NEUBERGER BERMAN INVESTMENT ADVISERS LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NEUBERGER BERMAN RISK PARITY FUND LP
| Measure | Date | Value |
|---|
| 2023 : NEUBERGER BERMAN RISK PARITY FUND LP 2023 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-12-31 | $41,901,417 |
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $41,901,417 |
| Total transfer of assets to this plan | 2023-12-31 | $740,000 |
| Total transfer of assets from this plan | 2023-12-31 | $539,827,764 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $346,861,517 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $18,679,073 |
| Expenses. Interest paid | 2023-12-31 | $1,630,694 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2023-12-31 | $1,630,694 |
| Total income from all sources (including contributions) | 2023-12-31 | $49,363,638 |
| Total loss/gain on sale of assets | 2023-12-31 | $-11,884,182 |
| Total of all expenses incurred | 2023-12-31 | $2,822,229 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $0 |
| Value of total assets at end of year | 2023-12-31 | $348,669,184 |
| Value of total assets at beginning of year | 2023-12-31 | $513,033,095 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $1,191,535 |
| Total interest from all sources | 2023-12-31 | $18,708,431 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $637,972 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $637,972 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $309,609 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $58,680,352 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $342,609,634 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $51,824,492 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $1,997,028 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $18,208,347 |
| Administrative expenses (other) incurred | 2023-12-31 | $161,361 |
| Liabilities. Value of operating payables at end of year | 2023-12-31 | $344,864,489 |
| Liabilities. Value of operating payables at beginning of year | 2023-12-31 | $470,726 |
| Value of net income/loss | 2023-12-31 | $46,541,409 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $1,807,667 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $494,354,022 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $742,395 |
| Income. Interest from US Government securities | 2023-12-31 | $686,927 |
| Income. Interest from corporate debt instruments | 2023-12-31 | $12,553,220 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $4,664,259 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $76,128,144 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $76,128,144 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $5,468,284 |
| Asset value of US Government securities at end of year | 2023-12-31 | $144,592 |
| Asset value of US Government securities at beginning of year | 2023-12-31 | $49,057,338 |
| Asset. Corporate debt instrument debt (other) at end of year | 2023-12-31 | $941,090 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-12-31 | $277,342,769 |
| Contract administrator fees | 2023-12-31 | $254,075 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2023-12-31 | $773,218,318 |
| Aggregate carrying amount (costs) on sale of assets | 2023-12-31 | $785,102,500 |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | ERNST & YOUNG LTD. |
| Accountancy firm EIN | 2023-12-31 | 980677326 |
| 2022 : NEUBERGER BERMAN RISK PARITY FUND LP 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-100,083,961 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-100,083,961 |
| Total transfer of assets from this plan | 2022-12-31 | $2,070,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $18,679,073 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $5,430,284 |
| Expenses. Interest paid | 2022-12-31 | $909,776 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2022-12-31 | $909,776 |
| Total income from all sources (including contributions) | 2022-12-31 | $-106,040,685 |
| Total loss/gain on sale of assets | 2022-12-31 | $-15,116,478 |
| Total of all expenses incurred | 2022-12-31 | $2,233,429 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $0 |
| Value of total assets at end of year | 2022-12-31 | $513,033,095 |
| Value of total assets at beginning of year | 2022-12-31 | $610,128,420 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,323,653 |
| Total interest from all sources | 2022-12-31 | $9,158,907 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Administrative expenses professional fees incurred | 2022-12-31 | $196,242 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $58,680,352 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $99,606,318 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $51,824,492 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $36,018,774 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $18,208,347 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $4,931,118 |
| Other income not declared elsewhere | 2022-12-31 | $847 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $470,726 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $499,166 |
| Value of net income/loss | 2022-12-31 | $-108,274,114 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $494,354,022 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $604,698,136 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $866,805 |
| Interest earned on other investments | 2022-12-31 | $725,477 |
| Income. Interest from US Government securities | 2022-12-31 | $612,877 |
| Income. Interest from corporate debt instruments | 2022-12-31 | $6,848,904 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $76,128,144 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $91,188,844 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $91,188,844 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $971,649 |
| Asset value of US Government securities at end of year | 2022-12-31 | $49,057,338 |
| Asset value of US Government securities at beginning of year | 2022-12-31 | $77,826,559 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $277,342,769 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $305,487,925 |
| Contract administrator fees | 2022-12-31 | $260,606 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2022-12-31 | $159,149,186 |
| Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $174,265,664 |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | ERNST & YOUNG LTD. |
| Accountancy firm EIN | 2022-12-31 | 980677326 |
| 2021 : NEUBERGER BERMAN RISK PARITY FUND LP 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $-4,173,736 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-4,173,736 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $5,430,284 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $4,557,677 |
| Expenses. Interest paid | 2021-12-31 | $117,327 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2021-12-31 | $117,327 |
| Total income from all sources (including contributions) | 2021-12-31 | $46,849,113 |
| Total loss/gain on sale of assets | 2021-12-31 | $48,471,382 |
| Total of all expenses incurred | 2021-12-31 | $1,777,347 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
| Value of total assets at end of year | 2021-12-31 | $610,128,420 |
| Value of total assets at beginning of year | 2021-12-31 | $564,184,047 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,660,020 |
| Total interest from all sources | 2021-12-31 | $2,550,790 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Administrative expenses professional fees incurred | 2021-12-31 | $45,840 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $99,606,318 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $83,057,109 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $36,018,774 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $654,265 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $4,931,118 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $4,557,677 |
| Other income not declared elsewhere | 2021-12-31 | $677 |
| Administrative expenses (other) incurred | 2021-12-31 | $343,363 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $499,166 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $0 |
| Value of net income/loss | 2021-12-31 | $45,071,766 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $604,698,136 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $559,626,370 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $990,314 |
| Interest earned on other investments | 2021-12-31 | $172,455 |
| Income. Interest from US Government securities | 2021-12-31 | $678,429 |
| Income. Interest from corporate debt instruments | 2021-12-31 | $1,640,706 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $91,188,844 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $102,774,447 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $102,774,447 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $59,200 |
| Asset value of US Government securities at end of year | 2021-12-31 | $77,826,559 |
| Asset value of US Government securities at beginning of year | 2021-12-31 | $73,305,555 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $305,487,925 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $304,392,671 |
| Contract administrator fees | 2021-12-31 | $280,503 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2021-12-31 | $753,076,716 |
| Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $704,605,334 |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | ERNST & YOUNG LTD. |
| Accountancy firm EIN | 2021-12-31 | 980677326 |
| 2020 : NEUBERGER BERMAN RISK PARITY FUND LP 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $19,461,118 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $19,461,118 |
| Total transfer of assets to this plan | 2020-12-31 | $3,000,000 |
| Total transfer of assets from this plan | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $4,557,677 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,992,833 |
| Expenses. Interest paid | 2020-12-31 | $116,108 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-12-31 | $116,108 |
| Total income from all sources (including contributions) | 2020-12-31 | $16,536,561 |
| Total loss/gain on sale of assets | 2020-12-31 | $-6,570,990 |
| Total of all expenses incurred | 2020-12-31 | $1,402,487 |
| Value of total assets at end of year | 2020-12-31 | $564,184,047 |
| Value of total assets at beginning of year | 2020-12-31 | $543,485,129 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,286,379 |
| Total interest from all sources | 2020-12-31 | $3,646,433 |
| Administrative expenses professional fees incurred | 2020-12-31 | $174,725 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $83,057,109 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $62,235,579 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $654,265 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $1,632,754 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $4,557,677 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $1,992,833 |
| Administrative expenses (other) incurred | 2020-12-31 | $253,346 |
| Value of net income/loss | 2020-12-31 | $15,134,074 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $559,626,370 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $541,492,296 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $858,308 |
| Income. Interest from US Government securities | 2020-12-31 | $567,199 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $3,079,234 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $102,774,447 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $91,125,467 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $91,125,467 |
| Asset value of US Government securities at end of year | 2020-12-31 | $73,305,555 |
| Asset value of US Government securities at beginning of year | 2020-12-31 | $66,818,936 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $304,392,671 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $321,672,393 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2020-12-31 | $9,351,780,742 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $9,358,351,732 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | ERNST & YOUNG LTD. |
| Accountancy firm EIN | 2020-12-31 | 980677326 |
| 2019 : NEUBERGER BERMAN RISK PARITY FUND LP 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $-4,352,270 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $-4,352,270 |
| Total transfer of assets to this plan | 2019-12-31 | $500,001,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,992,833 |
| Expenses. Interest paid | 2019-12-31 | $8,585 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2019-12-31 | $8,585 |
| Total income from all sources (including contributions) | 2019-12-31 | $42,425,666 |
| Total loss/gain on sale of assets | 2019-12-31 | $39,658,721 |
| Total of all expenses incurred | 2019-12-31 | $934,370 |
| Value of total assets at end of year | 2019-12-31 | $543,485,129 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $925,785 |
| Total interest from all sources | 2019-12-31 | $7,119,215 |
| Administrative expenses professional fees incurred | 2019-12-31 | $193,660 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $62,235,579 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,632,754 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $1,992,833 |
| Administrative expenses (other) incurred | 2019-12-31 | $191,093 |
| Value of net income/loss | 2019-12-31 | $41,491,296 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $541,492,296 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $541,032 |
| Income. Interest from US Government securities | 2019-12-31 | $476,076 |
| Income. Interest from corporate debt instruments | 2019-12-31 | $6,643,139 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $91,125,467 |
| Asset value of US Government securities at end of year | 2019-12-31 | $66,818,936 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $321,672,393 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2019-12-31 | $2,803,920,287 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $2,764,261,566 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | ERNST & YOUNG LTD. |
| Accountancy firm EIN | 2019-12-31 | 980677326 |
