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PENSION PLAN OF AUBURN GEAR, INC. 401k Plan overview

Plan NamePENSION PLAN OF AUBURN GEAR, INC.
Plan identification number 002

PENSION PLAN OF AUBURN GEAR, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)

401k Sponsoring company profile

AUBURN GEAR, LLC has sponsored the creation of one or more 401k plans.

Company Name:AUBURN GEAR, LLC
Employer identification number (EIN):311046149
NAIC Classification:336990

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN OF AUBURN GEAR, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01JENNIFER WILSON
0022016-01-01JENNIFER WILSON
0022015-01-01JENNIFER WILSON
0022014-01-01R MARTIN PALMER
0022013-01-01RICHARD A. FRANCO
0022012-01-01RICHARD A. FRANCO
0022011-01-01RICHARD A FRANCO
0022010-01-01R. MARTIN PALMER
0022009-01-01JUDITH A TKACZ

Plan Statistics for PENSION PLAN OF AUBURN GEAR, INC.

401k plan membership statisitcs for PENSION PLAN OF AUBURN GEAR, INC.

Measure Date Value
2017: PENSION PLAN OF AUBURN GEAR, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-01109
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PENSION PLAN OF AUBURN GEAR, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-01122
Total number of active participants reported on line 7a of the Form 55002016-01-0189
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0120
Total of all active and inactive participants2016-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01109
Number of participants with account balances2016-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: PENSION PLAN OF AUBURN GEAR, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-01121
Total number of active participants reported on line 7a of the Form 55002015-01-01103
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01122
Number of participants with account balances2015-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: PENSION PLAN OF AUBURN GEAR, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-01109
Total number of active participants reported on line 7a of the Form 55002014-01-01108
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0113
Total of all active and inactive participants2014-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01121
Number of participants with account balances2014-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: PENSION PLAN OF AUBURN GEAR, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-01109
Total number of active participants reported on line 7a of the Form 55002013-01-0198
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0111
Total of all active and inactive participants2013-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01109
Number of participants with account balances2013-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: PENSION PLAN OF AUBURN GEAR, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-0196
Total number of active participants reported on line 7a of the Form 55002012-01-0196
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01109
Number of participants with account balances2012-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: PENSION PLAN OF AUBURN GEAR, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-0186
Total number of active participants reported on line 7a of the Form 55002011-01-0184
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0112
Total of all active and inactive participants2011-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0196
Number of participants with account balances2011-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: PENSION PLAN OF AUBURN GEAR, INC. 2010 401k membership
Total participants, beginning-of-year2010-01-01103
Total number of active participants reported on line 7a of the Form 55002010-01-0170
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0116
Total of all active and inactive participants2010-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0186
Number of participants with account balances2010-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: PENSION PLAN OF AUBURN GEAR, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-01109
Total number of active participants reported on line 7a of the Form 55002009-01-0181
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0120
Total of all active and inactive participants2009-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01103
Number of participants with account balances2009-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on PENSION PLAN OF AUBURN GEAR, INC.

Measure Date Value
2017 : PENSION PLAN OF AUBURN GEAR, INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-01-03$0
Total transfer of assets from this plan2017-01-03$2,082,730
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-03$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-03$7,959
Total income from all sources (including contributions)2017-01-03$0
Total loss/gain on sale of assets2017-01-03$0
Total of all expenses incurred2017-01-03$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-01-03$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-01-03$0
Value of total assets at end of year2017-01-03$0
Value of total assets at beginning of year2017-01-03$2,090,689
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-01-03$0
Total interest from all sources2017-01-03$0
Total dividends received (eg from common stock, registered investment company shares)2017-01-03$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-01-03Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-01-03$0
Was this plan covered by a fidelity bond2017-01-03Yes
Value of fidelity bond cover2017-01-03$1,000,000
If this is an individual account plan, was there a blackout period2017-01-03No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-01-03$0
Funding deficiency by the employer to the plan for this plan year2017-01-03$0
Minimum employer required contribution for this plan year2017-01-03$0
Amount contributed by the employer to the plan for this plan year2017-01-03$0
Were there any nonexempt tranactions with any party-in-interest2017-01-03No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-01-03$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-01-03$7,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-03No
Value of net income/loss2017-01-03$0
Value of net assets at end of year (total assets less liabilities)2017-01-03$0
Value of net assets at beginning of year (total assets less liabilities)2017-01-03$2,082,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-01-03No
Were any loans by the plan or fixed income obligations due to the plan in default2017-01-03No
Were any leases to which the plan was party in default or uncollectible2017-01-03No
Value of interest in master investment trust accounts at end of year2017-01-03$0
Value of interest in master investment trust accounts at beginning of year2017-01-03$2,071,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-01-03No
Was there a failure to transmit to the plan any participant contributions2017-01-03No
Has the plan failed to provide any benefit when due under the plan2017-01-03No
Employer contributions (assets) at end of year2017-01-03$0
Employer contributions (assets) at beginning of year2017-01-03$19,475
Did the plan have assets held for investment2017-01-03No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-03No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-01-03Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-01-03No
Opinion of an independent qualified public accountant for this plan2017-01-03Unqualified
Accountancy firm name2017-01-03BADEN GAGE AND SCHROEDER LLC
Accountancy firm EIN2017-01-03351939627
2016 : PENSION PLAN OF AUBURN GEAR, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,959
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,738
Total income from all sources (including contributions)2016-12-31$338,814
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$131,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$117,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$170,747
Value of total assets at end of year2016-12-31$2,090,689
Value of total assets at beginning of year2016-12-31$1,884,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,695
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$14,695
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$170,747
Amount contributed by the employer to the plan for this plan year2016-12-31$170,747
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$7,959
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$8,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$206,948
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,082,730
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,875,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in master investment trust accounts at end of year2016-12-31$2,071,214
Value of interest in master investment trust accounts at beginning of year2016-12-31$1,863,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$170,747
Employer contributions (assets) at end of year2016-12-31$19,475
Employer contributions (assets) at beginning of year2016-12-31$21,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$117,171
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BADEN GAGE AND SCHROEDER LLC
Accountancy firm EIN2016-12-31351939627
2015 : PENSION PLAN OF AUBURN GEAR, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,738
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,420
Total income from all sources (including contributions)2015-12-31$63,065
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$176,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$160,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$190,743
Value of total assets at end of year2015-12-31$1,884,520
Value of total assets at beginning of year2015-12-31$1,997,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$15,571
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$7,500
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$190,743
Amount contributed by the employer to the plan for this plan year2015-12-31$190,743
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$8,738
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$8,420
Administrative expenses (other) incurred2015-12-31$8,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-113,239
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,875,782
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,989,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in master investment trust accounts at end of year2015-12-31$1,863,256
Value of interest in master investment trust accounts at beginning of year2015-12-31$1,973,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$190,743
Employer contributions (assets) at end of year2015-12-31$21,264
Employer contributions (assets) at beginning of year2015-12-31$24,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$160,733
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BADEN GAGE AND SCHROEDER LLC
Accountancy firm EIN2015-12-31351939627
2014 : PENSION PLAN OF AUBURN GEAR, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,420
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,393
Total income from all sources (including contributions)2014-12-31$287,143
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$221,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$207,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$224,051
Value of total assets at end of year2014-12-31$1,997,441
Value of total assets at beginning of year2014-12-31$1,931,447
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,888
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$7,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$224,051
Amount contributed by the employer to the plan for this plan year2014-12-31$224,051
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$8,420
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$8,393
Administrative expenses (other) incurred2014-12-31$6,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$65,967
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,989,021
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,923,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in master investment trust accounts at end of year2014-12-31$1,973,152
Value of interest in master investment trust accounts at beginning of year2014-12-31$1,910,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$224,051
Employer contributions (assets) at end of year2014-12-31$24,289
Employer contributions (assets) at beginning of year2014-12-31$20,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$207,288
Did the plan have assets held for investment2014-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BADEN GAGE AND SCHROEDER LLC
Accountancy firm EIN2014-12-31351939627
2013 : PENSION PLAN OF AUBURN GEAR, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$8,393
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$8,300
Total income from all sources (including contributions)2013-12-31$368,346
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$113,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$99,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$202,062
Value of total assets at end of year2013-12-31$1,931,447
Value of total assets at beginning of year2013-12-31$1,676,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,807
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$8,300
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$202,062
Amount contributed by the employer to the plan for this plan year2013-12-31$202,062
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$8,393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$8,300
Administrative expenses (other) incurred2013-12-31$5,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$255,085
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,923,054
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,667,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in master investment trust accounts at end of year2013-12-31$1,910,499
Value of interest in master investment trust accounts at beginning of year2013-12-31$1,658,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$202,062
Employer contributions (assets) at end of year2013-12-31$20,948
Employer contributions (assets) at beginning of year2013-12-31$17,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$99,454
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BADEN GAGE AND SCHROEDER LLC
Accountancy firm EIN2013-12-31351939627
2012 : PENSION PLAN OF AUBURN GEAR, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$8,300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$8,127
Total income from all sources (including contributions)2012-12-31$380,074
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$136,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$122,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$183,027
Value of total assets at end of year2012-12-31$1,676,269
Value of total assets at beginning of year2012-12-31$1,432,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,302
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$7,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$183,027
Amount contributed by the employer to the plan for this plan year2012-12-31$183,027
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$8,300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$8,127
Administrative expenses (other) incurred2012-12-31$3,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$243,942
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,667,969
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,424,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$2,400
Value of interest in master investment trust accounts at end of year2012-12-31$1,658,335
Value of interest in master investment trust accounts at beginning of year2012-12-31$1,410,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$183,027
Employer contributions (assets) at end of year2012-12-31$17,934
Employer contributions (assets) at beginning of year2012-12-31$21,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$122,830
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BADEN GAGE AND SCHROEDER LLC
Accountancy firm EIN2012-12-31351939627
2011 : PENSION PLAN OF AUBURN GEAR, INC. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$8,127
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$8,247
Total income from all sources (including contributions)2011-12-31$109,903
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$203,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$191,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$130,572
Value of total assets at end of year2011-12-31$1,432,154
Value of total assets at beginning of year2011-12-31$1,526,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,239
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$7,500
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$130,572
Amount contributed by the employer to the plan for this plan year2011-12-31$130,572
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$8,127
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$8,247
Administrative expenses (other) incurred2011-12-31$4,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-93,984
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,424,027
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,518,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in master investment trust accounts at end of year2011-12-31$1,410,444
Value of interest in master investment trust accounts at beginning of year2011-12-31$1,512,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$130,572
Employer contributions (assets) at end of year2011-12-31$21,710
Employer contributions (assets) at beginning of year2011-12-31$13,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$191,648
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BADEN GAGE AND SCHROEDER LLC
Accountancy firm EIN2011-12-31351939627
2010 : PENSION PLAN OF AUBURN GEAR, INC. 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$8,247
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$10,559
Total income from all sources (including contributions)2010-12-31$303,758
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$103,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$83,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$129,085
Value of total assets at end of year2010-12-31$1,526,258
Value of total assets at beginning of year2010-12-31$1,328,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$19,829
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$16,081
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$129,085
Amount contributed by the employer to the plan for this plan year2010-12-31$129,085
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$8,247
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$10,559
Administrative expenses (other) incurred2010-12-31$2,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$200,153
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,518,011
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,317,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$1,470
Value of interest in master investment trust accounts at end of year2010-12-31$1,512,777
Value of interest in master investment trust accounts at beginning of year2010-12-31$1,317,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$129,085
Employer contributions (assets) at end of year2010-12-31$13,481
Employer contributions (assets) at beginning of year2010-12-31$11,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$83,776
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BADEN GAGE AND SCHROEDER LLC
Accountancy firm EIN2010-12-31351939627
2009 : PENSION PLAN OF AUBURN GEAR, INC. 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$113,235
Amount contributed by the employer to the plan for this plan year2009-12-31$113,235

Form 5500 Responses for PENSION PLAN OF AUBURN GEAR, INC.

2017: PENSION PLAN OF AUBURN GEAR, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PENSION PLAN OF AUBURN GEAR, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PENSION PLAN OF AUBURN GEAR, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PENSION PLAN OF AUBURN GEAR, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PENSION PLAN OF AUBURN GEAR, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENSION PLAN OF AUBURN GEAR, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENSION PLAN OF AUBURN GEAR, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PENSION PLAN OF AUBURN GEAR, INC. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PENSION PLAN OF AUBURN GEAR, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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