Plan Name | UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
|
Company Name: | UPPER VALLEY MEDICAL CENTER |
Employer identification number (EIN): | 341850683 |
NAIC Classification: | 622000 |
NAIC Description: | Hospitals |
Additional information about UPPER VALLEY MEDICAL CENTER
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | 1926-09-10 |
Company Identification Number: | 123017 |
Legal Registered Office Address: |
110 N. MAIN ST. STE 900 DAYTON United States of America (USA) 45402 |
More information about UPPER VALLEY MEDICAL CENTER
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2012-01-01 | WILLIAM LINESCH | WILLIAM LINESCH | 2013-10-11 | |
001 | 2011-01-01 | TRACY MOSER | |||
001 | 2010-01-01 | TRACY MOSER | |||
001 | 2009-01-01 | TRACY MOSER |
Measure | Date | Value |
---|---|---|
2012: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 1,857 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
Total of all active and inactive participants | 2012-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 1,889 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 579 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 678 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 556 |
Total of all active and inactive participants | 2011-01-01 | 1,813 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 44 |
Total participants | 2011-01-01 | 1,857 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
2010: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 2,022 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 634 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 642 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 564 |
Total of all active and inactive participants | 2010-01-01 | 1,840 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 49 |
Total participants | 2010-01-01 | 1,889 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 3 |
2009: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 2,075 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 679 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 612 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 682 |
Total of all active and inactive participants | 2009-01-01 | 1,973 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 46 |
Total participants | 2009-01-01 | 2,019 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 3 |
Measure | Date | Value |
---|---|---|
2012 : UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $853,701 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $853,701 |
Total transfer of assets from this plan | 2012-12-31 | $64,568,561 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $12,093,497 |
Total loss/gain on sale of assets | 2012-12-31 | $3,704 |
Total of all expenses incurred | 2012-12-31 | $2,922,129 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,825,691 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,300,000 |
Value of total assets at end of year | 2012-12-31 | $0 |
Value of total assets at beginning of year | 2012-12-31 | $55,397,193 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $96,438 |
Total interest from all sources | 2012-12-31 | $781,814 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $849,546 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $849,546 |
Administrative expenses professional fees incurred | 2012-12-31 | $50,508 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $57,260 |
Other income not declared elsewhere | 2012-12-31 | $28,157 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $9,171,368 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $55,397,193 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $45,930 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $33,663,644 |
Interest earned on other investments | 2012-12-31 | $2,703 |
Income. Interest from US Government securities | 2012-12-31 | $225,159 |
Income. Interest from corporate debt instruments | 2012-12-31 | $553,952 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,889,965 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,889,965 |
Asset value of US Government securities at end of year | 2012-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $7,648,823 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $5,276,575 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $4,300,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,825,691 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $12,137,501 |
Did the plan have assets held for investment | 2012-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | Yes |
Aggregate proceeds on sale of assets | 2012-12-31 | $23,997,390 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $23,993,686 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2012-12-31 | 381357951 |
2011 : UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $994,116 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $994,116 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $4,838,868 |
Total loss/gain on sale of assets | 2011-12-31 | $521,895 |
Total of all expenses incurred | 2011-12-31 | $2,593,645 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,489,113 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,152,274 |
Value of total assets at end of year | 2011-12-31 | $55,397,193 |
Value of total assets at beginning of year | 2011-12-31 | $53,151,970 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $104,532 |
Total interest from all sources | 2011-12-31 | $799,127 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $660,754 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $596,933 |
Administrative expenses professional fees incurred | 2011-12-31 | $52,110 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $57,260 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $340,923 |
Other income not declared elsewhere | 2011-12-31 | $42,266 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,245,223 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $55,397,193 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $53,151,970 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $52,422 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $33,663,644 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $22,562,959 |
Interest earned on other investments | 2011-12-31 | $4,877 |
Income. Interest from US Government securities | 2011-12-31 | $384,990 |
Income. Interest from corporate debt instruments | 2011-12-31 | $409,260 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,889,965 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,620,627 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,620,627 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $0 |
Asset value of US Government securities at end of year | 2011-12-31 | $7,648,823 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $10,214,639 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-2,331,564 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $4,152,274 |
Income. Dividends from common stock | 2011-12-31 | $63,821 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,489,113 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $12,137,501 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $7,305,485 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $9,107,337 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $86,741,041 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $86,219,146 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2011-12-31 | 381357951 |
2010 : UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,467,480 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,467,480 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $8,884,366 |
Total loss/gain on sale of assets | 2010-12-31 | $9,194 |
Total of all expenses incurred | 2010-12-31 | $2,696,666 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,584,091 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,279,204 |
Value of total assets at end of year | 2010-12-31 | $53,151,970 |
Value of total assets at beginning of year | 2010-12-31 | $46,964,270 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $112,575 |
Total interest from all sources | 2010-12-31 | $871,561 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $452,765 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $295,329 |
Administrative expenses professional fees incurred | 2010-12-31 | $49,422 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,500,000 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $340,923 |
Other income not declared elsewhere | 2010-12-31 | $7,569 |
Administrative expenses (other) incurred | 2010-12-31 | $4 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $6,187,700 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $53,151,970 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $46,964,270 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $63,149 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $22,562,959 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $16,574,255 |
Income. Interest from US Government securities | 2010-12-31 | $557,871 |
Income. Interest from corporate debt instruments | 2010-12-31 | $313,662 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,620,627 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,960,122 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,960,122 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $28 |
Asset value of US Government securities at end of year | 2010-12-31 | $10,214,639 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $13,273,193 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,796,593 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $3,279,204 |
Income. Dividends from common stock | 2010-12-31 | $157,436 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,584,091 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $7,305,485 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $5,236,056 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $9,107,337 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $7,920,644 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $35,492,152 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $35,482,958 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | PLANTE & MORAN, PLLC |
Accountancy firm EIN | 2010-12-31 | 381357951 |
2012: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2012 form 5500 responses | ||
---|---|---|
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | Yes |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |