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THE CLEVELAND GUARDIANS 401(K) PLAN 401k Plan overview

Plan NameTHE CLEVELAND GUARDIANS 401(K) PLAN
Plan identification number 002

THE CLEVELAND GUARDIANS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CLEVELAND GUARDIANS BASEBALL COMPANY, LLC has sponsored the creation of one or more 401k plans.

Company Name:CLEVELAND GUARDIANS BASEBALL COMPANY, LLC
Employer identification number (EIN):341547452
NAIC Classification:711210
NAIC Description: Spectator Sports

Additional information about CLEVELAND GUARDIANS BASEBALL COMPANY, LLC

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1996-05-14
Company Identification Number: 942055
Legal Registered Office Address: 100 7TH AVE STE 150
-
CHARDON
United States of America (USA)
44024

More information about CLEVELAND GUARDIANS BASEBALL COMPANY, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CLEVELAND GUARDIANS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DORIELLE JACKSON
0022016-01-01SARA LEHRKE
0022015-01-01SARA LEHRKE
0022014-01-01SARA LEHRKE
0022013-01-01SARA LEHRKE
0022012-01-01SARA LEHRKE
0022011-01-01SARA LEHKRE
0022010-01-01SARA LEHRKE
0022009-01-01SARA LEHRKE

Plan Statistics for THE CLEVELAND GUARDIANS 401(K) PLAN

401k plan membership statisitcs for THE CLEVELAND GUARDIANS 401(K) PLAN

Measure Date Value
2023: THE CLEVELAND GUARDIANS 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-013,022
Total number of active participants reported on line 7a of the Form 55002023-01-013,097
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01198
Total of all active and inactive participants2023-01-013,295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-013,296
Number of participants with account balances2023-01-01822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-016
2022: THE CLEVELAND GUARDIANS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,220
Total number of active participants reported on line 7a of the Form 55002022-01-012,821
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01200
Total of all active and inactive participants2022-01-013,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-013,022
Number of participants with account balances2022-01-01776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: THE CLEVELAND GUARDIANS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,222
Total number of active participants reported on line 7a of the Form 55002021-01-013,041
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01179
Total of all active and inactive participants2021-01-013,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-013,220
Number of participants with account balances2021-01-01716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: THE CLEVELAND GUARDIANS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,134
Total number of active participants reported on line 7a of the Form 55002020-01-013,071
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01151
Total of all active and inactive participants2020-01-013,222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013,222
Number of participants with account balances2020-01-01678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: THE CLEVELAND GUARDIANS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,968
Total number of active participants reported on line 7a of the Form 55002019-01-012,995
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01139
Total of all active and inactive participants2019-01-013,134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-013,134
Number of participants with account balances2019-01-01677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: THE CLEVELAND GUARDIANS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,690
Total number of active participants reported on line 7a of the Form 55002018-01-012,839
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01129
Total of all active and inactive participants2018-01-012,968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012,968
Number of participants with account balances2018-01-01620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE CLEVELAND GUARDIANS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01793
Total number of active participants reported on line 7a of the Form 55002017-01-012,555
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01135
Total of all active and inactive participants2017-01-012,690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,690
Number of participants with account balances2017-01-01576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE CLEVELAND GUARDIANS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01776
Total number of active participants reported on line 7a of the Form 55002016-01-01557
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01236
Total of all active and inactive participants2016-01-01793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01793
Number of participants with account balances2016-01-01632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE CLEVELAND GUARDIANS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01742
Total number of active participants reported on line 7a of the Form 55002015-01-01555
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01221
Total of all active and inactive participants2015-01-01776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01776
Number of participants with account balances2015-01-01622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE CLEVELAND GUARDIANS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01614
Total number of active participants reported on line 7a of the Form 55002014-01-01511
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01146
Total of all active and inactive participants2014-01-01657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01657
Number of participants with account balances2014-01-01568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE CLEVELAND GUARDIANS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01619
Total number of active participants reported on line 7a of the Form 55002013-01-01496
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01152
Total of all active and inactive participants2013-01-01648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01648
Number of participants with account balances2013-01-01559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE CLEVELAND GUARDIANS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01580
Total number of active participants reported on line 7a of the Form 55002012-01-01461
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01159
Total of all active and inactive participants2012-01-01620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01621
Number of participants with account balances2012-01-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE CLEVELAND GUARDIANS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01548
Total number of active participants reported on line 7a of the Form 55002011-01-01482
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01118
Total of all active and inactive participants2011-01-01600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01600
Number of participants with account balances2011-01-01542
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE CLEVELAND GUARDIANS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01589
Total number of active participants reported on line 7a of the Form 55002010-01-01469
Number of other retired or separated participants entitled to future benefits2010-01-0191
Total of all active and inactive participants2010-01-01560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01560
Number of participants with account balances2010-01-01506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE CLEVELAND GUARDIANS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01615
Total number of active participants reported on line 7a of the Form 55002009-01-01465
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01119
Total of all active and inactive participants2009-01-01584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01584
Number of participants with account balances2009-01-01508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE CLEVELAND GUARDIANS 401(K) PLAN

Measure Date Value
2023 : THE CLEVELAND GUARDIANS 401(K) PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$12,953,081
Total of all expenses incurred2023-12-31$2,087,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,073,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$5,573,823
Value of total assets at end of year2023-12-31$50,867,329
Value of total assets at beginning of year2023-12-31$40,001,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$14,225
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,590,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,590,724
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$3,628,527
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$18,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$10,865,605
Value of net assets at end of year (total assets less liabilities)2023-12-31$50,867,329
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$40,001,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$6,512
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$49,064,724
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$38,333,952
Value of interest in common/collective trusts at end of year2023-12-31$1,802,605
Value of interest in common/collective trusts at beginning of year2023-12-31$1,667,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$5,741,029
Net investment gain or loss from common/collective trusts2023-12-31$47,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,926,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,073,251
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31MEADEN & MOORE LTD
Accountancy firm EIN2023-12-31341818258
2022 : THE CLEVELAND GUARDIANS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,708,425
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,030,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,024,359
Value of total corrective distributions2022-12-31$162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,097,341
Value of total assets at end of year2022-12-31$40,001,724
Value of total assets at beginning of year2022-12-31$43,740,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$6,194
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,482,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,482,348
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,175,801
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$409,341
Administrative expenses (other) incurred2022-12-31$6,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,739,140
Value of net assets at end of year (total assets less liabilities)2022-12-31$40,001,724
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$43,740,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$38,333,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$42,194,874
Value of interest in common/collective trusts at end of year2022-12-31$1,667,772
Value of interest in common/collective trusts at beginning of year2022-12-31$1,545,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,324,413
Net investment gain or loss from common/collective trusts2022-12-31$36,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,512,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,024,359
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MEADEN & MOORE LTD
Accountancy firm EIN2022-12-31341818258
2021 : THE CLEVELAND GUARDIANS 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$10,264,625
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,161,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,138,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,269,683
Value of total assets at end of year2021-12-31$43,740,864
Value of total assets at beginning of year2021-12-31$35,638,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$22,953
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,814,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,814,547
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,717,176
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$244,316
Administrative expenses (other) incurred2021-12-31$22,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,102,701
Value of net assets at end of year (total assets less liabilities)2021-12-31$43,740,864
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$35,638,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$42,194,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$34,080,428
Value of interest in common/collective trusts at end of year2021-12-31$1,545,990
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,557,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,146,285
Net investment gain or loss from common/collective trusts2021-12-31$34,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,308,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,138,971
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MEADEN & MOORE LTD
Accountancy firm EIN2021-12-31341818258
2020 : THE CLEVELAND GUARDIANS 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,630,349
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,826,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,797,108
Value of total corrective distributions2020-12-31$4,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,130,729
Value of total assets at end of year2020-12-31$35,638,163
Value of total assets at beginning of year2020-12-31$28,834,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$24,938
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$943,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$943,263
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,503,661
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$499,590
Other income not declared elsewhere2020-12-31$36,148
Administrative expenses (other) incurred2020-12-31$24,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,803,993
Value of net assets at end of year (total assets less liabilities)2020-12-31$35,638,163
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$28,834,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$34,080,428
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$27,628,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,557,735
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,205,557
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,520,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,127,478
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,797,108
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MEADEN & MOORE LTD
Accountancy firm EIN2020-12-31341818258
2019 : THE CLEVELAND GUARDIANS 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,553,659
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,405,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,403,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,242,339
Value of total assets at end of year2019-12-31$28,834,170
Value of total assets at beginning of year2019-12-31$22,686,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,718
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$902,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$902,230
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,391,272
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$50,763
Other income not declared elsewhere2019-12-31$29,782
Administrative expenses (other) incurred2019-12-31$2,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,147,714
Value of net assets at end of year (total assets less liabilities)2019-12-31$28,834,170
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,686,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$27,628,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,690,879
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,205,557
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$994,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,379,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$800,304
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,403,227
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MEADEN & MOORE LTD
Accountancy firm EIN2019-12-31341818258
2018 : THE CLEVELAND GUARDIANS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$878,606
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$837,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$816,664
Value of total corrective distributions2018-12-31$20,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,345,321
Value of total assets at end of year2018-12-31$22,686,456
Value of total assets at beginning of year2018-12-31$22,645,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$638
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,023,283
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,023,283
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,279,610
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$65,066
Other income not declared elsewhere2018-12-31$26,966
Administrative expenses (other) incurred2018-12-31$638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$41,167
Value of net assets at end of year (total assets less liabilities)2018-12-31$22,686,456
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$22,645,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$21,690,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$21,593,905
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$994,932
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,051,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,516,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$645
Employer contributions (assets) at end of year2018-12-31$645
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$816,664
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MEADEN & MOORE, LTD
Accountancy firm EIN2018-12-31341818258
2017 : THE CLEVELAND GUARDIANS 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,233,391
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,231,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,225,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,156,125
Value of total assets at end of year2017-12-31$22,645,289
Value of total assets at beginning of year2017-12-31$18,643,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,687
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$960,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$960,406
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,028,864
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$127,261
Administrative expenses (other) incurred2017-12-31$5,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,002,198
Value of net assets at end of year (total assets less liabilities)2017-12-31$22,645,289
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$18,643,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$21,593,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$17,663,808
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$979,283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,051,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,090,500
Net investment gain or loss from common/collective trusts2017-12-31$26,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,225,506
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MEADEN & MOORE, LTD
Accountancy firm EIN2017-12-31341818258
2016 : THE CLEVELAND GUARDIANS 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,646,061
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$974,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$965,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,999,078
Value of total assets at end of year2016-12-31$18,643,091
Value of total assets at beginning of year2016-12-31$15,971,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,957
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$578,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$578,969
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,991,622
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$7,456
Administrative expenses (other) incurred2016-12-31$8,957
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$1,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,671,963
Value of net assets at end of year (total assets less liabilities)2016-12-31$18,643,091
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,971,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$17,663,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$15,054,481
Value of interest in common/collective trusts at end of year2016-12-31$979,283
Value of interest in common/collective trusts at beginning of year2016-12-31$915,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,062,094
Net investment gain or loss from common/collective trusts2016-12-31$5,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$965,141
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MEADEN & MOORE, LTD
Accountancy firm EIN2016-12-31341818258
2015 : THE CLEVELAND GUARDIANS 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,493,918
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,374,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,364,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,652,068
Value of total assets at end of year2015-12-31$15,971,128
Value of total assets at beginning of year2015-12-31$15,851,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,539
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$704,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$704,425
Administrative expenses professional fees incurred2015-12-31$10,539
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,501,914
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$150,154
Other income not declared elsewhere2015-12-31$15,211
Total non interest bearing cash at end of year2015-12-31$1,148
Total non interest bearing cash at beginning of year2015-12-31$1,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$119,315
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,971,128
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,851,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$15,054,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,932,058
Value of interest in common/collective trusts at end of year2015-12-31$915,499
Value of interest in common/collective trusts at beginning of year2015-12-31$918,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-883,623
Net investment gain or loss from common/collective trusts2015-12-31$5,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,364,064
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MEADEN & MOORE, LTD
Accountancy firm EIN2015-12-31341818258
2014 : THE CLEVELAND GUARDIANS 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,395,532
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$587,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$579,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,319,241
Value of total assets at end of year2014-12-31$15,851,813
Value of total assets at beginning of year2014-12-31$14,044,214
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,678
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$651,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$651,359
Administrative expenses professional fees incurred2014-12-31$8,678
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,191,726
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$127,515
Other income not declared elsewhere2014-12-31$8,154
Total non interest bearing cash at end of year2014-12-31$1,235
Total non interest bearing cash at beginning of year2014-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,807,599
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,851,813
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,044,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,932,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,151,124
Value of interest in common/collective trusts at end of year2014-12-31$918,520
Value of interest in common/collective trusts at beginning of year2014-12-31$893,086
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$411,845
Net investment gain or loss from common/collective trusts2014-12-31$4,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$579,255
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : THE CLEVELAND GUARDIANS 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,724,353
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$581,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$575,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,143,785
Value of total assets at end of year2013-12-31$14,044,214
Value of total assets at beginning of year2013-12-31$10,901,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,977
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$432,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$432,022
Administrative expenses professional fees incurred2013-12-31$5,977
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,089,607
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$54,178
Other income not declared elsewhere2013-12-31$3,213
Total non interest bearing cash at end of year2013-12-31$4
Total non interest bearing cash at beginning of year2013-12-31$1,819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,142,983
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,044,214
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,901,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,151,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,020,887
Value of interest in common/collective trusts at end of year2013-12-31$893,086
Value of interest in common/collective trusts at beginning of year2013-12-31$878,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,137,527
Net investment gain or loss from common/collective trusts2013-12-31$7,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$575,393
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SS&G INC.
Accountancy firm EIN2013-12-31341945695
2012 : THE CLEVELAND GUARDIANS 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,751,906
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$489,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$486,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,212,561
Value of total assets at end of year2012-12-31$10,901,231
Value of total assets at beginning of year2012-12-31$8,638,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,169
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$257,173
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$257,173
Administrative expenses professional fees incurred2012-12-31$309
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,082,836
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$129,725
Other income not declared elsewhere2012-12-31$3,169
Total non interest bearing cash at end of year2012-12-31$1,819
Total non interest bearing cash at beginning of year2012-12-31$268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,262,256
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,901,231
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,638,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,020,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,832,836
Value of interest in common/collective trusts at end of year2012-12-31$878,525
Value of interest in common/collective trusts at beginning of year2012-12-31$805,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,267,524
Net investment gain or loss from common/collective trusts2012-12-31$11,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$486,481
Contract administrator fees2012-12-31$2,860
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SS&G INC.
Accountancy firm EIN2012-12-31341945695
2011 : THE CLEVELAND GUARDIANS 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,798
Total income from all sources (including contributions)2011-12-31$763,347
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$223,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$222,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,090,583
Value of total assets at end of year2011-12-31$8,638,975
Value of total assets at beginning of year2011-12-31$8,101,654
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$828
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$209,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$209,410
Administrative expenses professional fees incurred2011-12-31$828
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,081,359
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$9,224
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$2,798
Total non interest bearing cash at end of year2011-12-31$268
Total non interest bearing cash at beginning of year2011-12-31$2,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$540,119
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,638,975
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,098,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,832,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,098,780
Value of interest in common/collective trusts at end of year2011-12-31$805,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-536,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$222,400
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SS&G INC
Accountancy firm EIN2011-12-31341945695
2010 : THE CLEVELAND GUARDIANS 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,798
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,825,746
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$327,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$327,324
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,028,661
Value of total assets at end of year2010-12-31$8,101,654
Value of total assets at beginning of year2010-12-31$6,600,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$179,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$179,336
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,005,318
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$23,343
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$2,798
Total non interest bearing cash at end of year2010-12-31$2,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,498,422
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,098,856
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,600,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,098,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,600,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$617,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$327,324
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MEADEN & MOORE, LTD
Accountancy firm EIN2010-12-31341818258
2009 : THE CLEVELAND GUARDIANS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE CLEVELAND GUARDIANS 401(K) PLAN

2023: THE CLEVELAND GUARDIANS 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: THE CLEVELAND GUARDIANS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE CLEVELAND GUARDIANS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE CLEVELAND GUARDIANS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE CLEVELAND GUARDIANS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE CLEVELAND GUARDIANS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE CLEVELAND GUARDIANS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE CLEVELAND GUARDIANS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE CLEVELAND GUARDIANS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE CLEVELAND GUARDIANS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE CLEVELAND GUARDIANS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE CLEVELAND GUARDIANS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE CLEVELAND GUARDIANS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE CLEVELAND GUARDIANS 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE CLEVELAND GUARDIANS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number810705
Policy instance 1
Insurance contract or identification number810705
Number of Individuals Covered40
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number810705
Policy instance 1
Insurance contract or identification number810705
Number of Individuals Covered42
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number810705
Policy instance 1
Insurance contract or identification number810705
Number of Individuals Covered41
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number810705
Policy instance 1
Insurance contract or identification number810705
Number of Individuals Covered43
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number810705
Policy instance 1
Insurance contract or identification number810705
Number of Individuals Covered41
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number810705
Policy instance 1
Insurance contract or identification number810705
Number of Individuals Covered39
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number810705
Policy instance 1
Insurance contract or identification number810705
Number of Individuals Covered44
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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