401k Plan data: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES plan

LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 401k Plan overview

Plan Name	LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES
Plan identification number	014

LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Benefits are primarily flat dollar (includes dollars per year of service) Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LIBERTY UTILITIES CO. has sponsored the creation of one or more 401k plans.

Company Name: LIBERTY UTILITIES CO.

Employer identification number (EIN): 274444001

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
014 2016-01-01 JANET COREY
014 2016-01-01
014 2015-01-01 JANET COREY JANET COREY 2016-10-13
014 2014-01-01 JANET COREY JANET COREY 2015-10-15
014 2013-01-01 GRAHAM CRAIG GEORGE TRISIC 2014-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
014	2016-01-01	JANET COREY
014	2016-01-01
014	2015-01-01	JANET COREY	JANET COREY	2016-10-13
014	2014-01-01	JANET COREY	JANET COREY	2015-10-15
014	2013-01-01	GRAHAM CRAIG	GEORGE TRISIC	2014-10-15

Plan Statistics for LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES

401k plan membership statisitcs for LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES

Measure Date Value
2016: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2016 401k membership
Market value of plan assets 2016-07-31 17,023,899
Acturial value of plan assets 2016-07-31 18,255,164
Funding target for retired participants and beneficiaries receiving payment 2016-07-31 9,324,502
Number of terminated vested participants 2016-07-31 6
Fundng target for terminated vested participants 2016-07-31 420,702
Active participant vested funding target 2016-07-31 8,371,183
Number of active participants 2016-07-31 57
Total funding liabilities for active participants 2016-07-31 8,382,138
Total participant count 2016-07-31 137
Total funding target for all participants 2016-07-31 18,127,342
Balance at beginning of prior year after applicable adjustments 2016-07-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-07-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-07-31 0
Prefunding balanced used to offset prior years funding requirement 2016-07-31 0
Amount remaining of carryover balance 2016-07-31 0
Amount remaining of prefunding balance 2016-07-31 0
Present value of excess contributions 2016-07-31 561,461
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-07-31 596,777
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-07-31 0
Reductions in caryover balances due to elections or deemed elections 2016-07-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-07-31 0
Balance of carryovers at beginning of current year 2016-07-31 0
Balance of prefunding at beginning of current year 2016-07-31 0
Total employer contributions 2016-07-31 208,200
Total employee contributions 2016-07-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-07-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-07-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-07-31 203,222
Unpaid minimum required contributions for all prior years 2016-07-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-07-31 0
Remaining amount of unpaid minimum required contributions 2016-07-31 0
Minimum required contributions for current year target normal cost 2016-07-31 200,428
Net shortfall amortization installment of oustanding balance 2016-07-31 0
Waiver amortization installment 2016-07-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-07-31 72,606
Carryover balance elected to use to offset funding requirement 2016-07-31 0
Prefunding balance elected to use to offset funding requirement 2016-07-31 0
Additional cash requirement 2016-07-31 72,606
Contributions allocatedtoward minimum required contributions for current year 2016-07-31 203,222
Unpaid minimum required contributions for current year 2016-07-31 0
Unpaid minimum required contributions for all years 2016-07-31 0
Total participants, beginning-of-year 2016-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2015 401k membership
Total participants, beginning-of-year 2015-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 57
Number of retired or separated participants receiving benefits 2015-01-01 51
Number of other retired or separated participants entitled to future benefits 2015-01-01 6
Total of all active and inactive participants 2015-01-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 23
Total participants 2015-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 54
Number of retired or separated participants receiving benefits 2014-01-01 46
Number of other retired or separated participants entitled to future benefits 2014-01-01 16
Total of all active and inactive participants 2014-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 24
Total participants 2014-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 57
Number of retired or separated participants receiving benefits 2013-01-01 70
Number of other retired or separated participants entitled to future benefits 2013-01-01 18
Total of all active and inactive participants 2013-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 44
Total participants 2013-01-01 189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 26

Measure	Date	Value
2016: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2016 401k membership
Market value of plan assets	2016-07-31	17,023,899
Acturial value of plan assets	2016-07-31	18,255,164
Funding target for retired participants and beneficiaries receiving payment	2016-07-31	9,324,502
Number of terminated vested participants	2016-07-31	6
Fundng target for terminated vested participants	2016-07-31	420,702
Active participant vested funding target	2016-07-31	8,371,183
Number of active participants	2016-07-31	57
Total funding liabilities for active participants	2016-07-31	8,382,138
Total participant count	2016-07-31	137
Total funding target for all participants	2016-07-31	18,127,342
Balance at beginning of prior year after applicable adjustments	2016-07-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-07-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-07-31	0
Prefunding balanced used to offset prior years funding requirement	2016-07-31	0
Amount remaining of carryover balance	2016-07-31	0
Amount remaining of prefunding balance	2016-07-31	0
Present value of excess contributions	2016-07-31	561,461
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-07-31	596,777
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-07-31	0
Reductions in caryover balances due to elections or deemed elections	2016-07-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-07-31	0
Balance of carryovers at beginning of current year	2016-07-31	0
Balance of prefunding at beginning of current year	2016-07-31	0
Total employer contributions	2016-07-31	208,200
Total employee contributions	2016-07-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-07-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-07-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-07-31	203,222
Unpaid minimum required contributions for all prior years	2016-07-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-07-31	0
Remaining amount of unpaid minimum required contributions	2016-07-31	0
Minimum required contributions for current year target normal cost	2016-07-31	200,428
Net shortfall amortization installment of oustanding balance	2016-07-31	0
Waiver amortization installment	2016-07-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-07-31	72,606
Carryover balance elected to use to offset funding requirement	2016-07-31	0
Prefunding balance elected to use to offset funding requirement	2016-07-31	0
Additional cash requirement	2016-07-31	72,606
Contributions allocatedtoward minimum required contributions for current year	2016-07-31	203,222
Unpaid minimum required contributions for current year	2016-07-31	0
Unpaid minimum required contributions for all years	2016-07-31	0
Total participants, beginning-of-year	2016-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2015 401k membership
Total participants, beginning-of-year	2015-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	57
Number of retired or separated participants receiving benefits	2015-01-01	51
Number of other retired or separated participants entitled to future benefits	2015-01-01	6
Total of all active and inactive participants	2015-01-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	23
Total participants	2015-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	54
Number of retired or separated participants receiving benefits	2014-01-01	46
Number of other retired or separated participants entitled to future benefits	2014-01-01	16
Total of all active and inactive participants	2014-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	24
Total participants	2014-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	57
Number of retired or separated participants receiving benefits	2013-01-01	70
Number of other retired or separated participants entitled to future benefits	2013-01-01	18
Total of all active and inactive participants	2013-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	44
Total participants	2013-01-01	189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	26

Financial Data on LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES

Measure	Date	Value
2016 : LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-07-31	$0
Total transfer of assets from this plan	2016-07-31	$17,144,358
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-31	$9,296
Total income from all sources (including contributions)	2016-07-31	$621,303
Total loss/gain on sale of assets	2016-07-31	$0
Total of all expenses incurred	2016-07-31	$499,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-07-31	$475,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-07-31	$208,200
Value of total assets at end of year	2016-07-31	$0
Value of total assets at beginning of year	2016-07-31	$17,032,154
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-07-31	$23,882
Total interest from all sources	2016-07-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-07-31	$162,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-07-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-07-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-07-31	$162,955
Administrative expenses professional fees incurred	2016-07-31	$14,699
Was this plan covered by a fidelity bond	2016-07-31	Yes
Value of fidelity bond cover	2016-07-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-07-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-07-31	No
Assets. Other investments not covered elsewhere at end of year	2016-07-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-07-31	$7,132
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-07-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-07-31	$80,011
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-07-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-07-31	$8,061
Other income not declared elsewhere	2016-07-31	$-1,672
Liabilities. Value of operating payables at end of year	2016-07-31	$0
Liabilities. Value of operating payables at beginning of year	2016-07-31	$1,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-07-31	No
Value of net income/loss	2016-07-31	$121,500
Value of net assets at end of year (total assets less liabilities)	2016-07-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-07-31	$17,022,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-07-31	No
Were any leases to which the plan was party in default or uncollectible	2016-07-31	No
Investment advisory and management fees	2016-07-31	$9,183
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-07-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-07-31	$12,713,502
Value of interest in master investment trust accounts at end of year	2016-07-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-07-31	$1,479,891
Value of interest in common/collective trusts at end of year	2016-07-31	$0
Value of interest in common/collective trusts at beginning of year	2016-07-31	$2,743,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-07-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-07-31	$8,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-07-31	$8,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-07-31	$231,771
Net investment gain or loss from common/collective trusts	2016-07-31	$-29,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-07-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-07-31	No
Has the plan failed to provide any benefit when due under the plan	2016-07-31	No
Contributions received in cash from employer	2016-07-31	$208,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-07-31	$475,921
Did the plan have assets held for investment	2016-07-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-07-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-07-31	Disclaimer
Accountancy firm name	2016-07-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2016-07-31	481246310
2015 : LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$9,296
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$19,730
Total income from all sources (including contributions)	2015-12-31	$72,984
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,037,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$905,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$592,000
Value of total assets at end of year	2015-12-31	$17,032,154
Value of total assets at beginning of year	2015-12-31	$18,006,998
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$131,688
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$321,010
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$321,010
Administrative expenses professional fees incurred	2015-12-31	$37,750
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$7,132
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$9,949
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$80,011
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$87,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$8,061
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$8,461
Other income not declared elsewhere	2015-12-31	$-1,354
Administrative expenses (other) incurred	2015-12-31	$66,500
Liabilities. Value of operating payables at end of year	2015-12-31	$1,235
Liabilities. Value of operating payables at beginning of year	2015-12-31	$11,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-964,410
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$17,022,858
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$17,987,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$27,438
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,713,502
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$13,415,917
Value of interest in master investment trust accounts at end of year	2015-12-31	$1,479,891
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$1,547,719
Value of interest in common/collective trusts at end of year	2015-12-31	$2,743,339
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,937,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$8,279
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$8,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$8,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-576,815
Net investment gain or loss from common/collective trusts	2015-12-31	$-194,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$592,000
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$905,706
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2015-12-31	481246310
2014 : LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$17,319
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$19,730
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$950,436
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$924,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$827,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$18,006,998
Value of total assets at beginning of year	2014-12-31	$17,943,758
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$96,951
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$335,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$335,412
Administrative expenses professional fees incurred	2014-12-31	$35,500
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$9,949
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$87,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$8,461
Other income not declared elsewhere	2014-12-31	$-1,718
Administrative expenses (other) incurred	2014-12-31	$22,617
Liabilities. Value of operating payables at end of year	2014-12-31	$11,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$26,191
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$17,987,268
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$17,943,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$38,834
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$13,415,917
Value of interest in master investment trust accounts at end of year	2014-12-31	$1,547,719
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$17,146,758
Value of interest in common/collective trusts at end of year	2014-12-31	$2,937,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$8,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$406,469
Net investment gain or loss from common/collective trusts	2014-12-31	$-94,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$797,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$827,294
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2014-12-31	481246310
2013 : LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,782,164
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$865,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$781,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,537,832
Value of total assets at end of year	2013-12-31	$17,943,758
Value of total assets at beginning of year	2013-12-31	$15,027,197
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$83,621
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$16,662
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Administrative expenses (other) incurred	2013-12-31	$66,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,916,561
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$17,943,758
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$15,027,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in master investment trust accounts at end of year	2013-12-31	$17,146,758
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$14,405,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,537,832
Employer contributions (assets) at end of year	2013-12-31	$797,000
Employer contributions (assets) at beginning of year	2013-12-31	$622,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$781,982
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2013-12-31	346565596

Form 5500 Responses for LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES

2016: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: LIBERTY UTILITIES (NEW ENGLAND GAS) PENSION PLAN FOR UNION EMPLOYEES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LIBERTY UTILITIES CO.
Employer identification number (EIN):	274444001
NAIC Classification:	221100