401k Plan data: 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC plan

401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC 401k Plan overview

Plan Name	401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC
Plan identification number	002

401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PENN UNION CO. LLC has sponsored the creation of one or more 401k plans.

Company Name: PENN UNION CO. LLC

Employer identification number (EIN): 341766735

NAIC Classification: 335900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 EDWARD C SHIELDS 2024-09-24
002 2022-01-01 EDWARD SHIELDS 2023-06-06
002 2021-01-01 EDWARD SHIELDS 2022-08-17
002 2020-01-01 EDWARD C SHIELDS 2021-09-27
002 2019-01-01 ROBERT AMENDOLA 2020-07-28
002 2018-01-01 ROBERT AMENDOLA 2019-07-11
002 2017-01-01 ROBERT AMENDOLA 2018-07-25
002 2016-01-01 ROBERT AMENDOLA 2017-08-31
002 2015-01-01 ROBERT AMENDOLA 2016-08-31
002 2014-01-01 ROBERT AMENDOLA 2015-06-12 ROBERT AMENDOLA 2015-06-12
002 2013-01-01 ROBERT AMENDOLA 2014-09-30
002 2012-01-01 ROBERT AMENDOLA 2013-06-10 ROBERT AMENDOLA 2013-06-10
002 2011-01-01 ROBERT AMENDOLA 2012-07-25
002 2010-01-01 ROBERT AMENDOLA
002 2009-01-01 ROBERT AMENDOLA ROBERT AMENDOLA 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01	EDWARD C SHIELDS	2024-09-24
002	2022-01-01	EDWARD SHIELDS	2023-06-06
002	2021-01-01	EDWARD SHIELDS	2022-08-17
002	2020-01-01	EDWARD C SHIELDS	2021-09-27
002	2019-01-01	ROBERT AMENDOLA	2020-07-28
002	2018-01-01	ROBERT AMENDOLA	2019-07-11
002	2017-01-01	ROBERT AMENDOLA	2018-07-25
002	2016-01-01	ROBERT AMENDOLA	2017-08-31
002	2015-01-01	ROBERT AMENDOLA	2016-08-31
002	2014-01-01	ROBERT AMENDOLA	2015-06-12	ROBERT AMENDOLA	2015-06-12
002	2013-01-01	ROBERT AMENDOLA	2014-09-30
002	2012-01-01	ROBERT AMENDOLA	2013-06-10	ROBERT AMENDOLA	2013-06-10
002	2011-01-01	ROBERT AMENDOLA	2012-07-25
002	2010-01-01	ROBERT AMENDOLA
002	2009-01-01	ROBERT AMENDOLA		ROBERT AMENDOLA	2010-10-11

Plan Statistics for 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC

401k plan membership statisitcs for 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC

Measure Date Value
2010: 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC 2010 401k membership
Total participants, beginning-of-year 2010-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 72
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 23
Total of all active and inactive participants 2010-01-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 95
Number of participants with account balances 2010-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC 2009 401k membership
Total participants, beginning-of-year 2009-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 116
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 25
Total of all active and inactive participants 2009-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 141
Number of participants with account balances 2009-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2010: 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC 2010 401k membership
Total participants, beginning-of-year	2010-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	72
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	23
Total of all active and inactive participants	2010-01-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	95
Number of participants with account balances	2010-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC 2009 401k membership
Total participants, beginning-of-year	2009-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	116
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	25
Total of all active and inactive participants	2009-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	141
Number of participants with account balances	2009-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC

Measure	Date	Value
2010 : 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$21,861
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$281,620
Total loss/gain on sale of assets	2010-12-31	$2,186
Total of all expenses incurred	2010-12-31	$120,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$113,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$99,772
Value of total assets at end of year	2010-12-31	$2,300,265
Value of total assets at beginning of year	2010-12-31	$2,160,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,553
Total interest from all sources	2010-12-31	$4,708
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$12,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$68,349
Participant contributions at end of year	2010-12-31	$132,349
Participant contributions at beginning of year	2010-12-31	$99,692
Participant contributions at end of year	2010-12-31	$3,721
Participant contributions at beginning of year	2010-12-31	$4,313
Other income not declared elsewhere	2010-12-31	$150
Administrative expenses (other) incurred	2010-12-31	$6,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$161,437
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,300,265
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,160,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$978,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$884,708
Interest on participant loans	2010-12-31	$4,708
Value of interest in common/collective trusts at end of year	2010-12-31	$1,183,527
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,171,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$118,919
Net investment gain or loss from common/collective trusts	2010-12-31	$43,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$31,423
Employer contributions (assets) at end of year	2010-12-31	$2,460
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$12,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$113,630
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$363,637
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$361,451
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SKODA, MINOTTI, & CO.
Accountancy firm EIN	2010-12-31	341945206
2009 : 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC

2010: 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: 401(K) PLAN FOR PRODUCTION AND MAINTENANCE EMPLOYEES OF PENN UNION CO. LLC 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PENN UNION CO. LLC
Employer identification number (EIN):	341766735
NAIC Classification:	335900