401k Plan data: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN plan

DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 401k Plan overview

Plan Name	DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN
Plan identification number	003

DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES has sponsored the creation of one or more 401k plans.

Company Name: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES

Employer identification number (EIN): 330301809

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2019-01-01
003 2018-01-01 DAVID OLIVIERI
003 2017-01-01 DAVID OLIVIERI
003 2016-01-01 DAVID OLIVIERI
003 2015-01-01 DAVID OLIVIERI
003 2014-01-01 DAVID OLIVIERI 2015-09-21
003 2013-01-01

Plan Statistics for DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN

401k plan membership statisitcs for DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN

Measure Date Value
2019: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 4
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 4
Number of participants with account balances 2018-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 4
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 4
Number of participants with account balances 2017-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 4
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 4
Number of participants with account balances 2016-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 4
Number of participants with account balances 2015-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2019: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	4
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	4
Number of participants with account balances	2018-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	4
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	4
Number of participants with account balances	2017-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	4
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	4
Number of participants with account balances	2016-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	4
Number of participants with account balances	2015-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN

Measure	Date	Value
2019 : DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$-31,214
Expenses. Total of all expenses incurred	2019-12-31	$679,979
Benefits paid (including direct rollovers)	2019-12-31	$679,979
Total plan assets at end of year	2019-12-31	$0
Total plan assets at beginning of year	2019-12-31	$711,193
Value of fidelity bond covering the plan	2019-12-31	$100,000
Total contributions received or receivable from participants	2019-12-31	$0
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$-31,214
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$-711,193
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$711,193
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$0
Total contributions received or receivable from employer(s)	2019-12-31	$0
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$0
2018 : DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-26,686
Expenses. Total of all expenses incurred	2018-12-31	$29,127
Benefits paid (including direct rollovers)	2018-12-31	$29,127
Total plan assets at end of year	2018-12-31	$711,193
Total plan assets at beginning of year	2018-12-31	$767,006
Value of fidelity bond covering the plan	2018-12-31	$100,000
Total contributions received or receivable from participants	2018-12-31	$0
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-26,686
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-55,813
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$711,193
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$767,006
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$100,000
Total contributions received or receivable from employer(s)	2018-12-31	$0
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$0
2017 : DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$133,376
Expenses. Total of all expenses incurred	2017-12-31	$28,000
Benefits paid (including direct rollovers)	2017-12-31	$28,000
Total plan assets at end of year	2017-12-31	$767,006
Total plan assets at beginning of year	2017-12-31	$661,630
Value of fidelity bond covering the plan	2017-12-31	$100,000
Total contributions received or receivable from participants	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$133,376
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$105,376
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$767,006
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$661,630
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$100,000
Total contributions received or receivable from employer(s)	2017-12-31	$0
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
2016 : DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$75,069
Total income from all sources	2016-12-31	$49,913
Expenses. Total of all expenses incurred	2016-12-31	$35,012
Benefits paid (including direct rollovers)	2016-12-31	$35,000
Total plan assets at end of year	2016-12-31	$661,630
Total plan assets at beginning of year	2016-12-31	$721,798
Value of fidelity bond covering the plan	2016-12-31	$100,000
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$12
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$49,913
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$14,901
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$661,630
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$646,729
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$100,000
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$0
2015 : DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$659,323
Total plan liabilities at end of year	2015-12-31	$75,069
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$-12,594
Expenses. Total of all expenses incurred	2015-12-31	$0
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$721,798
Total plan assets at beginning of year	2015-12-31	$0
Value of fidelity bond covering the plan	2015-12-31	$100,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-12,594
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-12,594
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$646,729
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$100,000
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0

Form 5500 Responses for DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN

2019: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DAVID J. OLIVIERI PROFESSIONAL FINANCIAL SERVICES
Employer identification number (EIN):	330301809
NAIC Classification:	523900

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2019-01-01
003	2018-01-01	DAVID OLIVIERI
003	2017-01-01	DAVID OLIVIERI
003	2016-01-01	DAVID OLIVIERI
003	2015-01-01	DAVID OLIVIERI
003	2014-01-01	DAVID OLIVIERI	2015-09-21
003	2013-01-01