401k Plan data: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN plan

OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 401k Plan overview

Plan Name	OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN
Plan identification number	001

OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OHIO VALLEY ORTHOPAEDICS AND SPORTS MEDICINE, INC. has sponsored the creation of one or more 401k plans.

Company Name: OHIO VALLEY ORTHOPAEDICS AND SPORTS MEDICINE, INC.

Employer identification number (EIN): 311334566

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 JOSEPH D. THOMAS, MD 2015-11-02
001 2014-01-01 JOSEPH D. THOMAS, MD
001 2013-01-01 JOSEPH D. THOMAS, MD
001 2012-01-01 JOSEPH D. THOMAS, MD
001 2011-01-01 JOSEPH D. THOMAS, MD

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2015-01-01	JOSEPH D. THOMAS, MD	2015-11-02
001	2014-01-01	JOSEPH D. THOMAS, MD
001	2013-01-01	JOSEPH D. THOMAS, MD
001	2012-01-01	JOSEPH D. THOMAS, MD
001	2011-01-01	JOSEPH D. THOMAS, MD

Plan Statistics for OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN

401k plan membership statisitcs for OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN

Measure Date Value
2014: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1
Number of participants with account balances 2014-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 4
Number of participants with account balances 2013-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 82
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 77
Total of all active and inactive participants 2012-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 77
Number of participants with account balances 2012-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 86
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 59
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 21
Total of all active and inactive participants 2011-01-01 80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 80
Number of participants with account balances 2011-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7

Measure	Date	Value
2014: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1
Number of participants with account balances	2014-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	4
Number of participants with account balances	2013-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	82
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	77
Total of all active and inactive participants	2012-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	77
Number of participants with account balances	2012-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	86
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	59
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	21
Total of all active and inactive participants	2011-01-01	80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	80
Number of participants with account balances	2011-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7

Financial Data on OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN

Measure	Date	Value
2014 : OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$-25,932
Expenses. Total of all expenses incurred	2014-12-31	$192,113
Benefits paid (including direct rollovers)	2014-12-31	$186,843
Total plan assets at end of year	2014-12-31	$6,818
Total plan assets at beginning of year	2014-12-31	$224,863
Value of fidelity bond covering the plan	2014-12-31	$500,000
Other income received	2014-12-31	$-25,932
Net income (gross income less expenses)	2014-12-31	$-218,045
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$6,818
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$224,863
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$5,270
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$817,235
Expenses. Total of all expenses incurred	2013-12-31	$7,539,298
Benefits paid (including direct rollovers)	2013-12-31	$7,496,397
Total plan assets at end of year	2013-12-31	$224,863
Total plan assets at beginning of year	2013-12-31	$6,946,926
Value of fidelity bond covering the plan	2013-12-31	$500,000
Other income received	2013-12-31	$817,235
Net income (gross income less expenses)	2013-12-31	$-6,722,063
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$224,863
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$6,946,926
Assets. Value of participant loans	2013-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$5,464
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$42,901
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,177,468
Expenses. Total of all expenses incurred	2012-12-31	$735,776
Benefits paid (including direct rollovers)	2012-12-31	$702,624
Total plan assets at end of year	2012-12-31	$6,946,926
Total plan assets at beginning of year	2012-12-31	$6,505,234
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$92,710
Other income received	2012-12-31	$727,113
Net income (gross income less expenses)	2012-12-31	$441,692
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$6,946,926
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$6,505,234
Assets. Value of participant loans	2012-12-31	$38,579
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$5,464
Total contributions received or receivable from employer(s)	2012-12-31	$357,645
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$33,152
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$491,137
Expenses. Total of all expenses incurred	2011-12-31	$81,998
Benefits paid (including direct rollovers)	2011-12-31	$73,374
Total plan assets at end of year	2011-12-31	$6,505,234
Total plan assets at beginning of year	2011-12-31	$6,096,095
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$199,833
Contributions received from other sources (not participants or employers)	2011-12-31	$21,244
Other income received	2011-12-31	$-94,638
Net income (gross income less expenses)	2011-12-31	$409,139
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$6,505,234
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$6,096,095
Assets. Value of participant loans	2011-12-31	$50,948
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$4,450
Total contributions received or receivable from employer(s)	2011-12-31	$364,698
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$8,624
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2010 401k financial data
Total plan liabilities at beginning of year	2010-12-31	$2,399
Total income from all sources	2010-12-31	$1,377,992
Expenses. Total of all expenses incurred	2010-12-31	$936,600
Benefits paid (including direct rollovers)	2010-12-31	$918,688
Total plan assets at end of year	2010-12-31	$6,096,095
Total plan assets at beginning of year	2010-12-31	$5,657,102
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$282,468
Contributions received from other sources (not participants or employers)	2010-12-31	$62,811
Other income received	2010-12-31	$543,257
Net income (gross income less expenses)	2010-12-31	$441,392
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$6,096,095
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$5,654,703
Assets. Value of participant loans	2010-12-31	$51,865
Total contributions received or receivable from employer(s)	2010-12-31	$489,456
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$17,912

Form 5500 Responses for OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN

2014: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OHIO VALLEY ORTHOPAEDICS & SPORTS MEDICINE, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	OHIO VALLEY ORTHOPAEDICS AND SPORTS MEDICINE, INC.
Employer identification number (EIN):	311334566
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)