401k Plan data: SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN plan

SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN
Plan identification number	001

SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. has sponsored the creation of one or more 401k plans.

Company Name: SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC.

Employer identification number (EIN): 330304748

NAIC Classification: 711210
NAIC Description: Spectator Sports

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 KORYNN PHILPOTT 2024-07-17 KORYNN PHILPOTT 2024-07-17
001 2022-01-01 KORYNN PHILPOTT 2023-07-19 KORYNN PHILPOTT 2023-07-19
001 2021-01-01 KORYNN PHILPOTT 2022-09-14 KORYNN PHILPOTT 2022-09-14
001 2020-01-01 KORYNN PHILPOTT 2021-07-23 KORYNN PHILPOTT 2021-07-23
001 2019-01-01 KORYNN PHILPOTT 2020-08-25 KORYNN PHILPOTT 2020-08-25
001 2018-01-01 KORYNN PHILPOTT 2019-09-30 KORYNN PHILPOTT 2019-09-30
001 2017-01-01 KORYNN PHILPOTT 2018-10-08 KORYNN PHILPOTT 2018-10-08
001 2016-01-01 KORYNN C PHILPOTT 2017-07-20 KORYNN C PHILPOTT 2017-07-20
001 2015-01-01 KORYNN C PHILPOTT 2016-09-08 KORYNN C PHILPOTT 2016-09-08
001 2014-01-01 KORYNN C PHILPOTT 2015-09-08 KORYNN C PHILPOTT 2015-09-08
001 2013-01-01 KORYNN PHILPOTT 2014-07-24 KORYNN PHILPOTT 2014-07-24
001 2012-01-01 MICHAEL KEMPEL 2013-09-25
001 2011-01-01 MICHAEL KEMPEL
001 2009-01-01 CRAIG CRAMPTON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	KORYNN PHILPOTT	2024-07-17	KORYNN PHILPOTT	2024-07-17
001	2022-01-01	KORYNN PHILPOTT	2023-07-19	KORYNN PHILPOTT	2023-07-19
001	2021-01-01	KORYNN PHILPOTT	2022-09-14	KORYNN PHILPOTT	2022-09-14
001	2020-01-01	KORYNN PHILPOTT	2021-07-23	KORYNN PHILPOTT	2021-07-23
001	2019-01-01	KORYNN PHILPOTT	2020-08-25	KORYNN PHILPOTT	2020-08-25
001	2018-01-01	KORYNN PHILPOTT	2019-09-30	KORYNN PHILPOTT	2019-09-30
001	2017-01-01	KORYNN PHILPOTT	2018-10-08	KORYNN PHILPOTT	2018-10-08
001	2016-01-01	KORYNN C PHILPOTT	2017-07-20	KORYNN C PHILPOTT	2017-07-20
001	2015-01-01	KORYNN C PHILPOTT	2016-09-08	KORYNN C PHILPOTT	2016-09-08
001	2014-01-01	KORYNN C PHILPOTT	2015-09-08	KORYNN C PHILPOTT	2015-09-08
001	2013-01-01	KORYNN PHILPOTT	2014-07-24	KORYNN PHILPOTT	2014-07-24
001	2012-01-01	MICHAEL KEMPEL	2013-09-25
001	2011-01-01	MICHAEL KEMPEL
001	2009-01-01	CRAIG CRAMPTON

Plan Statistics for SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN

Measure Date Value
2011: SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 110
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 93
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 94
Number of participants with account balances 2011-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 122
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 124
Number of participants with account balances 2009-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	110
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	93
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	94
Number of participants with account balances	2011-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	122
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	124
Number of participants with account balances	2009-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN

Measure	Date	Value
2011 : SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$214,385
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$172,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$162,322
Expenses. Certain deemed distributions of participant loans	2011-12-31	$9,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$209,411
Value of total assets at end of year	2011-12-31	$5,061,581
Value of total assets at beginning of year	2011-12-31	$5,019,932
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$657
Total interest from all sources	2011-12-31	$2,713
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$155,353
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$155,353
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$209,411
Participant contributions at end of year	2011-12-31	$43,723
Participant contributions at beginning of year	2011-12-31	$65,207
Participant contributions at end of year	2011-12-31	$17,094
Participant contributions at beginning of year	2011-12-31	$16,464
Administrative expenses (other) incurred	2011-12-31	$657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$41,649
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,061,581
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,019,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,000,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,938,261
Interest on participant loans	2011-12-31	$2,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-153,092
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$162,322
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CNM LLP
Accountancy firm EIN	2011-12-31	651202484
2010 : SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$743,812
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$200,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$168,547
Expenses. Certain deemed distributions of participant loans	2010-12-31	$29,140
Value of total corrective distributions	2010-12-31	$3,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$231,671
Value of total assets at end of year	2010-12-31	$5,019,932
Value of total assets at beginning of year	2010-12-31	$4,477,041
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$178
Total interest from all sources	2010-12-31	$4,800
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$104,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$104,363
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$231,671
Participant contributions at end of year	2010-12-31	$65,207
Participant contributions at beginning of year	2010-12-31	$85,814
Participant contributions at end of year	2010-12-31	$16,464
Participant contributions at beginning of year	2010-12-31	$20,356
Administrative expenses (other) incurred	2010-12-31	$178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$542,891
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,019,932
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,477,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,938,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,370,871
Interest on participant loans	2010-12-31	$4,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$402,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$168,547
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CNM LLP
Accountancy firm EIN	2010-12-31	651202484

Form 5500 Responses for SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN

2011: SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC. 401K RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOUTHERN CALIFORNIA OFF TRACK WAGERING, INC.
Employer identification number (EIN):	330304748
NAIC Classification:	711210
NAIC Description:	Spectator Sports