment gain/loss from pooled separate accounts2014-12-31$8,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,756
Employer contributions (assets) at end of year2014-12-31$4,502
Employer contributions (assets) at beginning of year2014-12-31$2,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,301
Contract administrator fees2014-12-31$258
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WIPFLI LLP
Accountancy firm EIN2014-12-31390758449
2013 : SAFE HAVEN 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$53,417
Total of all expenses incurred2013-12-31$290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$43,332
Value of total assets at end of year2013-12-31$156,385
Value of total assets at beginning of year2013-12-31$103,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$113
Total interest from all sources2013-12-31$393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$36,225
Participant contributions at end of year2013-12-31$10,262
Participant contributions at beginning of year2013-12-31$39,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$53,127
Value of net assets at end of year (total assets less liabilities)2013-12-31$156,385
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$103,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$136,260
Value of interest in pooled separate accounts at beginning of year2013-12-31$11,215
Interest on participant loans2013-12-31$241
Value of interest in common/collective trusts at end of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,543
Net investment gain/loss from pooled separate accounts2013-12-31$9,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$7,107
Employer contributions (assets) at end of year2013-12-31$2,459
Employer contributions (assets) at beginning of year2013-12-31$50,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$177
Contract administrator fees2013-12-31$113
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RELIANT GROUP, INC.
Accountancy firm EIN2013-12-31273756990
2012 : SAFE HAVEN 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$105,701
Total of all expenses incurred2012-12-31$2,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$105,379
Value of total assets at end of year2012-12-31$103,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$60
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$55,251
Participant contributions at end of year2012-12-31$39,500
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$103,258
Value of net assets at end of year (total assets less liabilities)2012-12-31$103,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$11,215
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,543
Net investment gain/loss from pooled separate accounts2012-12-31$322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$50,000
Employer contributions (assets) at end of year2012-12-31$50,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,383
Contract administrator fees2012-12-31$60
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RELIANT GROUP, INC.
Accountancy firm EIN2012-12-31273756990

Form 5500 Responses for SAFE HAVEN 401(K) PLAN

2017: SAFE HAVEN 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: SAFE HAVEN 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: SAFE HAVEN 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: SAFE HAVEN 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: SAFE HAVEN 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: SAFE HAVEN 401(K) PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01First time form 5500 has been submittedYes
2012-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831053
Policy instance 1
Insurance contract or identification numberGA-831053
Number of Individuals Covered251
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $541
Total amount of fees paid to insurance companyUSD $68
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831053
Policy instance 1
Insurance contract or identification numberGA-831053
Number of Individuals Covered301
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $694
Total amount of fees paid to insurance companyUSD $87
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $694
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker organization code?3
Amount paid for insurance broker fees87
Insurance broker nameCOOK MARTIN POULSON, PC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831053
Policy instance 1
Insurance contract or identification numberGA-831053
Number of Individuals Covered305
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $606
Total amount of fees paid to insurance companyUSD $76
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $606
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker organization code?3
Amount paid for insurance broker fees76
Insurance broker nameCOOK MARTIN POULSON, PC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831053
Policy instance 1
Insurance contract or identification numberGA-831053
Number of Individuals Covered305
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $212
Total amount of fees paid to insurance companyUSD $81
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $212
Amount paid for insurance broker fees54
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker organization code?3
Insurance broker nameCOOK MARTIN POULSON, PC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831053
Policy instance 1
Insurance contract or identification numberGA-831053
Number of Individuals Covered11
Insurance policy start date2012-04-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4
Total amount of fees paid to insurance companyUSD $400
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4
Amount paid for insurance broker fees400
Additional information about fees paid to insurance brokerADMINISTRATION
Insurance broker organization code?5
Insurance broker nameCOOK MARTIN POULSON, PC

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