401k Plan data: R. SCOTT HERROD 401(K) PROFIT SHARING PLAN plan

R. SCOTT HERROD 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	R. SCOTT HERROD 401(K) PROFIT SHARING PLAN
Plan identification number	002

R. SCOTT HERROD 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

R. SCOTT HERROD, DDS has sponsored the creation of one or more 401k plans.

Company Name: R. SCOTT HERROD, DDS

Employer identification number (EIN): 330313648

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R. SCOTT HERROD 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2011-01-01 R. SCOTT HERROD 2012-07-27 R. SCOTT HERROD 2012-07-27
002 2010-01-01 R. SCOTT HERROD 2011-10-07 R. SCOTT HERROD 2011-10-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2011-01-01	R. SCOTT HERROD	2012-07-27	R. SCOTT HERROD	2012-07-27
002	2010-01-01	R. SCOTT HERROD	2011-10-07	R. SCOTT HERROD	2011-10-07

Potentially related plans

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Company Name:	R. SCOTT HERROD, DDS
Employer identification number (EIN):	330313648
NAIC Classification:	621210
NAIC Description:	Offices of Dentists