401k Plan data: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN plan

THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN
Plan identification number	015

THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE FREDERICK C. SMITH CLINIC, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE FREDERICK C. SMITH CLINIC, INC.

Employer identification number (EIN): 311098079

NAIC Classification: 621112
NAIC Description: Offices of Physicians, Mental Health Specialists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
015 2013-02-01 MARK FREYHOF
015 2012-02-01 MARK D FREYHOF
015 2011-02-01 MARK FREYHOF
015 2010-02-01 MARK D. FREYHOF
015 2009-02-01 MARK D FREYHOF
015 2006-02-01 JEFFREY NUTTER
015 2006-02-01
015 2005-02-01 JEFFREY NUTTER
015 2005-02-01

Plan Statistics for THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN

Measure Date Value
2013: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-02-01 654
Total number of active participants reported on line 7a of the Form 5500 2013-02-01 0
Number of retired or separated participants receiving benefits 2013-02-01 0
Number of other retired or separated participants entitled to future benefits 2013-02-01 0
Total of all active and inactive participants 2013-02-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-02-01 0
Total participants 2013-02-01 0
Number of participants with account balances 2013-02-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-02-01 0
2012: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-02-01 743
Total number of active participants reported on line 7a of the Form 5500 2012-02-01 1
Number of retired or separated participants receiving benefits 2012-02-01 1
Number of other retired or separated participants entitled to future benefits 2012-02-01 650
Total of all active and inactive participants 2012-02-01 652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-02-01 2
Total participants 2012-02-01 654
Number of participants with account balances 2012-02-01 654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-02-01 0
2011: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-02-01 741
Total number of active participants reported on line 7a of the Form 5500 2011-02-01 615
Number of retired or separated participants receiving benefits 2011-02-01 1
Number of other retired or separated participants entitled to future benefits 2011-02-01 125
Total of all active and inactive participants 2011-02-01 741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-02-01 2
Total participants 2011-02-01 743
Number of participants with account balances 2011-02-01 696
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-02-01 25
2010: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-02-01 765
Total number of active participants reported on line 7a of the Form 5500 2010-02-01 622
Number of retired or separated participants receiving benefits 2010-02-01 1
Number of other retired or separated participants entitled to future benefits 2010-02-01 113
Total of all active and inactive participants 2010-02-01 736
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-02-01 5
Total participants 2010-02-01 741
Number of participants with account balances 2010-02-01 677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-02-01 17
2009: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-02-01 742
Total number of active participants reported on line 7a of the Form 5500 2009-02-01 641
Number of retired or separated participants receiving benefits 2009-02-01 0
Number of other retired or separated participants entitled to future benefits 2009-02-01 119
Total of all active and inactive participants 2009-02-01 760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-02-01 5
Total participants 2009-02-01 765
Number of participants with account balances 2009-02-01 695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-02-01 16
2006: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2006 401k membership
Total participants, beginning-of-year 2006-02-01 765
Total number of active participants reported on line 7a of the Form 5500 2006-02-01 703
Number of retired or separated participants receiving benefits 2006-02-01 0
Number of other retired or separated participants entitled to future benefits 2006-02-01 102
Total of all active and inactive participants 2006-02-01 805
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2006-02-01 0
Total participants 2006-02-01 805
Number of participants with account balances 2006-02-01 683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2006-02-01 1
2005: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2005 401k membership
Total participants, beginning-of-year 2005-02-01 681
Total number of active participants reported on line 7a of the Form 5500 2005-02-01 656
Number of retired or separated participants receiving benefits 2005-02-01 0
Number of other retired or separated participants entitled to future benefits 2005-02-01 108
Total of all active and inactive participants 2005-02-01 764
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2005-02-01 1
Total participants 2005-02-01 765
Number of participants with account balances 2005-02-01 758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2005-02-01 5

Measure	Date	Value
2013: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-02-01	654
Total number of active participants reported on line 7a of the Form 5500	2013-02-01	0
Number of retired or separated participants receiving benefits	2013-02-01	0
Number of other retired or separated participants entitled to future benefits	2013-02-01	0
Total of all active and inactive participants	2013-02-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-02-01	0
Total participants	2013-02-01	0
Number of participants with account balances	2013-02-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-02-01	0
2012: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-02-01	743
Total number of active participants reported on line 7a of the Form 5500	2012-02-01	1
Number of retired or separated participants receiving benefits	2012-02-01	1
Number of other retired or separated participants entitled to future benefits	2012-02-01	650
Total of all active and inactive participants	2012-02-01	652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-02-01	2
Total participants	2012-02-01	654
Number of participants with account balances	2012-02-01	654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-02-01	0
2011: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-02-01	741
Total number of active participants reported on line 7a of the Form 5500	2011-02-01	615
Number of retired or separated participants receiving benefits	2011-02-01	1
Number of other retired or separated participants entitled to future benefits	2011-02-01	125
Total of all active and inactive participants	2011-02-01	741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-02-01	2
Total participants	2011-02-01	743
Number of participants with account balances	2011-02-01	696
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-02-01	25
2010: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-02-01	765
Total number of active participants reported on line 7a of the Form 5500	2010-02-01	622
Number of retired or separated participants receiving benefits	2010-02-01	1
Number of other retired or separated participants entitled to future benefits	2010-02-01	113
Total of all active and inactive participants	2010-02-01	736
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-02-01	5
Total participants	2010-02-01	741
Number of participants with account balances	2010-02-01	677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-02-01	17
2009: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-02-01	742
Total number of active participants reported on line 7a of the Form 5500	2009-02-01	641
Number of retired or separated participants receiving benefits	2009-02-01	0
Number of other retired or separated participants entitled to future benefits	2009-02-01	119
Total of all active and inactive participants	2009-02-01	760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-02-01	5
Total participants	2009-02-01	765
Number of participants with account balances	2009-02-01	695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-02-01	16
2006: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2006 401k membership
Total participants, beginning-of-year	2006-02-01	765
Total number of active participants reported on line 7a of the Form 5500	2006-02-01	703
Number of retired or separated participants receiving benefits	2006-02-01	0
Number of other retired or separated participants entitled to future benefits	2006-02-01	102
Total of all active and inactive participants	2006-02-01	805
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2006-02-01	0
Total participants	2006-02-01	805
Number of participants with account balances	2006-02-01	683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2006-02-01	1
2005: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2005 401k membership
Total participants, beginning-of-year	2005-02-01	681
Total number of active participants reported on line 7a of the Form 5500	2005-02-01	656
Number of retired or separated participants receiving benefits	2005-02-01	0
Number of other retired or separated participants entitled to future benefits	2005-02-01	108
Total of all active and inactive participants	2005-02-01	764
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2005-02-01	1
Total participants	2005-02-01	765
Number of participants with account balances	2005-02-01	758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2005-02-01	5

Financial Data on THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN

Measure	Date	Value
2013 : THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-07-31	$0
Total transfer of assets to this plan	2013-07-31	$0
Total transfer of assets from this plan	2013-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-07-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-07-31	$0
Total income from all sources (including contributions)	2013-07-31	$3,383,543
Total loss/gain on sale of assets	2013-07-31	$0
Total of all expenses incurred	2013-07-31	$73,685,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-07-31	$73,110,679
Expenses. Certain deemed distributions of participant loans	2013-07-31	$551,212
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-07-31	$1,853,140
Value of total assets at end of year	2013-07-31	$0
Value of total assets at beginning of year	2013-07-31	$70,301,970
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-07-31	$23,622
Total interest from all sources	2013-07-31	$658
Total dividends received (eg from common stock, registered investment company shares)	2013-07-31	$37,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-07-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-07-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-07-31	$37,990
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-07-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-07-31	$0
Was this plan covered by a fidelity bond	2013-07-31	Yes
Value of fidelity bond cover	2013-07-31	$500,000
If this is an individual account plan, was there a blackout period	2013-07-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-07-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-07-31	No
Contributions received from participants	2013-07-31	$13,255
Participant contributions at end of year	2013-07-31	$0
Participant contributions at beginning of year	2013-07-31	$653,049
Assets. Other investments not covered elsewhere at end of year	2013-07-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-07-31	$45,010,881
Income. Received or receivable in cash from other sources (including rollovers)	2013-07-31	$0
Other income not declared elsewhere	2013-07-31	$832,424
Administrative expenses (other) incurred	2013-07-31	$23,622
Total non interest bearing cash at end of year	2013-07-31	$0
Total non interest bearing cash at beginning of year	2013-07-31	$70
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-07-31	No
Income. Non cash contributions	2013-07-31	$0
Value of net income/loss	2013-07-31	$-70,301,970
Value of net assets at end of year (total assets less liabilities)	2013-07-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-07-31	$70,301,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-07-31	No
Were any leases to which the plan was party in default or uncollectible	2013-07-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-07-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-07-31	$22,443,544
Interest on participant loans	2013-07-31	$578
Value of interest in common/collective trusts at end of year	2013-07-31	$0
Value of interest in common/collective trusts at beginning of year	2013-07-31	$135,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-07-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-07-31	$2,058,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-07-31	$2,058,880
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-07-31	$80
Asset value of US Government securities at end of year	2013-07-31	$0
Asset value of US Government securities at beginning of year	2013-07-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-07-31	$659,178
Net investment gain or loss from common/collective trusts	2013-07-31	$153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-07-31	No
Was there a failure to transmit to the plan any participant contributions	2013-07-31	No
Has the plan failed to provide any benefit when due under the plan	2013-07-31	No
Contributions received in cash from employer	2013-07-31	$1,839,885
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-07-31	$73,110,679
Asset. Corporate debt instrument preferred debt at end of year	2013-07-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-07-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-07-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-07-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-07-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-07-31	$0
Did the plan have assets held for investment	2013-07-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-07-31	Yes
Aggregate proceeds on sale of assets	2013-07-31	$11,262,987
Aggregate carrying amount (costs) on sale of assets	2013-07-31	$11,262,987
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-07-31	Disclaimer
Accountancy firm name	2013-07-31	HOLBROOK & MANTER CPA
Accountancy firm EIN	2013-07-31	310998651
Unrealized appreciation/depreciation of other (non real estate) assets	2013-01-31	$0
Total unrealized appreciation/depreciation of assets	2013-01-31	$0
Total transfer of assets to this plan	2013-01-31	$0
Total transfer of assets from this plan	2013-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$0
Expenses. Interest paid	2013-01-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-01-31	$0
Total income from all sources (including contributions)	2013-01-31	$10,662,934
Total loss/gain on sale of assets	2013-01-31	$0
Total of all expenses incurred	2013-01-31	$3,742,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-01-31	$3,642,675
Expenses. Certain deemed distributions of participant loans	2013-01-31	$56,602
Value of total corrective distributions	2013-01-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-01-31	$4,862,969
Value of total assets at end of year	2013-01-31	$70,301,970
Value of total assets at beginning of year	2013-01-31	$63,381,723
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-01-31	$43,410
Total interest from all sources	2013-01-31	$34,745
Total dividends received (eg from common stock, registered investment company shares)	2013-01-31	$538,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-01-31	$538,322
Assets. Real estate other than employer real property at end of year	2013-01-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-01-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-01-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-01-31	$0
Was this plan covered by a fidelity bond	2013-01-31	Yes
Value of fidelity bond cover	2013-01-31	$500,000
If this is an individual account plan, was there a blackout period	2013-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-01-31	No
Contributions received from participants	2013-01-31	$2,121,397
Participant contributions at end of year	2013-01-31	$653,049
Participant contributions at beginning of year	2013-01-31	$819,680
Assets. Other investments not covered elsewhere at end of year	2013-01-31	$45,010,881
Assets. Other investments not covered elsewhere at beginning of year	2013-01-31	$39,413,758
Income. Received or receivable in cash from other sources (including rollovers)	2013-01-31	$2,934
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-01-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-01-31	$0
Assets. Loans (other than to participants) at end of year	2013-01-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-01-31	$0
Other income not declared elsewhere	2013-01-31	$3,540,864
Administrative expenses (other) incurred	2013-01-31	$43,410
Total non interest bearing cash at end of year	2013-01-31	$70
Total non interest bearing cash at beginning of year	2013-01-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Income. Non cash contributions	2013-01-31	$0
Value of net income/loss	2013-01-31	$6,920,247
Value of net assets at end of year (total assets less liabilities)	2013-01-31	$70,301,970
Value of net assets at beginning of year (total assets less liabilities)	2013-01-31	$63,381,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-01-31	No
Were any leases to which the plan was party in default or uncollectible	2013-01-31	No
Assets. partnership/joint venture interests at end of year	2013-01-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-01-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-01-31	$22,443,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-01-31	$20,662,425
Interest on participant loans	2013-01-31	$31,220
Interest earned on other investments	2013-01-31	$0
Income. Interest from US Government securities	2013-01-31	$0
Value of interest in common/collective trusts at end of year	2013-01-31	$135,546
Value of interest in common/collective trusts at beginning of year	2013-01-31	$153,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-01-31	$2,058,880
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-01-31	$2,332,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-01-31	$2,332,759
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-01-31	$3,525
Asset value of US Government securities at end of year	2013-01-31	$0
Asset value of US Government securities at beginning of year	2013-01-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-01-31	$1,684,333
Net investment gain/loss from pooled separate accounts	2013-01-31	$0
Net investment gain or loss from common/collective trusts	2013-01-31	$1,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-01-31	No
Was there a failure to transmit to the plan any participant contributions	2013-01-31	No
Has the plan failed to provide any benefit when due under the plan	2013-01-31	No
Assets. Invements in employer securities at end of year	2013-01-31	$0
Assets. Invements in employer securities at beginning of year	2013-01-31	$0
Contributions received in cash from employer	2013-01-31	$2,738,638
Income. Dividends from preferred stock	2013-01-31	$0
Income. Dividends from common stock	2013-01-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-01-31	$3,642,675
Asset. Corporate debt instrument preferred debt at end of year	2013-01-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-01-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-01-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-01-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-01-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-01-31	$0
Did the plan have assets held for investment	2013-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-01-31	No
Aggregate proceeds on sale of assets	2013-01-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-01-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-01-31	Disclaimer
Accountancy firm name	2013-01-31	HOLBROOK & MANTER CPA
Accountancy firm EIN	2013-01-31	310998651
2012 : THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-01-31	$0
Total unrealized appreciation/depreciation of assets	2012-01-31	$0
Total transfer of assets to this plan	2012-01-31	$0
Total transfer of assets from this plan	2012-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$0
Expenses. Interest paid	2012-01-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-01-31	$0
Total income from all sources (including contributions)	2012-01-31	$6,186,840
Total loss/gain on sale of assets	2012-01-31	$0
Total of all expenses incurred	2012-01-31	$4,839,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-01-31	$4,716,784
Expenses. Certain deemed distributions of participant loans	2012-01-31	$59,529
Value of total corrective distributions	2012-01-31	$5,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-01-31	$4,685,784
Value of total assets at end of year	2012-01-31	$63,381,723
Value of total assets at beginning of year	2012-01-31	$62,034,579
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-01-31	$57,968
Total interest from all sources	2012-01-31	$46,998
Total dividends received (eg from common stock, registered investment company shares)	2012-01-31	$560,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-01-31	$560,204
Assets. Real estate other than employer real property at end of year	2012-01-31	$0
Assets. Real estate other than employer real property at beginning of year	2012-01-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-01-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-01-31	$0
Was this plan covered by a fidelity bond	2012-01-31	Yes
Value of fidelity bond cover	2012-01-31	$500,000
If this is an individual account plan, was there a blackout period	2012-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-01-31	No
Contributions received from participants	2012-01-31	$2,082,892
Participant contributions at end of year	2012-01-31	$819,680
Participant contributions at beginning of year	2012-01-31	$816,437
Assets. Other investments not covered elsewhere at end of year	2012-01-31	$39,413,758
Assets. Other investments not covered elsewhere at beginning of year	2012-01-31	$38,160,139
Income. Received or receivable in cash from other sources (including rollovers)	2012-01-31	$221,845
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-01-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-01-31	$0
Assets. Loans (other than to participants) at end of year	2012-01-31	$0
Assets. Loans (other than to participants) at beginning of year	2012-01-31	$0
Other income not declared elsewhere	2012-01-31	$590,403
Administrative expenses (other) incurred	2012-01-31	$57,968
Total non interest bearing cash at end of year	2012-01-31	$50
Total non interest bearing cash at beginning of year	2012-01-31	$375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Income. Non cash contributions	2012-01-31	$0
Value of net income/loss	2012-01-31	$1,347,144
Value of net assets at end of year (total assets less liabilities)	2012-01-31	$63,381,723
Value of net assets at beginning of year (total assets less liabilities)	2012-01-31	$62,034,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-01-31	No
Were any leases to which the plan was party in default or uncollectible	2012-01-31	No
Assets. partnership/joint venture interests at end of year	2012-01-31	$0
Assets. partnership/joint venture interests at beginning of year	2012-01-31	$0
Investment advisory and management fees	2012-01-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-01-31	$20,662,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-01-31	$20,904,090
Value of interest in pooled separate accounts at end of year	2012-01-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-01-31	$0
Interest on participant loans	2012-01-31	$38,277
Interest earned on other investments	2012-01-31	$0
Income. Interest from US Government securities	2012-01-31	$0
Income. Interest from corporate debt instruments	2012-01-31	$0
Value of interest in common/collective trusts at end of year	2012-01-31	$153,051
Value of interest in common/collective trusts at beginning of year	2012-01-31	$2,160,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-01-31	$2,332,759
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-01-31	$-6,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-01-31	$-6,471
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-01-31	$8,721
Asset value of US Government securities at end of year	2012-01-31	$0
Asset value of US Government securities at beginning of year	2012-01-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-01-31	$301,977
Net investment gain/loss from pooled separate accounts	2012-01-31	$0
Net investment gain or loss from common/collective trusts	2012-01-31	$1,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-01-31	No
Was there a failure to transmit to the plan any participant contributions	2012-01-31	No
Has the plan failed to provide any benefit when due under the plan	2012-01-31	No
Assets. Invements in employer securities at end of year	2012-01-31	$0
Assets. Invements in employer securities at beginning of year	2012-01-31	$0
Contributions received in cash from employer	2012-01-31	$2,381,047
Income. Dividends from preferred stock	2012-01-31	$0
Income. Dividends from common stock	2012-01-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-01-31	$4,716,784
Asset. Corporate debt instrument preferred debt at end of year	2012-01-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-01-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-01-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-01-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-01-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-01-31	$0
Did the plan have assets held for investment	2012-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-01-31	No
Aggregate proceeds on sale of assets	2012-01-31	$0
Aggregate carrying amount (costs) on sale of assets	2012-01-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-01-31	Disclaimer
Accountancy firm name	2012-01-31	HOLBROOK & MANTER CPA
Accountancy firm EIN	2012-01-31	310998651
2011 : THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-01-31	$0
Total income from all sources (including contributions)	2011-01-31	$13,581,340
Total loss/gain on sale of assets	2011-01-31	$0
Total of all expenses incurred	2011-01-31	$3,848,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-01-31	$3,772,538
Expenses. Certain deemed distributions of participant loans	2011-01-31	$51,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-01-31	$4,828,909
Value of total assets at end of year	2011-01-31	$62,034,579
Value of total assets at beginning of year	2011-01-31	$52,302,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-01-31	$25,077
Total interest from all sources	2011-01-31	$43,330
Total dividends received (eg from common stock, registered investment company shares)	2011-01-31	$324,920
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-01-31	$324,920
Was this plan covered by a fidelity bond	2011-01-31	Yes
Value of fidelity bond cover	2011-01-31	$500,000
If this is an individual account plan, was there a blackout period	2011-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-01-31	No
Contributions received from participants	2011-01-31	$2,153,374
Participant contributions at end of year	2011-01-31	$816,437
Participant contributions at beginning of year	2011-01-31	$780,293
Assets. Other investments not covered elsewhere at end of year	2011-01-31	$38,160,139
Assets. Other investments not covered elsewhere at beginning of year	2011-01-31	$32,043,739
Income. Received or receivable in cash from other sources (including rollovers)	2011-01-31	$185,855
Other income not declared elsewhere	2011-01-31	$5,263,007
Administrative expenses (other) incurred	2011-01-31	$25,077
Total non interest bearing cash at end of year	2011-01-31	$375
Total non interest bearing cash at beginning of year	2011-01-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Value of net income/loss	2011-01-31	$9,732,579
Value of net assets at end of year (total assets less liabilities)	2011-01-31	$62,034,579
Value of net assets at beginning of year (total assets less liabilities)	2011-01-31	$52,302,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-01-31	No
Were any leases to which the plan was party in default or uncollectible	2011-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-01-31	$20,904,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-01-31	$17,349,034
Interest on participant loans	2011-01-31	$43,330
Value of interest in common/collective trusts at end of year	2011-01-31	$2,160,009
Value of interest in common/collective trusts at beginning of year	2011-01-31	$2,128,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-01-31	$-6,471
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-01-31	$727
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-01-31	$727
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-01-31	$2,964,064
Net investment gain or loss from common/collective trusts	2011-01-31	$157,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-01-31	No
Was there a failure to transmit to the plan any participant contributions	2011-01-31	No
Has the plan failed to provide any benefit when due under the plan	2011-01-31	No
Contributions received in cash from employer	2011-01-31	$2,489,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-01-31	$3,772,538
Did the plan have assets held for investment	2011-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-01-31	Disclaimer
Accountancy firm name	2011-01-31	HOLBROOK & MANTER CPAS
Accountancy firm EIN	2011-01-31	310998651
2010 : THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-01-31	$0
2007 : THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2007 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2007-01-31	$0
2006 : THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2006 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2006-01-31	$0

Form 5500 Responses for THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN

2013: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-02-01	Type of plan entity	Single employer plan
2013-02-01	Submission has been amended	No
2013-02-01	This submission is the final filing	Yes
2013-02-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-02-01	Plan is a collectively bargained plan	No
2013-02-01	Plan funding arrangement – Trust	Yes
2013-02-01	Plan benefit arrangement - Trust	Yes
2012: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-02-01	Type of plan entity	Single employer plan
2012-02-01	Submission has been amended	No
2012-02-01	This submission is the final filing	No
2012-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-02-01	Plan is a collectively bargained plan	No
2012-02-01	Plan funding arrangement – Trust	Yes
2012-02-01	Plan benefit arrangement - Trust	Yes
2011: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-02-01	Type of plan entity	Single employer plan
2011-02-01	Submission has been amended	No
2011-02-01	This submission is the final filing	No
2011-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-02-01	Plan is a collectively bargained plan	No
2011-02-01	Plan funding arrangement – Trust	Yes
2011-02-01	Plan benefit arrangement - Trust	Yes
2010: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2010 form 5500 responses
2010-02-01	Type of plan entity	Single employer plan
2010-02-01	Submission has been amended	No
2010-02-01	This submission is the final filing	No
2010-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-02-01	Plan is a collectively bargained plan	No
2010-02-01	Plan funding arrangement – Trust	Yes
2010-02-01	Plan benefit arrangement - Trust	Yes
2009: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-02-01	Type of plan entity	Single employer plan
2009-02-01	Submission has been amended	No
2009-02-01	This submission is the final filing	No
2009-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-02-01	Plan is a collectively bargained plan	No
2009-02-01	Plan funding arrangement – Trust	Yes
2009-02-01	Plan benefit arrangement - Trust	Yes
2006: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2006 form 5500 responses
2006-02-01	Type of plan entity	Single employer plan
2006-02-01	Submission has been amended	Yes
2006-02-01	This submission is the final filing	No
2006-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2006-02-01	Plan is a collectively bargained plan	No
2006-02-01	Plan funding arrangement – Trust	Yes
2006-02-01	Plan benefit arrangement - Trust	Yes
2005: THE FREDERICK C. SMITH CLINIC, INC. PROFIT SHARING PLAN 2005 form 5500 responses
2005-02-01	Type of plan entity	Single employer plan
2005-02-01	Submission has been amended	Yes
2005-02-01	This submission is the final filing	No
2005-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2005-02-01	Plan is a collectively bargained plan	No
2005-02-01	Plan funding arrangement – Trust	Yes
2005-02-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE FREDERICK C. SMITH CLINIC, INC.
Employer identification number (EIN):	311098079
NAIC Classification:	621112
NAIC Description:	Offices of Physicians, Mental Health Specialists

Plan id#	Filing Submission Date	Name of Administrator
015	2013-02-01	MARK FREYHOF
015	2012-02-01	MARK D FREYHOF
015	2011-02-01	MARK FREYHOF
015	2010-02-01	MARK D. FREYHOF
015	2009-02-01	MARK D FREYHOF
015	2006-02-01	JEFFREY NUTTER
015	2006-02-01
015	2005-02-01	JEFFREY NUTTER
015	2005-02-01