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CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameCONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN
Plan identification number 001

CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CREW, INC. has sponsored the creation of one or more 401k plans.

Company Name:CREW, INC.
Employer identification number (EIN):330590599
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01ANDREW J KERR2023-07-12
0012020-10-01ANDREW J KERR2022-07-13
0012019-10-01ANDREW J KERR2021-07-07
0012018-10-01ANDREW J KERR2020-07-08
0012017-10-01
0012016-10-01ANDREW J KERR
0012015-10-01ANDREW J KERR
0012014-10-01ANDREW J KERR
0012014-01-01ANDREW J KERR2015-06-08
0012013-01-01ANDREW J. KERR2014-07-31 ANDREW J. KERR2014-07-31
0012012-01-01ANDREW J. KERR2013-07-11
0012011-01-01ANDREW J. KERR2012-07-30
0012010-01-01ANDREW J. KERR2011-07-28

Plan Statistics for CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN

401k plan membership statisitcs for CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN

Measure Date Value
2021: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01191
Total number of active participants reported on line 7a of the Form 55002021-10-01129
Number of retired or separated participants receiving benefits2021-10-011
Number of other retired or separated participants entitled to future benefits2021-10-0183
Total of all active and inactive participants2021-10-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01213
Number of participants with account balances2021-10-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-010
2020: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01194
Total number of active participants reported on line 7a of the Form 55002020-10-01127
Number of retired or separated participants receiving benefits2020-10-011
Number of other retired or separated participants entitled to future benefits2020-10-0163
Total of all active and inactive participants2020-10-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01191
Number of participants with account balances2020-10-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-010
2019: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01170
Total number of active participants reported on line 7a of the Form 55002019-10-01117
Number of retired or separated participants receiving benefits2019-10-011
Number of other retired or separated participants entitled to future benefits2019-10-0175
Total of all active and inactive participants2019-10-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-011
Total participants2019-10-01194
Number of participants with account balances2019-10-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-010
2018: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01151
Total number of active participants reported on line 7a of the Form 55002018-10-01127
Number of retired or separated participants receiving benefits2018-10-011
Number of other retired or separated participants entitled to future benefits2018-10-0140
Total of all active and inactive participants2018-10-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-012
Total participants2018-10-01170
Number of participants with account balances2018-10-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01136
Total number of active participants reported on line 7a of the Form 55002017-10-01107
Number of retired or separated participants receiving benefits2017-10-011
Number of other retired or separated participants entitled to future benefits2017-10-0138
Total of all active and inactive participants2017-10-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-012
Total participants2017-10-01148
Number of participants with account balances2017-10-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01115
Total number of active participants reported on line 7a of the Form 55002016-10-0194
Number of retired or separated participants receiving benefits2016-10-011
Number of other retired or separated participants entitled to future benefits2016-10-0139
Total of all active and inactive participants2016-10-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-012
Total participants2016-10-01136
Number of participants with account balances2016-10-01127
2015: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01170
Total number of active participants reported on line 7a of the Form 55002015-10-0187
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0128
Total of all active and inactive participants2015-10-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01115
Number of participants with account balances2015-10-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01141
Total number of active participants reported on line 7a of the Form 55002014-10-0191
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0178
Total of all active and inactive participants2014-10-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-011
Total participants2014-10-01170
Number of participants with account balances2014-10-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010

Financial Data on CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN

Measure Date Value
2022 : CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-1,021,458
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$236,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$208,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$1,367,635
Value of total assets at end of year2022-09-30$10,761,745
Value of total assets at beginning of year2022-09-30$12,020,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$28,480
Total interest from all sources2022-09-30$16,323
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Administrative expenses professional fees incurred2022-09-30$3,080
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$281,921
Participant contributions at end of year2022-09-30$425,983
Participant contributions at beginning of year2022-09-30$300,170
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$0
Total non interest bearing cash at end of year2022-09-30$0
Total non interest bearing cash at beginning of year2022-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Income. Non cash contributions2022-09-30$0
Value of net income/loss2022-09-30$-1,258,309
Value of net assets at end of year (total assets less liabilities)2022-09-30$10,761,745
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$12,020,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Investment advisory and management fees2022-09-30$15,620
Value of interest in pooled separate accounts at end of year2022-09-30$10,258,274
Value of interest in pooled separate accounts at beginning of year2022-09-30$11,635,340
Interest on participant loans2022-09-30$13,564
Interest earned on other investments2022-09-30$2,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-2,405,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30Yes
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$1,085,714
Employer contributions (assets) at end of year2022-09-30$77,488
Employer contributions (assets) at beginning of year2022-09-30$84,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$208,371
Contract administrator fees2022-09-30$9,780
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30EIDE BAILLY LLP
Accountancy firm EIN2022-09-30450250958
2021 : CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$3,428,492
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$1,739,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$1,731,558
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$1,365,392
Value of total assets at end of year2021-09-30$12,020,054
Value of total assets at beginning of year2021-09-30$10,331,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$8,378
Total interest from all sources2021-09-30$14,683
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Administrative expenses professional fees incurred2021-09-30$6,355
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$252,831
Participant contributions at end of year2021-09-30$300,170
Participant contributions at beginning of year2021-09-30$283,884
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$0
Total non interest bearing cash at end of year2021-09-30$0
Total non interest bearing cash at beginning of year2021-09-30$6,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Income. Non cash contributions2021-09-30$0
Value of net income/loss2021-09-30$1,688,556
Value of net assets at end of year (total assets less liabilities)2021-09-30$12,020,054
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$10,331,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in pooled separate accounts at end of year2021-09-30$11,635,340
Value of interest in pooled separate accounts at beginning of year2021-09-30$9,957,563
Interest on participant loans2021-09-30$4,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$10,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$2,048,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30Yes
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$1,112,561
Employer contributions (assets) at end of year2021-09-30$84,544
Employer contributions (assets) at beginning of year2021-09-30$83,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$1,731,558
Contract administrator fees2021-09-30$2,023
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30EIDE BAILLY LLP
Accountancy firm EIN2021-09-30450250958
2020 : CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$2,192,344
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$1,148,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$1,140,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$1,299,144
Value of total assets at end of year2020-09-30$10,331,498
Value of total assets at beginning of year2020-09-30$9,287,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$8,101
Total interest from all sources2020-09-30$13,071
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$414,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$414,281
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$174,191
Participant contributions at end of year2020-09-30$283,884
Participant contributions at beginning of year2020-09-30$165,426
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$12,165
Total non interest bearing cash at end of year2020-09-30$6,507
Total non interest bearing cash at beginning of year2020-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Income. Non cash contributions2020-09-30$0
Value of net income/loss2020-09-30$1,043,765
Value of net assets at end of year (total assets less liabilities)2020-09-30$10,331,498
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$9,287,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in pooled separate accounts at end of year2020-09-30$9,957,563
Value of interest in pooled separate accounts at beginning of year2020-09-30$8,588,774
Interest on participant loans2020-09-30$11,704
Interest earned on other investments2020-09-30$1,367
Income. Interest from US Government securities2020-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$465,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$465,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30Yes
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$1,112,788
Employer contributions (assets) at end of year2020-09-30$83,544
Employer contributions (assets) at beginning of year2020-09-30$68,144
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$1,140,478
Contract administrator fees2020-09-30$8,101
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-09-30Yes
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30EIDE BAILLY LLP
Accountancy firm EIN2020-09-30450250958
2019 : CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$1,323,365
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$242,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$238,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$1,050,627
Value of total assets at end of year2019-09-30$9,287,733
Value of total assets at beginning of year2019-09-30$8,206,662
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$3,686
Total interest from all sources2019-09-30$10,864
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$411,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$411,956
Administrative expenses professional fees incurred2019-09-30$3,686
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$193,995
Participant contributions at end of year2019-09-30$165,426
Participant contributions at beginning of year2019-09-30$197,603
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Income. Non cash contributions2019-09-30$0
Value of net income/loss2019-09-30$1,081,071
Value of net assets at end of year (total assets less liabilities)2019-09-30$9,287,733
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$8,206,662
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in pooled separate accounts at end of year2019-09-30$8,588,774
Value of interest in pooled separate accounts at beginning of year2019-09-30$7,582,279
Interest on participant loans2019-09-30$10,040
Interest earned on other investments2019-09-30$824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$465,389
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$359,980
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$-150,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$856,632
Employer contributions (assets) at end of year2019-09-30$68,144
Employer contributions (assets) at beginning of year2019-09-30$66,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$238,608
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30HMWC CPAS AND BUSINESS ADVISORS
Accountancy firm EIN2019-09-30952790665
2018 : CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$1,441,072
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$227,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$223,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$897,197
Value of total assets at end of year2018-09-30$8,206,662
Value of total assets at beginning of year2018-09-30$6,993,126
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$3,869
Total interest from all sources2018-09-30$9,798
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$370,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$370,000
Administrative expenses professional fees incurred2018-09-30$3,869
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$151,312
Participant contributions at end of year2018-09-30$197,603
Participant contributions at beginning of year2018-09-30$252,007
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Income. Non cash contributions2018-09-30$0
Value of net income/loss2018-09-30$1,213,536
Value of net assets at end of year (total assets less liabilities)2018-09-30$8,206,662
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$6,993,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in pooled separate accounts at end of year2018-09-30$7,582,279
Value of interest in pooled separate accounts at beginning of year2018-09-30$6,315,435
Interest on participant loans2018-09-30$9,798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$359,980
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$328,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$164,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$745,885
Employer contributions (assets) at end of year2018-09-30$66,800
Employer contributions (assets) at beginning of year2018-09-30$96,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$223,667
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30HMWC CPAS AND BUSINESS ADVISORS
Accountancy firm EIN2018-09-30952790665
2017 : CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$1,633,812
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$253,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$249,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$890,413
Value of total assets at end of year2017-09-30$6,993,126
Value of total assets at beginning of year2017-09-30$5,612,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$4,228
Total interest from all sources2017-09-30$5,837
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$211,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$211,793
Administrative expenses professional fees incurred2017-09-30$4,228
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$122,238
Participant contributions at end of year2017-09-30$252,007
Participant contributions at beginning of year2017-09-30$240,464
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Income. Non cash contributions2017-09-30$0
Value of net income/loss2017-09-30$1,380,160
Value of net assets at end of year (total assets less liabilities)2017-09-30$6,993,126
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$5,612,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in pooled separate accounts at end of year2017-09-30$6,315,435
Value of interest in pooled separate accounts at beginning of year2017-09-30$5,013,755
Interest on participant loans2017-09-30$5,837
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$328,708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$266,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$525,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$768,175
Employer contributions (assets) at end of year2017-09-30$96,976
Employer contributions (assets) at beginning of year2017-09-30$92,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$249,424
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30HMWC CPAS AND BUSINESS ADVISORS
Accountancy firm EIN2017-09-30952790665
2016 : CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$1,157,705
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$242,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$187,846
Expenses. Certain deemed distributions of participant loans2016-09-30$46,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$746,212
Value of total assets at end of year2016-09-30$5,612,966
Value of total assets at beginning of year2016-09-30$4,697,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$7,709
Total interest from all sources2016-09-30$6,408
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$224,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$224,358
Administrative expenses professional fees incurred2016-09-30$7,709
Was this plan covered by a fidelity bond2016-09-30No
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$112,151
Participant contributions at end of year2016-09-30$240,464
Participant contributions at beginning of year2016-09-30$265,541
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$6,131
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Income. Non cash contributions2016-09-30$0
Value of net income/loss2016-09-30$915,582
Value of net assets at end of year (total assets less liabilities)2016-09-30$5,612,966
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$4,697,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in pooled separate accounts at end of year2016-09-30$5,013,755
Value of interest in pooled separate accounts at beginning of year2016-09-30$4,079,751
Interest on participant loans2016-09-30$6,205
Interest earned on other investments2016-09-30$203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$266,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$246,906
Expenses. Payments to insurance carriers foe the provision of benefits2016-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$180,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30Yes
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$627,930
Employer contributions (assets) at end of year2016-09-30$92,313
Employer contributions (assets) at beginning of year2016-09-30$105,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$187,846
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30SINGERLEWAK LLP
Accountancy firm EIN2016-09-30952032617
2015 : CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$613,475
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$1,599,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$1,592,708
Value of total corrective distributions2015-09-30$3,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$701,129
Value of total assets at end of year2015-09-30$4,697,384
Value of total assets at beginning of year2015-09-30$5,682,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$2,680
Total interest from all sources2015-09-30$8,145
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$241,005
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$241,005
Administrative expenses professional fees incurred2015-09-30$2,680
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$80,970
Participant contributions at end of year2015-09-30$265,541
Participant contributions at beginning of year2015-09-30$351,515
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Income. Non cash contributions2015-09-30$0
Value of net income/loss2015-09-30$-985,541
Value of net assets at end of year (total assets less liabilities)2015-09-30$4,697,384
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$5,682,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in pooled separate accounts at end of year2015-09-30$4,079,751
Value of interest in pooled separate accounts at beginning of year2015-09-30$4,967,103
Interest on participant loans2015-09-30$8,145
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$246,906
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$312,878
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-336,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$620,159
Employer contributions (assets) at end of year2015-09-30$105,186
Employer contributions (assets) at beginning of year2015-09-30$51,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$1,592,708
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30SINGERLEWAK LLP
Accountancy firm EIN2015-09-30952032617

Form 5500 Responses for CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN

2021: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: CONTRACTORS AND EMPLOYEES 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number143960
Policy instance 1
Insurance contract or identification number143960
Number of Individuals Covered180
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $35,109
Total amount of fees paid to insurance companyUSD $5,927
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,029
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number143960
Policy instance 1
Insurance contract or identification number143960
Number of Individuals Covered175
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $42,896
Total amount of fees paid to insurance companyUSD $20,456
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,896
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-834197
Policy instance 1
Insurance contract or identification numberGA-834197
Number of Individuals Covered0
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,292
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?7
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number143960
Policy instance 2
Insurance contract or identification number143960
Number of Individuals Covered176
Insurance policy start date2020-06-05
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $9,686
Total amount of fees paid to insurance companyUSD $24,472
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees24472
Additional information about fees paid to insurance brokerTPA FEES & COMPENSATION
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-834197
Policy instance 1
Insurance contract or identification numberGA-834197
Number of Individuals Covered167
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,955
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3955
Additional information about fees paid to insurance brokerADMIN FEES
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-834197
Policy instance 1
Insurance contract or identification numberGA-834197
Number of Individuals Covered144
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,469
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-834197
Policy instance 1
Insurance contract or identification numberGA-834197
Number of Individuals Covered144
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $14,742
Total amount of fees paid to insurance companyUSD $2,178
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,061
Insurance broker organization code?7
Amount paid for insurance broker fees1238
Additional information about fees paid to insurance brokerADMIN FEES
Insurance broker nameMERRILL LYNCH, PRICE, FENNER

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