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SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST 401k Plan overview

Plan NameSMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST
Plan identification number 001

SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SMITH & COLE DENTISTRY has sponsored the creation of one or more 401k plans.

Company Name:SMITH & COLE DENTISTRY
Employer identification number (EIN):271780244
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01BONNIE COLE2024-05-24
0012022-01-01LINDA SMITH2023-07-11
0012021-01-01LINDA SMITH2022-06-09
0012020-01-01LINDA SMITH2021-09-23
0012019-01-01LINDA SMITH2020-08-18
0012018-01-01LINDA SMITH2019-08-26
0012017-01-01LINDA SMITH2018-10-12
0012016-01-01LINDA SMITH2017-05-25
0012015-01-01LINDA SMITH2016-07-05
0012014-01-01LINDA SMITH2015-05-26
0012013-01-01LINDA SMITH2014-06-19
0012012-01-01SMITH COLE DENTISTRY2013-07-15
0012011-01-01SMITH COLE DENTISTRY
0012010-01-01LINDA SMITH2011-06-08

Plan Statistics for SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST

401k plan membership statisitcs for SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST

Measure Date Value
2011: SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0114
Total number of active participants reported on line 7a of the Form 55002011-01-0114
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0114
Number of participants with account balances2011-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST

Measure Date Value
2011 : SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$89,317
Expenses. Total of all expenses incurred2011-12-31$13,836
Benefits paid (including direct rollovers)2011-12-31$13,771
Total plan assets at end of year2011-12-31$445,807
Total plan assets at beginning of year2011-12-31$370,326
Value of fidelity bond covering the plan2011-12-31$40,000
Total contributions received or receivable from participants2011-12-31$46,443
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$20,549
Net income (gross income less expenses)2011-12-31$75,481
Net plan assets at end of year (total assets less liabilities)2011-12-31$445,807
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$370,326
Assets. Value of participant loans2011-12-31$60,481
Total contributions received or receivable from employer(s)2011-12-31$22,325
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$65
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0

Form 5500 Responses for SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST

2011: SMITH & COLE DENTISTRY 401(K) PROFIT SHARING PLAN TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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