CLEVELAND GUARDIANS BASEBALL COMPANY, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE CLEVELAND GUARDIANS 401(K) PLAN
Measure | Date | Value |
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2023 : THE CLEVELAND GUARDIANS 401(K) PLAN 2023 401k financial data |
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Total income from all sources (including contributions) | 2023-12-31 | $12,953,081 |
Total of all expenses incurred | 2023-12-31 | $2,087,476 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $2,073,251 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $5,573,823 |
Value of total assets at end of year | 2023-12-31 | $50,867,329 |
Value of total assets at beginning of year | 2023-12-31 | $40,001,724 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $14,225 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,590,724 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,590,724 |
Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
Value of fidelity bond cover | 2023-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
Contributions received from participants | 2023-12-31 | $3,628,527 |
Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $18,297 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Value of net income/loss | 2023-12-31 | $10,865,605 |
Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $50,867,329 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $40,001,724 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
Investment advisory and management fees | 2023-12-31 | $6,512 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $49,064,724 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $38,333,952 |
Value of interest in common/collective trusts at end of year | 2023-12-31 | $1,802,605 |
Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $1,667,772 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $5,741,029 |
Net investment gain or loss from common/collective trusts | 2023-12-31 | $47,505 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
Contributions received in cash from employer | 2023-12-31 | $1,926,999 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $2,073,251 |
Did the plan have assets held for investment | 2023-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
Accountancy firm name | 2023-12-31 | MEADEN & MOORE LTD |
Accountancy firm EIN | 2023-12-31 | 341818258 |
2022 : THE CLEVELAND GUARDIANS 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-1,708,425 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,030,715 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,024,359 |
Value of total corrective distributions | 2022-12-31 | $162 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $5,097,341 |
Value of total assets at end of year | 2022-12-31 | $40,001,724 |
Value of total assets at beginning of year | 2022-12-31 | $43,740,864 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $6,194 |
Total interest from all sources | 2022-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,482,348 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,482,348 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $3,175,801 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $409,341 |
Administrative expenses (other) incurred | 2022-12-31 | $6,194 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-3,739,140 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $40,001,724 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $43,740,864 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $38,333,952 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $42,194,874 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,667,772 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,545,990 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-8,324,413 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $36,299 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,512,199 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,024,359 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MEADEN & MOORE LTD |
Accountancy firm EIN | 2022-12-31 | 341818258 |
2021 : THE CLEVELAND GUARDIANS 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $10,264,625 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,161,924 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,138,971 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $4,269,683 |
Value of total assets at end of year | 2021-12-31 | $43,740,864 |
Value of total assets at beginning of year | 2021-12-31 | $35,638,163 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $22,953 |
Total interest from all sources | 2021-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,814,547 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,814,547 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,717,176 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $244,316 |
Administrative expenses (other) incurred | 2021-12-31 | $22,953 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $8,102,701 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $43,740,864 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $35,638,163 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $42,194,874 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $34,080,428 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,545,990 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $1,557,735 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,146,285 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $34,110 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,308,191 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,138,971 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MEADEN & MOORE LTD |
Accountancy firm EIN | 2021-12-31 | 341818258 |
2020 : THE CLEVELAND GUARDIANS 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $8,630,349 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,826,356 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,797,108 |
Value of total corrective distributions | 2020-12-31 | $4,310 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,130,729 |
Value of total assets at end of year | 2020-12-31 | $35,638,163 |
Value of total assets at beginning of year | 2020-12-31 | $28,834,170 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $24,938 |
Total interest from all sources | 2020-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $943,263 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $943,263 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,503,661 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $499,590 |
Other income not declared elsewhere | 2020-12-31 | $36,148 |
Administrative expenses (other) incurred | 2020-12-31 | $24,938 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,803,993 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $35,638,163 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $28,834,170 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $34,080,428 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $27,628,613 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $1,557,735 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $1,205,557 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,520,209 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,127,478 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,797,108 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MEADEN & MOORE LTD |
Accountancy firm EIN | 2020-12-31 | 341818258 |
2019 : THE CLEVELAND GUARDIANS 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $8,553,659 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,405,945 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,403,227 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,242,339 |
Value of total assets at end of year | 2019-12-31 | $28,834,170 |
Value of total assets at beginning of year | 2019-12-31 | $22,686,456 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,718 |
Total interest from all sources | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $902,230 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $902,230 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,391,272 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $50,763 |
Other income not declared elsewhere | 2019-12-31 | $29,782 |
Administrative expenses (other) incurred | 2019-12-31 | $2,718 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,147,714 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $28,834,170 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $22,686,456 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $27,628,613 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $21,690,879 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $1,205,557 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $994,932 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,379,308 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $800,304 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $645 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,403,227 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MEADEN & MOORE LTD |
Accountancy firm EIN | 2019-12-31 | 341818258 |
2018 : THE CLEVELAND GUARDIANS 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $878,606 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $837,439 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $816,664 |
Value of total corrective distributions | 2018-12-31 | $20,137 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,345,321 |
Value of total assets at end of year | 2018-12-31 | $22,686,456 |
Value of total assets at beginning of year | 2018-12-31 | $22,645,289 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $638 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,023,283 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,023,283 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,279,610 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $65,066 |
Other income not declared elsewhere | 2018-12-31 | $26,966 |
Administrative expenses (other) incurred | 2018-12-31 | $638 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $41,167 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $22,686,456 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $22,645,289 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $21,690,879 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $21,593,905 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $994,932 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $1,051,384 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,516,964 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $645 |
Employer contributions (assets) at end of year | 2018-12-31 | $645 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $816,664 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MEADEN & MOORE, LTD |
Accountancy firm EIN | 2018-12-31 | 341818258 |
2017 : THE CLEVELAND GUARDIANS 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $5,233,391 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,231,193 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,225,506 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,156,125 |
Value of total assets at end of year | 2017-12-31 | $22,645,289 |
Value of total assets at beginning of year | 2017-12-31 | $18,643,091 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $5,687 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $960,406 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $960,406 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,028,864 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $127,261 |
Administrative expenses (other) incurred | 2017-12-31 | $5,687 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,002,198 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $22,645,289 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $18,643,091 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $21,593,905 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $17,663,808 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $979,283 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $1,051,384 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,090,500 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $26,360 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,225,506 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MEADEN & MOORE, LTD |
Accountancy firm EIN | 2017-12-31 | 341818258 |
2016 : THE CLEVELAND GUARDIANS 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,646,061 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $974,098 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $965,141 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,999,078 |
Value of total assets at end of year | 2016-12-31 | $18,643,091 |
Value of total assets at beginning of year | 2016-12-31 | $15,971,128 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $8,957 |
Total interest from all sources | 2016-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $578,969 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $578,969 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,991,622 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $7,456 |
Administrative expenses (other) incurred | 2016-12-31 | $8,957 |
Total non interest bearing cash at end of year | 2016-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $1,148 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $2,671,963 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $18,643,091 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $15,971,128 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $17,663,808 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $15,054,481 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $979,283 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $915,499 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,062,094 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $5,920 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $965,141 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MEADEN & MOORE, LTD |
Accountancy firm EIN | 2016-12-31 | 341818258 |
2015 : THE CLEVELAND GUARDIANS 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,493,918 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,374,603 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,364,064 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,652,068 |
Value of total assets at end of year | 2015-12-31 | $15,971,128 |
Value of total assets at beginning of year | 2015-12-31 | $15,851,813 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $10,539 |
Total interest from all sources | 2015-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $704,425 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $704,425 |
Administrative expenses professional fees incurred | 2015-12-31 | $10,539 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,501,914 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $150,154 |
Other income not declared elsewhere | 2015-12-31 | $15,211 |
Total non interest bearing cash at end of year | 2015-12-31 | $1,148 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $1,235 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $119,315 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $15,971,128 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $15,851,813 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $15,054,481 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $14,932,058 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $915,499 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $918,520 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-883,623 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $5,837 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,364,064 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MEADEN & MOORE, LTD |
Accountancy firm EIN | 2015-12-31 | 341818258 |
2014 : THE CLEVELAND GUARDIANS 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,395,532 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $587,933 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $579,255 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,319,241 |
Value of total assets at end of year | 2014-12-31 | $15,851,813 |
Value of total assets at beginning of year | 2014-12-31 | $14,044,214 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $8,678 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $651,359 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $651,359 |
Administrative expenses professional fees incurred | 2014-12-31 | $8,678 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,191,726 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $127,515 |
Other income not declared elsewhere | 2014-12-31 | $8,154 |
Total non interest bearing cash at end of year | 2014-12-31 | $1,235 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $4 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,807,599 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $15,851,813 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $14,044,214 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $14,932,058 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $13,151,124 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $918,520 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $893,086 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $411,845 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $4,933 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $579,255 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2014-12-31 | 135381590 |
2013 : THE CLEVELAND GUARDIANS 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $3,724,353 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $581,370 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $575,393 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,143,785 |
Value of total assets at end of year | 2013-12-31 | $14,044,214 |
Value of total assets at beginning of year | 2013-12-31 | $10,901,231 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,977 |
Total interest from all sources | 2013-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $432,022 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $432,022 |
Administrative expenses professional fees incurred | 2013-12-31 | $5,977 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,089,607 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $54,178 |
Other income not declared elsewhere | 2013-12-31 | $3,213 |
Total non interest bearing cash at end of year | 2013-12-31 | $4 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $1,819 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,142,983 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $14,044,214 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $10,901,231 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $13,151,124 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $10,020,887 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $893,086 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $878,525 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,137,527 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $7,806 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $575,393 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | SS&G INC. |
Accountancy firm EIN | 2013-12-31 | 341945695 |
2012 : THE CLEVELAND GUARDIANS 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,751,906 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $489,650 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $486,481 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,212,561 |
Value of total assets at end of year | 2012-12-31 | $10,901,231 |
Value of total assets at beginning of year | 2012-12-31 | $8,638,975 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,169 |
Total interest from all sources | 2012-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $257,173 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $257,173 |
Administrative expenses professional fees incurred | 2012-12-31 | $309 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,082,836 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $129,725 |
Other income not declared elsewhere | 2012-12-31 | $3,169 |
Total non interest bearing cash at end of year | 2012-12-31 | $1,819 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $268 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,262,256 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $10,901,231 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,638,975 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $10,020,887 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,832,836 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $878,525 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $805,871 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,267,524 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $11,479 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $486,481 |
Contract administrator fees | 2012-12-31 | $2,860 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | SS&G INC. |
Accountancy firm EIN | 2012-12-31 | 341945695 |
2011 : THE CLEVELAND GUARDIANS 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $2,798 |
Total income from all sources (including contributions) | 2011-12-31 | $763,347 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $223,228 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $222,400 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,090,583 |
Value of total assets at end of year | 2011-12-31 | $8,638,975 |
Value of total assets at beginning of year | 2011-12-31 | $8,101,654 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $828 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $209,410 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $209,410 |
Administrative expenses professional fees incurred | 2011-12-31 | $828 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,081,359 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $9,224 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $2,798 |
Total non interest bearing cash at end of year | 2011-12-31 | $268 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $2,874 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $540,119 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,638,975 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $8,098,856 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,832,836 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $8,098,780 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $805,871 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-536,646 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $222,400 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | SS&G INC |
Accountancy firm EIN | 2011-12-31 | 341945695 |
2010 : THE CLEVELAND GUARDIANS 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $2,798 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,825,746 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $327,324 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $327,324 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,028,661 |
Value of total assets at end of year | 2010-12-31 | $8,101,654 |
Value of total assets at beginning of year | 2010-12-31 | $6,600,434 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $179,336 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $179,336 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,005,318 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $23,343 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $2,798 |
Total non interest bearing cash at end of year | 2010-12-31 | $2,874 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,498,422 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $8,098,856 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,600,434 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $8,098,780 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,600,434 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $617,749 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $327,324 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MEADEN & MOORE, LTD |
Accountancy firm EIN | 2010-12-31 | 341818258 |
2009 : THE CLEVELAND GUARDIANS 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |