401k Plan data: BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN plan

BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BROCK & SONS, INC. has sponsored the creation of one or more 401k plans.

Company Name: BROCK & SONS, INC.

Employer identification number (EIN): 310788354

NAIC Classification: 236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 ERIN GREEN 2024-07-03
001 2022-01-01 ERIN GREEN 2023-05-25
001 2021-01-01 GEOFFREY M. BROCK 2022-04-28
001 2020-01-01 GEOFFREY M BROCK 2021-03-30 GEOFFREY M BROCK 2021-03-30
001 2019-01-01 GEOFFREY BROCK 2020-04-20 GEOFFREY BROCK 2020-04-20
001 2018-01-01 GEOFFREY M BROCK 2019-04-10 GEOFFREY M BROCK 2019-04-10
001 2017-01-01 GEOFFREY BROCK 2018-04-25 GEOFFREY BROCK 2018-04-25
001 2016-01-01 GEOFFREY M BROCK 2017-05-02 GEOFFREY M BROCK 2017-05-02
001 2015-01-01 GEOFFREY BROCK 2016-05-04 GEOFFREY BROCK 2016-05-04
001 2014-01-01 GEOFFREY BROCK 2015-04-29 GEOFFREY BROCK 2015-04-29
001 2013-01-01 GEOFFREY M. BROCK 2014-05-15 GEOFFREY M. BROCK 2014-05-15
001 2012-01-01 GEOFFREY BROCK 2013-05-06 GEOFFREY BROCK 2013-05-06
001 2011-01-01 GEOFFREY BROCK 2012-04-24 GEOFFREY BROCK 2012-04-24
001 2010-01-01 GEOFFREY M. BROCK 2011-06-16 GEOFFREY M. BROCK 2011-06-16
001 2009-01-01 GEOFFREY M. BROCK GEOFFREY M. BROCK 2010-07-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	ERIN GREEN	2024-07-03
001	2022-01-01	ERIN GREEN	2023-05-25
001	2021-01-01	GEOFFREY M. BROCK	2022-04-28
001	2020-01-01	GEOFFREY M BROCK	2021-03-30	GEOFFREY M BROCK	2021-03-30
001	2019-01-01	GEOFFREY BROCK	2020-04-20	GEOFFREY BROCK	2020-04-20
001	2018-01-01	GEOFFREY M BROCK	2019-04-10	GEOFFREY M BROCK	2019-04-10
001	2017-01-01	GEOFFREY BROCK	2018-04-25	GEOFFREY BROCK	2018-04-25
001	2016-01-01	GEOFFREY M BROCK	2017-05-02	GEOFFREY M BROCK	2017-05-02
001	2015-01-01	GEOFFREY BROCK	2016-05-04	GEOFFREY BROCK	2016-05-04
001	2014-01-01	GEOFFREY BROCK	2015-04-29	GEOFFREY BROCK	2015-04-29
001	2013-01-01	GEOFFREY M. BROCK	2014-05-15	GEOFFREY M. BROCK	2014-05-15
001	2012-01-01	GEOFFREY BROCK	2013-05-06	GEOFFREY BROCK	2013-05-06
001	2011-01-01	GEOFFREY BROCK	2012-04-24	GEOFFREY BROCK	2012-04-24
001	2010-01-01	GEOFFREY M. BROCK	2011-06-16	GEOFFREY M. BROCK	2011-06-16
001	2009-01-01	GEOFFREY M. BROCK		GEOFFREY M. BROCK	2010-07-13

Plan Statistics for BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2009: BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 22
Total of all active and inactive participants 2009-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 34
Number of participants with account balances 2009-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2009: BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	22
Total of all active and inactive participants	2009-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	34
Number of participants with account balances	2009-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Form 5500 Responses for BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN

2009: BROCK & SONS, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	BROCK & SONS, INC.
Employer identification number (EIN):	310788354
NAIC Classification:	236200