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RETIREMENT SAVINGS AND INCENTIVE PLAN 401k Plan overview

Plan NameRETIREMENT SAVINGS AND INCENTIVE PLAN
Plan identification number 001

RETIREMENT SAVINGS AND INCENTIVE PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEXT POINT CAPITAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:NEXT POINT CAPITAL CORPORATION
Employer identification number (EIN):271808801
NAIC Classification:523900

Additional information about NEXT POINT CAPITAL CORPORATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C3271260

More information about NEXT POINT CAPITAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT SAVINGS AND INCENTIVE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01MARK MICKELSON2019-06-23

Plan Statistics for RETIREMENT SAVINGS AND INCENTIVE PLAN

401k plan membership statisitcs for RETIREMENT SAVINGS AND INCENTIVE PLAN

Measure Date Value
2023: RETIREMENT SAVINGS AND INCENTIVE PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01198
Total number of active participants reported on line 7a of the Form 55002023-01-0168
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0168
Total of all active and inactive participants2023-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01136
Number of participants with account balances2023-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-016
2022: RETIREMENT SAVINGS AND INCENTIVE PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01199
Total number of active participants reported on line 7a of the Form 55002022-01-0190
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01108
Total of all active and inactive participants2022-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01198
Number of participants with account balances2022-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0114
2021: RETIREMENT SAVINGS AND INCENTIVE PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01188
Total number of active participants reported on line 7a of the Form 55002021-01-01106
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0185
Total of all active and inactive participants2021-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01192
Number of participants with account balances2021-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0113
2020: RETIREMENT SAVINGS AND INCENTIVE PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01172
Total number of active participants reported on line 7a of the Form 55002020-01-01114
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0172
Total of all active and inactive participants2020-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01188
Number of participants with account balances2020-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: RETIREMENT SAVINGS AND INCENTIVE PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01153
Total number of active participants reported on line 7a of the Form 55002019-01-01123
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0148
Total of all active and inactive participants2019-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01173
Number of participants with account balances2019-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016

Financial Data on RETIREMENT SAVINGS AND INCENTIVE PLAN

Measure Date Value
2023 : RETIREMENT SAVINGS AND INCENTIVE PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$0
Total transfer of assets from this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$1,239,264
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$889,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$766,588
Expenses. Certain deemed distributions of participant loans2023-12-31$33,546
Value of total corrective distributions2023-12-31$6,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$379,241
Value of total assets at end of year2023-12-31$6,127,652
Value of total assets at beginning of year2023-12-31$5,778,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$83,295
Total interest from all sources2023-12-31$6,708
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$155,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$155,946
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$349,460
Participant contributions at end of year2023-12-31$98,877
Participant contributions at beginning of year2023-12-31$124,813
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$349,579
Value of net assets at end of year (total assets less liabilities)2023-12-31$6,127,652
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$5,778,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$62,111
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$5,761,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$5,333,601
Interest on participant loans2023-12-31$6,708
Value of interest in common/collective trusts at end of year2023-12-31$266,939
Value of interest in common/collective trusts at beginning of year2023-12-31$319,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$690,083
Net investment gain or loss from common/collective trusts2023-12-31$7,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$28,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$766,588
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2023-12-31410746749
2022 : RETIREMENT SAVINGS AND INCENTIVE PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-848,023
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,387,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,323,459
Expenses. Certain deemed distributions of participant loans2022-12-31$4,803
Value of total corrective distributions2022-12-31$5,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$499,613
Value of total assets at end of year2022-12-31$5,778,073
Value of total assets at beginning of year2022-12-31$8,013,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$53,063
Total interest from all sources2022-12-31$4,907
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$272,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$272,538
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$420,373
Participant contributions at end of year2022-12-31$124,813
Participant contributions at beginning of year2022-12-31$99,365
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$24,903
Administrative expenses (other) incurred2022-12-31$53,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,235,091
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,778,073
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,013,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$5,333,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$7,582,210
Interest on participant loans2022-12-31$4,907
Value of interest in common/collective trusts at end of year2022-12-31$319,659
Value of interest in common/collective trusts at beginning of year2022-12-31$331,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,630,678
Net investment gain or loss from common/collective trusts2022-12-31$5,597
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$54,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,323,459
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : RETIREMENT SAVINGS AND INCENTIVE PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,726,193
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$563,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$504,199
Value of total corrective distributions2021-12-31$8,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$789,954
Value of total assets at end of year2021-12-31$8,013,164
Value of total assets at beginning of year2021-12-31$6,850,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$51,105
Total interest from all sources2021-12-31$4,654
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$585,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$585,570
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$469,237
Participant contributions at end of year2021-12-31$99,365
Participant contributions at beginning of year2021-12-31$86,773
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$263,440
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$51,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,162,232
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,013,164
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,850,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$7,582,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$6,420,187
Interest on participant loans2021-12-31$4,654
Value of interest in common/collective trusts at end of year2021-12-31$331,589
Value of interest in common/collective trusts at beginning of year2021-12-31$343,972
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$341,203
Net investment gain or loss from common/collective trusts2021-12-31$4,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$57,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$504,199
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : RETIREMENT SAVINGS AND INCENTIVE PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,346,962
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,083,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,012,534
Value of total corrective distributions2020-12-31$20,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$453,013
Value of total assets at end of year2020-12-31$6,850,932
Value of total assets at beginning of year2020-12-31$6,587,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$50,468
Total interest from all sources2020-12-31$4,557
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$490,535
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$490,535
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$388,457
Participant contributions at end of year2020-12-31$86,773
Participant contributions at beginning of year2020-12-31$86,916
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,445
Administrative expenses (other) incurred2020-12-31$50,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$263,315
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,850,932
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,587,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$6,420,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,227,093
Interest on participant loans2020-12-31$4,557
Value of interest in common/collective trusts at end of year2020-12-31$343,972
Value of interest in common/collective trusts at beginning of year2020-12-31$273,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$387,462
Net investment gain or loss from common/collective trusts2020-12-31$11,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$61,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,012,534
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2020-12-31954345526
2019 : RETIREMENT SAVINGS AND INCENTIVE PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$2,078,635
Total transfer of assets to this plan2019-12-31$2,078,635
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,515,982
Total income from all sources (including contributions)2019-12-31$1,515,982
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$398,094
Total of all expenses incurred2019-12-31$398,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$355,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$355,594
Value of total corrective distributions2019-12-31$10,096
Value of total corrective distributions2019-12-31$10,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$468,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$468,379
Value of total assets at end of year2019-12-31$6,587,617
Value of total assets at end of year2019-12-31$6,587,617
Value of total assets at beginning of year2019-12-31$3,391,094
Value of total assets at beginning of year2019-12-31$3,391,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$32,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$32,404
Total interest from all sources2019-12-31$3,197
Total interest from all sources2019-12-31$3,197
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$240,500
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$240,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$240,500
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$240,500
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$340,000
Value of fidelity bond cover2019-12-31$340,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$414,963
Contributions received from participants2019-12-31$414,963
Participant contributions at end of year2019-12-31$86,916
Participant contributions at end of year2019-12-31$86,916
Participant contributions at beginning of year2019-12-31$53,590
Participant contributions at beginning of year2019-12-31$53,590
Administrative expenses (other) incurred2019-12-31$32,404
Administrative expenses (other) incurred2019-12-31$32,404
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,117,888
Value of net income/loss2019-12-31$1,117,888
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,587,617
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,587,617
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,391,094
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,391,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,227,093
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,227,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,147,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,147,297
Interest on participant loans2019-12-31$3,197
Interest on participant loans2019-12-31$3,197
Value of interest in common/collective trusts at end of year2019-12-31$273,608
Value of interest in common/collective trusts at end of year2019-12-31$273,608
Value of interest in common/collective trusts at beginning of year2019-12-31$190,207
Value of interest in common/collective trusts at beginning of year2019-12-31$190,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$797,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$797,641
Net investment gain or loss from common/collective trusts2019-12-31$6,265
Net investment gain or loss from common/collective trusts2019-12-31$6,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$53,416
Contributions received in cash from employer2019-12-31$53,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$355,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$355,594
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HOLTHOUSE CARLIN & VAN TRIGT
Accountancy firm name2019-12-31HOLTHOUSE CARLIN & VAN TRIGT
Accountancy firm EIN2019-12-31954345526
Accountancy firm EIN2019-12-31954345526

Form 5500 Responses for RETIREMENT SAVINGS AND INCENTIVE PLAN

2023: RETIREMENT SAVINGS AND INCENTIVE PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: RETIREMENT SAVINGS AND INCENTIVE PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RETIREMENT SAVINGS AND INCENTIVE PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT SAVINGS AND INCENTIVE PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT SAVINGS AND INCENTIVE PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes

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