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THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameTHOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

THOMAS DILLON SCHAEFER A PROFESSIONAL LAW CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:THOMAS DILLON SCHAEFER A PROFESSIONAL LAW CORPORATION
Employer identification number (EIN):330940705
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-12-01
0012019-12-01
0012018-12-01
0012017-12-01
0012016-12-01THOMAS D SCHAEFER
0012015-12-01THOMAS DILLON SCHAEFER, APLC THOMAS D SCHAEFER2017-09-03
0012014-12-01THOMAS DILLON SCHAEFER, APLC THOMAS D SCHAEFER2016-09-13
0012013-12-01THOMAS DILLON SCHAEFER, APLC
0012012-12-01THOMAS D SCHAEFER
0012011-12-01THOMAS D. SCHAEFER THOMAS D. SCHAEFER2013-09-16
0012009-12-01ERNEST S. RYDER ERNEST S. RYDER2011-09-14
0012008-12-01

Plan Statistics for THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2020: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-12-011
Total number of active participants reported on line 7a of the Form 55002020-12-011
Number of retired or separated participants receiving benefits2020-12-010
Number of other retired or separated participants entitled to future benefits2020-12-010
Total of all active and inactive participants2020-12-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-010
Total participants2020-12-011
Number of participants with account balances2020-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-010
2019: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-12-011
Total number of active participants reported on line 7a of the Form 55002019-12-011
Number of retired or separated participants receiving benefits2019-12-010
Number of other retired or separated participants entitled to future benefits2019-12-010
Total of all active and inactive participants2019-12-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-010
Total participants2019-12-011
Number of participants with account balances2019-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-010
2018: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-12-011
Total number of active participants reported on line 7a of the Form 55002018-12-011
Number of retired or separated participants receiving benefits2018-12-010
Number of other retired or separated participants entitled to future benefits2018-12-010
Total of all active and inactive participants2018-12-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-010
Total participants2018-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-010
2017: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-12-011
Total number of active participants reported on line 7a of the Form 55002017-12-011
Number of retired or separated participants receiving benefits2017-12-010
Number of other retired or separated participants entitled to future benefits2017-12-010
Total of all active and inactive participants2017-12-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-010
Total participants2017-12-011
Number of participants with account balances2017-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-010
2016: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-011
Total number of active participants reported on line 7a of the Form 55002016-12-010
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-010
Total of all active and inactive participants2016-12-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-011
Total participants2016-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-010
2015: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-011
Total number of active participants reported on line 7a of the Form 55002015-12-011
Number of retired or separated participants receiving benefits2015-12-010
Number of other retired or separated participants entitled to future benefits2015-12-010
Total of all active and inactive participants2015-12-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-011
Number of participants with account balances2015-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-010
2014: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-011
Total number of active participants reported on line 7a of the Form 55002014-12-010
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-010
Total of all active and inactive participants2014-12-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-010
Number of participants with account balances2014-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-010
2013: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-011
Total number of active participants reported on line 7a of the Form 55002013-12-011
Number of retired or separated participants receiving benefits2013-12-010
Number of other retired or separated participants entitled to future benefits2013-12-010
Total of all active and inactive participants2013-12-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-011
Number of participants with account balances2013-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-011
Total number of active participants reported on line 7a of the Form 55002012-12-011
Number of retired or separated participants receiving benefits2012-12-010
Number of other retired or separated participants entitled to future benefits2012-12-010
Total of all active and inactive participants2012-12-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-011
Number of participants with account balances2012-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-011
Total number of active participants reported on line 7a of the Form 55002011-12-011
Number of retired or separated participants receiving benefits2011-12-010
Number of other retired or separated participants entitled to future benefits2011-12-010
Total of all active and inactive participants2011-12-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-011
Number of participants with account balances2011-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-010
2009: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-011
Total number of active participants reported on line 7a of the Form 55002009-12-011
Number of retired or separated participants receiving benefits2009-12-010
Number of other retired or separated participants entitled to future benefits2009-12-010
Total of all active and inactive participants2009-12-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-011
Number of participants with account balances2009-12-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-010

Financial Data on THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total income from all sources2021-11-30$0
Expenses. Total of all expenses incurred2021-11-30$4,479
Benefits paid (including direct rollovers)2021-11-30$4,479
Total plan assets at end of year2021-11-30$1,840,000
Total plan assets at beginning of year2021-11-30$1,844,479
Net income (gross income less expenses)2021-11-30$-4,479
Net plan assets at end of year (total assets less liabilities)2021-11-30$1,840,000
Net plan assets at beginning of year (total assets less liabilities)2021-11-30$1,844,479
Assets. Value of employer securities2021-11-30$1,395,180
2020 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total plan liabilities at beginning of year2020-11-30$18,479
Total income from all sources2020-11-30$91,983
Expenses. Total of all expenses incurred2020-11-30$6,909
Benefits paid (including direct rollovers)2020-11-30$6,909
Total plan assets at end of year2020-11-30$1,844,479
Total plan assets at beginning of year2020-11-30$1,777,884
Value of fidelity bond covering the plan2020-11-30$30,000
Other income received2020-11-30$91,983
Net income (gross income less expenses)2020-11-30$85,074
Net plan assets at end of year (total assets less liabilities)2020-11-30$1,844,479
Net plan assets at beginning of year (total assets less liabilities)2020-11-30$1,759,405
Assets. Value of employer securities2020-11-30$1,387,564
2019 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total plan liabilities at end of year2019-11-30$18,479
Total income from all sources2019-11-30$-193,387
Expenses. Total of all expenses incurred2019-11-30$4,651
Benefits paid (including direct rollovers)2019-11-30$4,651
Total plan assets at end of year2019-11-30$1,777,884
Total plan assets at beginning of year2019-11-30$1,957,443
Value of fidelity bond covering the plan2019-11-30$30,000
Other income received2019-11-30$-193,387
Net income (gross income less expenses)2019-11-30$-198,038
Net plan assets at end of year (total assets less liabilities)2019-11-30$1,759,405
Net plan assets at beginning of year (total assets less liabilities)2019-11-30$1,957,443
Assets. Value of employer securities2019-11-30$1,361,815
2017 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total income from all sources2017-11-30$-76,903
Expenses. Total of all expenses incurred2017-11-30$28,335
Benefits paid (including direct rollovers)2017-11-30$28,335
Total plan assets at end of year2017-11-30$2,334,021
Total plan assets at beginning of year2017-11-30$2,439,259
Value of fidelity bond covering the plan2017-11-30$30,000
Assets. Value of loans (other than to participants)2017-11-30$0
Other income received2017-11-30$-76,903
Net income (gross income less expenses)2017-11-30$-105,238
Net plan assets at end of year (total assets less liabilities)2017-11-30$2,334,021
Net plan assets at beginning of year (total assets less liabilities)2017-11-30$2,439,259
Assets. Value of employer securities2017-11-30$1,900,014
2016 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total income from all sources2016-11-30$-48,215
Expenses. Total of all expenses incurred2016-11-30$28,864
Benefits paid (including direct rollovers)2016-11-30$28,864
Total plan assets at end of year2016-11-30$2,439,259
Total plan assets at beginning of year2016-11-30$2,516,338
Value of fidelity bond covering the plan2016-11-30$30,000
Other income received2016-11-30$-48,215
Net income (gross income less expenses)2016-11-30$-77,079
Net plan assets at end of year (total assets less liabilities)2016-11-30$2,439,259
Net plan assets at beginning of year (total assets less liabilities)2016-11-30$2,516,338
Assets. Value of employer securities2016-11-30$2,005,252
2015 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total income from all sources2015-11-30$-83,550
Expenses. Total of all expenses incurred2015-11-30$37,566
Benefits paid (including direct rollovers)2015-11-30$37,566
Total plan assets at end of year2015-11-30$2,516,338
Total plan assets at beginning of year2015-11-30$2,637,454
Value of fidelity bond covering the plan2015-11-30$30,000
Other income received2015-11-30$-83,550
Net income (gross income less expenses)2015-11-30$-121,116
Net plan assets at end of year (total assets less liabilities)2015-11-30$2,516,338
Net plan assets at beginning of year (total assets less liabilities)2015-11-30$2,637,454
Assets. Value of employer securities2015-11-30$2,082,331
2014 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total income from all sources2014-11-30$-97,806
Expenses. Total of all expenses incurred2014-11-30$41,358
Benefits paid (including direct rollovers)2014-11-30$41,358
Total plan assets at end of year2014-11-30$2,637,454
Total plan assets at beginning of year2014-11-30$2,776,618
Value of fidelity bond covering the plan2014-11-30$30,000
Other income received2014-11-30$-97,806
Net income (gross income less expenses)2014-11-30$-139,164
Net plan assets at end of year (total assets less liabilities)2014-11-30$2,637,454
Net plan assets at beginning of year (total assets less liabilities)2014-11-30$2,776,618
Assets. Value of employer securities2014-11-30$2,203,447
2013 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total income from all sources2013-11-30$-168,060
Expenses. Total of all expenses incurred2013-11-30$42,470
Benefits paid (including direct rollovers)2013-11-30$42,470
Total plan assets at end of year2013-11-30$2,776,618
Total plan assets at beginning of year2013-11-30$2,987,148
Value of fidelity bond covering the plan2013-11-30$30,000
Other income received2013-11-30$-168,060
Net income (gross income less expenses)2013-11-30$-210,530
Net plan assets at end of year (total assets less liabilities)2013-11-30$2,776,618
Net plan assets at beginning of year (total assets less liabilities)2013-11-30$2,987,148
Assets. Value of employer securities2013-11-30$2,342,611
2012 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total income from all sources2012-11-30$-74,609
Total plan assets at end of year2012-11-30$2,987,148
Total plan assets at beginning of year2012-11-30$3,061,757
Value of fidelity bond covering the plan2012-11-30$30,000
Other income received2012-11-30$-74,609
Net income (gross income less expenses)2012-11-30$-74,609
Net plan assets at end of year (total assets less liabilities)2012-11-30$2,987,148
Net plan assets at beginning of year (total assets less liabilities)2012-11-30$3,061,757
Assets. Value of employer securities2012-11-30$2,553,141
2011 : THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total income from all sources2011-11-30$-93,834
Total plan assets at end of year2011-11-30$3,061,757
Total plan assets at beginning of year2011-11-30$3,155,591
Value of fidelity bond covering the plan2011-11-30$30,000
Other income received2011-11-30$-93,834
Net income (gross income less expenses)2011-11-30$-93,834
Net plan assets at end of year (total assets less liabilities)2011-11-30$3,061,757
Net plan assets at beginning of year (total assets less liabilities)2011-11-30$3,155,591
Assets. Value of employer securities2011-11-30$2,627,750

Form 5500 Responses for THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN

2020: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – TrustYes
2020-12-01Plan benefit arrangement - TrustYes
2019: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – TrustYes
2019-12-01Plan benefit arrangement - TrustYes
2018: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – TrustYes
2018-12-01Plan benefit arrangement - TrustYes
2017: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement - TrustYes
2016: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement - TrustYes
2015: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2013: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedYes
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes
2012: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2009: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement - TrustYes
2008: THOMAS DILLON SCHAEFER, APLC EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo

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