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MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 401k Plan overview

Plan NameMARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN
Plan identification number 001

MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MARK A WORFORD DDS has sponsored the creation of one or more 401k plans.

Company Name:MARK A WORFORD DDS
Employer identification number (EIN):341356720
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01MARK A WORFORD2022-05-30
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012019-01-01
0012018-01-01MARK A WORFORD
0012017-01-01MARK A WORFORD
0012016-01-01MARK A WORFORD
0012016-01-01MARK A WORFORD DDS2017-07-05
0012015-01-01MARK A WORFORD
0012014-01-01MARK A WORFORD
0012014-01-01MARK A. WORFORD, DDS
0012013-01-01MARK A WORFORD
0012012-01-01MARK A WORFORD
0012011-01-01MARK A WORFORD
0012009-01-01MARK A WORFORD
0012009-01-01MARK A WORFORD

Plan Statistics for MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN

401k plan membership statisitcs for MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN

Measure Date Value
2021: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013
Total number of active participants reported on line 7a of the Form 55002020-01-013
Total of all active and inactive participants2020-01-013
Total participants2020-01-013
Number of participants with account balances2020-01-013
2019: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013
Total number of active participants reported on line 7a of the Form 55002019-01-013
Total of all active and inactive participants2019-01-013
Total participants2019-01-013
Number of participants with account balances2019-01-013
2018: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014
Total number of active participants reported on line 7a of the Form 55002018-01-013
Total of all active and inactive participants2018-01-013
Total participants2018-01-013
Number of participants with account balances2018-01-013
2017: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014
Total number of active participants reported on line 7a of the Form 55002017-01-014
Total of all active and inactive participants2017-01-014
Total participants2017-01-014
Number of participants with account balances2017-01-014
2016: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014
Total number of active participants reported on line 7a of the Form 55002016-01-014
Total of all active and inactive participants2016-01-014
Total participants2016-01-014
Number of participants with account balances2016-01-014
2015: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-014
Total of all active and inactive participants2015-01-014
Total participants2015-01-014
Number of participants with account balances2015-01-014
2014: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014
Total number of active participants reported on line 7a of the Form 55002014-01-014
Total of all active and inactive participants2014-01-014
Total participants2014-01-014
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Number of participants with account balances2014-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-014
Total of all active and inactive participants2013-01-014
Total participants2013-01-014
2012: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-015
Total participants2012-01-015
2011: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-015
Total participants2011-01-015
2009: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-013
Total participants2009-01-013
Number of participants with account balances2009-01-013

Financial Data on MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN

Measure Date Value
2021 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$183,670
Expenses. Total of all expenses incurred2021-12-31$1,501,672
Benefits paid (including direct rollovers)2021-12-31$1,501,672
Total plan assets at end of year2021-12-31$0
Total plan assets at beginning of year2021-12-31$1,318,002
Other income received2021-12-31$183,670
Net income (gross income less expenses)2021-12-31$-1,318,002
Net plan assets at end of year (total assets less liabilities)2021-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,318,002
2020 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2020 401k financial data
Total income from all sources2020-12-31$97,217
Expenses. Total of all expenses incurred2020-12-31$0
Total plan assets at end of year2020-12-31$1,318,002
Total plan assets at beginning of year2020-12-31$1,220,785
Other income received2020-12-31$97,217
Net income (gross income less expenses)2020-12-31$97,217
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,318,002
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,220,785
2019 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2019 401k financial data
Total income from all sources2019-12-31$191,984
Total plan assets at end of year2019-12-31$1,220,785
Total plan assets at beginning of year2019-12-31$1,028,801
Other income received2019-12-31$191,984
Net income (gross income less expenses)2019-12-31$191,984
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,220,785
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,028,801
2018 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2018 401k financial data
Total income from all sources2018-12-31$-44,170
Expenses. Total of all expenses incurred2018-12-31$11,490
Benefits paid (including direct rollovers)2018-12-31$400
Total plan assets at end of year2018-12-31$1,028,801
Total plan assets at beginning of year2018-12-31$1,084,461
Other income received2018-12-31$-44,170
Net income (gross income less expenses)2018-12-31$-55,660
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,028,801
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,084,461
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$11,090
2017 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2017 401k financial data
Total income from all sources2017-12-31$144,017
Expenses. Total of all expenses incurred2017-12-31$1,232
Total plan assets at end of year2017-12-31$1,084,461
Total plan assets at beginning of year2017-12-31$941,676
Other income received2017-12-31$144,017
Net income (gross income less expenses)2017-12-31$142,785
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,084,461
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$941,676
Assets. Value of assets in partnership/joint-venture interests2017-12-31$3,174
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$1,232
2016 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2016 401k financial data
Total income from all sources2016-12-31$46,494
Expenses. Total of all expenses incurred2016-12-31$7,500
Benefits paid (including direct rollovers)2016-12-31$7,500
Total plan assets at end of year2016-12-31$941,676
Total plan assets at beginning of year2016-12-31$902,682
Other income received2016-12-31$46,494
Net income (gross income less expenses)2016-12-31$38,994
Net plan assets at end of year (total assets less liabilities)2016-12-31$941,676
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$902,682
Assets. Value of assets in partnership/joint-venture interests2016-12-31$3,174
2015 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$-39,999
Expenses. Total of all expenses incurred2015-12-31$1,251
Benefits paid (including direct rollovers)2015-12-31$1,251
Total plan assets at end of year2015-12-31$902,682
Total plan assets at beginning of year2015-12-31$943,932
Other income received2015-12-31$-39,999
Net income (gross income less expenses)2015-12-31$-41,250
Net plan assets at end of year (total assets less liabilities)2015-12-31$902,682
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$943,932
2014 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$-884,228
Expenses. Total of all expenses incurred2014-12-31$125
Benefits paid (including direct rollovers)2014-12-31$60
Total plan assets at end of year2014-12-31$23,365
Total plan assets at beginning of year2014-12-31$907,718
Value of fidelity bond covering the plan2014-12-31$0
Total contributions received or receivable from participants2014-12-31$15,238
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$-906,903
Net income (gross income less expenses)2014-12-31$-884,353
Net plan assets at end of year (total assets less liabilities)2014-12-31$23,365
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$907,718
Total contributions received or receivable from employer(s)2014-12-31$7,437
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$65
2013 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2013 401k financial data
Total income from all sources2013-12-31$141,398
Expenses. Total of all expenses incurred2013-12-31$32,038
Benefits paid (including direct rollovers)2013-12-31$32,038
Total plan assets at end of year2013-12-31$907,718
Total plan assets at beginning of year2013-12-31$798,358
Other income received2013-12-31$141,398
Net income (gross income less expenses)2013-12-31$109,360
Net plan assets at end of year (total assets less liabilities)2013-12-31$907,718
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$798,358
2012 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2012 401k financial data
Total income from all sources2012-12-31$67,966
Expenses. Total of all expenses incurred2012-12-31$5,041
Benefits paid (including direct rollovers)2012-12-31$5,041
Total plan assets at end of year2012-12-31$798,358
Total plan assets at beginning of year2012-12-31$735,433
Other income received2012-12-31$49,674
Net income (gross income less expenses)2012-12-31$62,925
Net plan assets at end of year (total assets less liabilities)2012-12-31$798,358
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$735,433
Total contributions received or receivable from employer(s)2012-12-31$18,292
2011 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2011 401k financial data
Total income from all sources2011-12-31$61,313
Total plan assets at end of year2011-12-31$735,433
Total plan assets at beginning of year2011-12-31$674,120
Other income received2011-12-31$41,636
Net income (gross income less expenses)2011-12-31$61,313
Net plan assets at end of year (total assets less liabilities)2011-12-31$735,433
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$674,120
Total contributions received or receivable from employer(s)2011-12-31$19,677
2010 : MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2010 401k financial data
Total income from all sources2010-12-31$99,295
Total plan assets at end of year2010-12-31$674,120
Total plan assets at beginning of year2010-12-31$574,825
Other income received2010-12-31$83,016
Net income (gross income less expenses)2010-12-31$99,295
Net plan assets at end of year (total assets less liabilities)2010-12-31$674,120
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$574,825
Total contributions received or receivable from employer(s)2010-12-31$16,279

Form 5500 Responses for MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN

2021: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MARK A. WORFORD SELF-EMPLOYED RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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