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ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 401k Plan overview

Plan NameORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN
Plan identification number 001

ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORTHOPAEDIC CONSULTANTS OF CINCINNATI, INC. has sponsored the creation of one or more 401k plans.

Company Name:ORTHOPAEDIC CONSULTANTS OF CINCINNATI, INC.
Employer identification number (EIN):310741747
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about ORTHOPAEDIC CONSULTANTS OF CINCINNATI, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1968-02-20
Company Identification Number: 369069
Legal Registered Office Address: 255 E. FIFTH ST.
SUITE 2400
CINCINNATI
United States of America (USA)
45202

More information about ORTHOPAEDIC CONSULTANTS OF CINCINNATI, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-12-01
0012020-12-01
0012019-12-01JOYCE BILLOW2021-04-06 JOYCE BILLOW2021-04-06
0012018-12-01JOYCE BILLOW2020-05-26 JOYCE BILLOW2020-05-26
0012018-12-01JOYCE BILLOW2020-05-08 JOYCE BILLOW2020-05-08
0012017-12-01JOYCE BILLOW2019-06-11 JOYCE BILLOW2019-06-11
0012016-12-01JOYCE BILLOW2018-04-25 JOYCE BILLOW2018-04-25
0012015-12-01JOYCE BILLOW JOYCE BILLOW2017-09-13
0012014-12-01JOYCE BILLOW JOYCE BILLOW2016-09-15
0012013-12-01JOYCE BILLOW
0012013-01-01JOYCE BILLOW JOYCE BILLOW2014-09-10
0012012-01-01RICHARD KRAYNAK
0012011-01-01RICHARD KRAYNAK
0012009-01-01RICHARD KRAYNAK
0012009-01-01RICHARD KRAYNAK

Plan Statistics for ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN

401k plan membership statisitcs for ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2015: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01113
Total number of active participants reported on line 7a of the Form 55002015-12-0123
Number of other retired or separated participants entitled to future benefits2015-12-0161
Total of all active and inactive participants2015-12-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-0184
Number of participants with account balances2015-12-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-011
2014: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01154
Total number of active participants reported on line 7a of the Form 55002014-12-0122
Number of other retired or separated participants entitled to future benefits2014-12-0190
Total of all active and inactive participants2014-12-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-01112
Number of participants with account balances2014-12-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-010
2013: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01224
Total number of active participants reported on line 7a of the Form 55002013-12-0133
Number of retired or separated participants receiving benefits2013-12-011
Number of other retired or separated participants entitled to future benefits2013-12-01128
Total of all active and inactive participants2013-12-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-01162
Number of participants with account balances2013-12-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
Total participants, beginning-of-year2013-01-01302
Total number of active participants reported on line 7a of the Form 55002013-01-0133
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01190
Total of all active and inactive participants2013-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01224
Number of participants with account balances2013-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01325
Total number of active participants reported on line 7a of the Form 55002012-01-01250
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0143
Total of all active and inactive participants2012-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01294
Number of participants with account balances2012-01-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01363
Total number of active participants reported on line 7a of the Form 55002011-01-01270
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0144
Total of all active and inactive participants2011-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01315
Number of participants with account balances2011-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2009: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01326
Total number of active participants reported on line 7a of the Form 55002009-01-01283
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0121
Total participants2009-01-01305
Number of participants with account balances2009-01-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2016 : ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total income from all sources (including contributions)2016-11-30$1,674,723
Total loss/gain on sale of assets2016-11-30$0
Total of all expenses incurred2016-11-30$3,727,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$3,706,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$912,605
Value of total assets at end of year2016-11-30$23,204,807
Value of total assets at beginning of year2016-11-30$25,257,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$21,405
Total interest from all sources2016-11-30$10,705
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Administrative expenses professional fees incurred2016-11-30$21,405
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$500,000
If this is an individual account plan, was there a blackout period2016-11-30No
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$359,576
Participant contributions at end of year2016-11-30$65,996
Participant contributions at beginning of year2016-11-30$72,562
Assets. Other investments not covered elsewhere at end of year2016-11-30$868,690
Assets. Other investments not covered elsewhere at beginning of year2016-11-30$845,383
Income. Received or receivable in cash from other sources (including rollovers)2016-11-30$0
Other income not declared elsewhere2016-11-30$23,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$-2,052,896
Value of net assets at end of year (total assets less liabilities)2016-11-30$23,204,807
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$25,257,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$21,509,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$22,728,313
Interest on participant loans2016-11-30$4,055
Interest earned on other investments2016-11-30$6,650
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-11-30$207,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-11-30$1,085,528
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$728,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Contributions received in cash from employer2016-11-30$553,029
Employer contributions (assets) at end of year2016-11-30$553,029
Employer contributions (assets) at beginning of year2016-11-30$525,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$3,706,214
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30SOMERSET CPA'S
Accountancy firm EIN2016-11-30201717681
2015 : ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total income from all sources (including contributions)2015-11-30$1,345,416
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$7,970,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$7,964,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$893,039
Value of total assets at end of year2015-11-30$25,257,703
Value of total assets at beginning of year2015-11-30$31,882,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$5,651
Total interest from all sources2015-11-30$3,786
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
If this is an individual account plan, was there a blackout period2015-11-30No
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$367,122
Participant contributions at end of year2015-11-30$72,562
Participant contributions at beginning of year2015-11-30$46,146
Assets. Other investments not covered elsewhere at end of year2015-11-30$845,383
Assets. Other investments not covered elsewhere at beginning of year2015-11-30$813,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$-6,624,962
Value of net assets at end of year (total assets less liabilities)2015-11-30$25,257,703
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$31,882,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$22,728,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$28,859,052
Interest on participant loans2015-11-30$3,786
Value of interest in common/collective trusts at beginning of year2015-11-30$1,592,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-11-30$1,085,528
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$448,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Contributions received in cash from employer2015-11-30$525,917
Employer contributions (assets) at end of year2015-11-30$525,917
Employer contributions (assets) at beginning of year2015-11-30$571,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$7,964,727
Contract administrator fees2015-11-30$5,651
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30SOMERSET CPA'S
Accountancy firm EIN2015-11-30201717681
2014 : ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-11-30$91,765
Total unrealized appreciation/depreciation of assets2014-11-30$91,765
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$81,940
Total income from all sources (including contributions)2014-11-30$2,486,869
Total loss/gain on sale of assets2014-11-30$72,183
Total of all expenses incurred2014-11-30$4,591,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$4,551,777
Value of total corrective distributions2014-11-30$14,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$932,740
Value of total assets at end of year2014-11-30$31,882,665
Value of total assets at beginning of year2014-11-30$34,069,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$25,141
Total interest from all sources2014-11-30$3,098
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$1,387,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-11-30$1,387,083
Administrative expenses professional fees incurred2014-11-30$2,859
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
If this is an individual account plan, was there a blackout period2014-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$360,947
Participant contributions at end of year2014-11-30$46,146
Participant contributions at beginning of year2014-11-30$94,676
Assets. Other investments not covered elsewhere at end of year2014-11-30$813,593
Assets. Other investments not covered elsewhere at beginning of year2014-11-30$1,832,162
Administrative expenses (other) incurred2014-11-30$22,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$-2,105,005
Value of net assets at end of year (total assets less liabilities)2014-11-30$31,882,665
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$33,987,670
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$28,859,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$29,462,247
Interest on participant loans2014-11-30$3,098
Value of interest in common/collective trusts at end of year2014-11-30$1,592,081
Value of interest in common/collective trusts at beginning of year2014-11-30$1,621,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Contributions received in cash from employer2014-11-30$571,793
Employer contributions (assets) at end of year2014-11-30$571,793
Employer contributions (assets) at beginning of year2014-11-30$1,058,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$4,551,777
Liabilities. Value of benefit claims payable at beginning of year2014-11-30$81,940
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Aggregate proceeds on sale of assets2014-11-30$9,258,820
Aggregate carrying amount (costs) on sale of assets2014-11-30$9,186,637
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30Yes
Opinion of an independent qualified public accountant for this plan2014-11-30Disclaimer
Accountancy firm name2014-11-30SOMERSET CPA'S
Accountancy firm EIN2014-11-30201717681
2013 : ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-11-30$2,513,359
Total unrealized appreciation/depreciation of assets2013-11-30$2,513,359
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$81,940
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total income from all sources (including contributions)2013-11-30$7,135,104
Total loss/gain on sale of assets2013-11-30$-35,723
Total of all expenses incurred2013-11-30$5,783,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$5,780,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$1,998,824
Value of total assets at end of year2013-11-30$34,069,610
Value of total assets at beginning of year2013-11-30$32,635,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$3,061
Total interest from all sources2013-11-30$6,603
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$303,316
Total dividends received from registered investment company shares (eg mutual funds)2013-11-30$303,316
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$929,762
Participant contributions at end of year2013-11-30$94,676
Participant contributions at beginning of year2013-11-30$168,292
Assets. Other investments not covered elsewhere at end of year2013-11-30$1,832,162
Assets. Other investments not covered elsewhere at beginning of year2013-11-30$606,139
Other income not declared elsewhere2013-11-30$-936,360
Administrative expenses (other) incurred2013-11-30$3,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$1,351,678
Value of net assets at end of year (total assets less liabilities)2013-11-30$33,987,670
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$32,635,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$29,462,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$29,380,514
Income. Interest from loans (other than to participants)2013-11-30$6,583
Value of interest in common/collective trusts at end of year2013-11-30$1,621,803
Value of interest in common/collective trusts at beginning of year2013-11-30$1,187,606
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-11-30$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$3,263,506
Net investment gain or loss from common/collective trusts2013-11-30$21,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$1,069,062
Employer contributions (assets) at end of year2013-11-30$1,058,722
Employer contributions (assets) at beginning of year2013-11-30$1,293,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$5,780,365
Liabilities. Value of benefit claims payable at end of year2013-11-30$81,940
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Aggregate proceeds on sale of assets2013-11-30$12,033,867
Aggregate carrying amount (costs) on sale of assets2013-11-30$12,069,590
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30Yes
Opinion of an independent qualified public accountant for this plan2013-11-30Disclaimer
Accountancy firm name2013-11-30SOMERSET CPA'S
Accountancy firm EIN2013-11-30201717681
2012 : ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$238,829
Total unrealized appreciation/depreciation of assets2012-12-31$238,829
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,079,043
Total loss/gain on sale of assets2012-12-31$509,086
Total of all expenses incurred2012-12-31$3,964,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,948,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,395,129
Value of total assets at end of year2012-12-31$32,635,992
Value of total assets at beginning of year2012-12-31$30,521,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$16,011
Total interest from all sources2012-12-31$8,663
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,402,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,402,659
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,065,434
Participant contributions at end of year2012-12-31$168,292
Participant contributions at beginning of year2012-12-31$189,634
Participant contributions at beginning of year2012-12-31$5,501
Assets. Other investments not covered elsewhere at end of year2012-12-31$606,139
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$3,424,213
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$36,254
Other income not declared elsewhere2012-12-31$-40,834
Administrative expenses (other) incurred2012-12-31$16,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,114,073
Value of net assets at end of year (total assets less liabilities)2012-12-31$32,635,992
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$30,521,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$29,380,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$24,283,233
Interest on participant loans2012-12-31$8,642
Value of interest in common/collective trusts at end of year2012-12-31$1,187,606
Value of interest in common/collective trusts at beginning of year2012-12-31$1,217,264
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$21
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,544,041
Net investment gain or loss from common/collective trusts2012-12-31$21,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,293,441
Employer contributions (assets) at end of year2012-12-31$1,293,441
Employer contributions (assets) at beginning of year2012-12-31$1,402,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,948,959
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$16,812,434
Aggregate carrying amount (costs) on sale of assets2012-12-31$16,303,348
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SOMERSET CPA'S
Accountancy firm EIN2012-12-31201717681
2011 : ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$37,836
Total unrealized appreciation/depreciation of assets2011-12-31$37,836
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,205,341
Total loss/gain on sale of assets2011-12-31$-15,888
Total of all expenses incurred2011-12-31$1,842,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,813,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,459,365
Value of total assets at end of year2011-12-31$30,521,919
Value of total assets at beginning of year2011-12-31$30,159,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,885
Total interest from all sources2011-12-31$9,717
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$727,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$727,424
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,057,291
Participant contributions at end of year2011-12-31$189,634
Participant contributions at beginning of year2011-12-31$224,687
Participant contributions at end of year2011-12-31$5,501
Participant contributions at beginning of year2011-12-31$13,567
Assets. Other investments not covered elsewhere at end of year2011-12-31$3,424,213
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$3,462,708
Administrative expenses (other) incurred2011-12-31$29,885
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$362,423
Value of net assets at end of year (total assets less liabilities)2011-12-31$30,521,919
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,159,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$24,283,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$23,625,161
Interest on participant loans2011-12-31$9,699
Value of interest in common/collective trusts at end of year2011-12-31$1,217,264
Value of interest in common/collective trusts at beginning of year2011-12-31$1,408,424
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$18
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,038,513
Net investment gain or loss from common/collective trusts2011-12-31$25,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,402,074
Employer contributions (assets) at end of year2011-12-31$1,402,074
Employer contributions (assets) at beginning of year2011-12-31$1,424,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,813,033
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$10,073,538
Aggregate carrying amount (costs) on sale of assets2011-12-31$10,089,426
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SOMERSET CPA'S
Accountancy firm EIN2011-12-31201717681
2010 : ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,581,415
Total unrealized appreciation/depreciation of assets2010-12-31$2,581,415
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,460,076
Total loss/gain on sale of assets2010-12-31$-207,144
Total of all expenses incurred2010-12-31$1,299,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,283,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,472,784
Value of total assets at end of year2010-12-31$30,159,496
Value of total assets at beginning of year2010-12-31$25,998,643
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$16,124
Total interest from all sources2010-12-31$9,186
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$584,276
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$584,276
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,046,257
Participant contributions at end of year2010-12-31$224,687
Participant contributions at beginning of year2010-12-31$200,352
Participant contributions at end of year2010-12-31$13,567
Assets. Other investments not covered elsewhere at end of year2010-12-31$3,462,708
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,875,576
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,578
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$38,139
Other income not declared elsewhere2010-12-31$393
Administrative expenses (other) incurred2010-12-31$16,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,160,853
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,159,496
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$25,998,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$23,625,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$20,168,135
Value of interest in pooled separate accounts at beginning of year2010-12-31$249,330
Interest on participant loans2010-12-31$9,087
Value of interest in common/collective trusts at end of year2010-12-31$1,408,424
Value of interest in common/collective trusts at beginning of year2010-12-31$999,765
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$99
Net investment gain or loss from common/collective trusts2010-12-31$19,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,424,949
Employer contributions (assets) at end of year2010-12-31$1,424,949
Employer contributions (assets) at beginning of year2010-12-31$1,505,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,244,960
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$6,784,783
Aggregate carrying amount (costs) on sale of assets2010-12-31$6,991,927
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BURKHARDT & CO., CPA
Accountancy firm EIN2010-12-31311175701
2009 : ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN

2015: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – InsuranceYes
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement – InsuranceYes
2015-12-01Plan benefit arrangement - TrustYes
2014: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – InsuranceYes
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement – InsuranceYes
2014-12-01Plan benefit arrangement - TrustYes
2013: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – InsuranceYes
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement – InsuranceYes
2013-12-01Plan benefit arrangement - TrustYes
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ORTHOPAEDIC CONSULTANTS OF CINCINNATI INC. PROFIT SHARING RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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