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RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan NameRINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN
Plan identification number 003

RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

RINGLER ASSOCIATES SAN DIEGO, INC. has sponsored the creation of one or more 401k plans.

Company Name:RINGLER ASSOCIATES SAN DIEGO, INC.
Employer identification number (EIN):330258988
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-10-01
0032017-10-01JAMES J. BRADY2019-07-10
0032016-10-01
0032015-10-01
0032015-10-01JAMES J. BRADY2019-02-24
0032014-10-01
0032013-10-01JAMES J. BRADY2015-07-06
0032012-10-01JAMES J. BRADY2014-07-09
0032011-10-01JAMES J. BRADY2013-07-11
0032010-10-01JAMES J. BRADY2012-07-13
0032008-10-01

Plan Statistics for RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN

Measure Date Value
2018: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets2018-09-30391,330
Acturial value of plan assets2018-09-30391,330
Funding target for retired participants and beneficiaries receiving payment2018-09-300
Number of terminated vested participants2018-09-303
Fundng target for terminated vested participants2018-09-3011,263
Active participant vested funding target2018-09-30345,856
Number of active participants2018-09-302
Total funding liabilities for active participants2018-09-30346,158
Total participant count2018-09-305
Total funding target for all participants2018-09-30357,421
Balance at beginning of prior year after applicable adjustments2018-09-300
Prefunding balance at beginning of prior year after applicable adjustments2018-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2018-09-300
Prefunding balanced used to offset prior years funding requirement2018-09-300
Amount remaining of carryover balance2018-09-300
Amount remaining of prefunding balance2018-09-300
Present value of excess contributions2018-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-09-300
Reductions in caryover balances due to elections or deemed elections2018-09-300
Reductions in prefunding balances due to elections or deemed elections2018-09-300
Balance of carryovers at beginning of current year2018-09-300
Balance of prefunding at beginning of current year2018-09-300
Total employer contributions2018-09-300
Total employee contributions2018-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2018-09-300
Contributions made to avoid restrictions adjusted to valuation date2018-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-09-300
Unpaid minimum required contributions for all prior years2018-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-09-300
Remaining amount of unpaid minimum required contributions2018-09-300
Minimum required contributions for current year target normal cost2018-09-30911
Net shortfall amortization installment of oustanding balance2018-09-300
Waiver amortization installment2018-09-300
Total funding amount beforereflecting carryover/prefunding balances2018-09-300
Carryover balance elected to use to offset funding requirement2018-09-300
Prefunding balance elected to use to offset funding requirement2018-09-300
Additional cash requirement2018-09-300
Contributions allocatedtoward minimum required contributions for current year2018-09-300
Unpaid minimum required contributions for current year2018-09-300
Unpaid minimum required contributions for all years2018-09-300
2017: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-015
Total number of active participants reported on line 7a of the Form 55002017-10-011
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-013
Total of all active and inactive participants2017-10-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
Market value of plan assets2017-09-30394,591
Acturial value of plan assets2017-09-30394,591
Funding target for retired participants and beneficiaries receiving payment2017-09-300
Number of terminated vested participants2017-09-303
Fundng target for terminated vested participants2017-09-3010,863
Active participant vested funding target2017-09-30344,506
Number of active participants2017-09-302
Total funding liabilities for active participants2017-09-30344,683
Total participant count2017-09-305
Total funding target for all participants2017-09-30355,546
Balance at beginning of prior year after applicable adjustments2017-09-300
Prefunding balance at beginning of prior year after applicable adjustments2017-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2017-09-300
Prefunding balanced used to offset prior years funding requirement2017-09-300
Amount remaining of carryover balance2017-09-300
Amount remaining of prefunding balance2017-09-300
Present value of excess contributions2017-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-09-300
Reductions in caryover balances due to elections or deemed elections2017-09-300
Reductions in prefunding balances due to elections or deemed elections2017-09-300
Balance of carryovers at beginning of current year2017-09-300
Balance of prefunding at beginning of current year2017-09-300
Total employer contributions2017-09-300
Total employee contributions2017-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-09-300
Contributions made to avoid restrictions adjusted to valuation date2017-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-09-300
Unpaid minimum required contributions for all prior years2017-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-09-300
Remaining amount of unpaid minimum required contributions2017-09-300
Minimum required contributions for current year target normal cost2017-09-30543
Net shortfall amortization installment of oustanding balance2017-09-300
Waiver amortization installment2017-09-300
Total funding amount beforereflecting carryover/prefunding balances2017-09-300
Carryover balance elected to use to offset funding requirement2017-09-300
Prefunding balance elected to use to offset funding requirement2017-09-300
Additional cash requirement2017-09-300
Contributions allocatedtoward minimum required contributions for current year2017-09-300
Unpaid minimum required contributions for current year2017-09-300
Unpaid minimum required contributions for all years2017-09-300
2016: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-015
Total number of active participants reported on line 7a of the Form 55002016-10-012
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-013
Total of all active and inactive participants2016-10-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-016
Total number of active participants reported on line 7a of the Form 55002015-10-012
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-013
Total of all active and inactive participants2015-10-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-016
Total number of active participants reported on line 7a of the Form 55002014-10-012
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-014
Total of all active and inactive participants2014-10-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-011

Financial Data on RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN

Measure Date Value
2018 : RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
2017 : RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2017 401k financial data
Total plan liabilities at end of year2017-09-30$0
Total plan liabilities at beginning of year2017-09-30$0
Total income from all sources2017-09-30$24,875
Expenses. Total of all expenses incurred2017-09-30$545
Benefits paid (including direct rollovers)2017-09-30$0
Total plan assets at end of year2017-09-30$394,591
Total plan assets at beginning of year2017-09-30$370,261
Total contributions received or receivable from participants2017-09-30$0
Expenses. Other expenses not covered elsewhere2017-09-30$545
Contributions received from other sources (not participants or employers)2017-09-30$0
Other income received2017-09-30$24,875
Noncash contributions received2017-09-30$0
Net income (gross income less expenses)2017-09-30$24,330
Net plan assets at end of year (total assets less liabilities)2017-09-30$394,591
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$370,261
Assets. Value of assets in partnership/joint-venture interests2017-09-30$0
Assets. Value of employer real property2017-09-30$24,000
Total contributions received or receivable from employer(s)2017-09-30$0
Value of certain deemed distributions of participant loans2017-09-30$0
Value of corrective distributions2017-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$0
2016 : RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2016 401k financial data
Total plan liabilities at end of year2016-09-30$0
Total plan liabilities at beginning of year2016-09-30$0
Total income from all sources2016-09-30$33,167
Expenses. Total of all expenses incurred2016-09-30$19,906
Benefits paid (including direct rollovers)2016-09-30$19,394
Total plan assets at end of year2016-09-30$370,261
Total plan assets at beginning of year2016-09-30$357,000
Total contributions received or receivable from participants2016-09-30$0
Expenses. Other expenses not covered elsewhere2016-09-30$512
Contributions received from other sources (not participants or employers)2016-09-30$0
Other income received2016-09-30$33,167
Noncash contributions received2016-09-30$0
Net income (gross income less expenses)2016-09-30$13,261
Net plan assets at end of year (total assets less liabilities)2016-09-30$370,261
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$357,000
Assets. Value of assets in partnership/joint-venture interests2016-09-30$10,579
Assets. Value of employer real property2016-09-30$29,100
Total contributions received or receivable from employer(s)2016-09-30$0
Value of certain deemed distributions of participant loans2016-09-30$0
Value of corrective distributions2016-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
2015 : RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2015 401k financial data
Total plan liabilities at end of year2015-09-30$0
Total plan liabilities at beginning of year2015-09-30$0
Total income from all sources2015-09-30$5,072
Expenses. Total of all expenses incurred2015-09-30$188
Benefits paid (including direct rollovers)2015-09-30$0
Total plan assets at end of year2015-09-30$357,000
Total plan assets at beginning of year2015-09-30$352,116
Total contributions received or receivable from participants2015-09-30$0
Expenses. Other expenses not covered elsewhere2015-09-30$188
Contributions received from other sources (not participants or employers)2015-09-30$0
Other income received2015-09-30$5,072
Noncash contributions received2015-09-30$0
Net income (gross income less expenses)2015-09-30$4,884
Net plan assets at end of year (total assets less liabilities)2015-09-30$357,000
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$352,116
Assets. Value of assets in partnership/joint-venture interests2015-09-30$11,841
Assets. Value of employer real property2015-09-30$29,100
Total contributions received or receivable from employer(s)2015-09-30$0
Value of certain deemed distributions of participant loans2015-09-30$0
Value of corrective distributions2015-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0

Form 5500 Responses for RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN

2017: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2008: RINGLER ASSOCIATES SAN DIEGO, INC. DEFINED BENEFIT PENSION PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

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