SHERMAN, CLAY & CO. has sponsored the creation of one or more 401k plans.
Additional information about SHERMAN, CLAY & CO.
Submission information for form 5500 for 401k plan AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY
401k plan membership statisitcs for AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY
| Measure | Date | Value |
|---|
| 2021: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2021 401k membership |
|---|
| Market value of plan assets | 2021-12-31 | 13,172,878 |
| Acturial value of plan assets | 2021-12-31 | 13,172,878 |
| Funding target for retired participants and beneficiaries receiving payment | 2021-12-31 | 8,860,110 |
| Number of terminated vested participants | 2021-12-31 | 52 |
| Fundng target for terminated vested participants | 2021-12-31 | 2,448,870 |
| Active participant vested funding target | 2021-12-31 | 436,433 |
| Number of active participants | 2021-12-31 | 8 |
| Total funding liabilities for active participants | 2021-12-31 | 436,433 |
| Total participant count | 2021-12-31 | 181 |
| Total funding target for all participants | 2021-12-31 | 11,745,413 |
| Balance at beginning of prior year after applicable adjustments | 2021-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2021-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2021-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2021-12-31 | 0 |
| Amount remaining of carryover balance | 2021-12-31 | 0 |
| Amount remaining of prefunding balance | 2021-12-31 | 0 |
| Present value of excess contributions | 2021-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2021-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2021-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2021-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2021-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2021-12-31 | 0 |
| Total employer contributions | 2021-12-31 | 2,000,000 |
| Total employee contributions | 2021-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2021-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2021-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-12-31 | 1,991,128 |
| Unpaid minimum required contributions for all prior years | 2021-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2021-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2021-12-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2021-12-31 | 0 |
| Waiver amortization installment | 2021-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2021-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2021-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2021-12-31 | 0 |
| Additional cash requirement | 2021-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2021-12-31 | 1,991,128 |
| Unpaid minimum required contributions for current year | 2021-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2021-12-31 | 0 |
| Total participants, beginning-of-year | 2021-01-01 | 190 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
| Total of all active and inactive participants | 2021-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2020 401k membership |
|---|
| Market value of plan assets | 2020-12-31 | 13,288,007 |
| Acturial value of plan assets | 2020-12-31 | 13,288,007 |
| Funding target for retired participants and beneficiaries receiving payment | 2020-12-31 | 9,086,905 |
| Number of terminated vested participants | 2020-12-31 | 57 |
| Fundng target for terminated vested participants | 2020-12-31 | 2,404,785 |
| Active participant vested funding target | 2020-12-31 | 676,483 |
| Number of active participants | 2020-12-31 | 9 |
| Total funding liabilities for active participants | 2020-12-31 | 676,483 |
| Total participant count | 2020-12-31 | 190 |
| Total funding target for all participants | 2020-12-31 | 12,168,173 |
| Balance at beginning of prior year after applicable adjustments | 2020-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2020-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2020-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2020-12-31 | 0 |
| Amount remaining of carryover balance | 2020-12-31 | 0 |
| Amount remaining of prefunding balance | 2020-12-31 | 0 |
| Present value of excess contributions | 2020-12-31 | 412 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-12-31 | 434 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2020-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2020-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2020-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2020-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2020-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2020-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2020-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2020-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2020-12-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2020-12-31 | 0 |
| Waiver amortization installment | 2020-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2020-12-31 | 0 |
| Additional cash requirement | 2020-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2020-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2020-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2020-12-31 | 0 |
| Total participants, beginning-of-year | 2020-01-01 | 191 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 105 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 57 |
| Total of all active and inactive participants | 2020-01-01 | 171 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 19 |
| Total participants | 2020-01-01 | 190 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2019 401k membership |
|---|
| Market value of plan assets | 2019-12-31 | 11,752,441 |
| Acturial value of plan assets | 2019-12-31 | 11,752,441 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-12-31 | 9,147,051 |
| Number of terminated vested participants | 2019-12-31 | 59 |
| Fundng target for terminated vested participants | 2019-12-31 | 2,083,916 |
| Active participant vested funding target | 2019-12-31 | 784,010 |
| Number of active participants | 2019-12-31 | 13 |
| Total funding liabilities for active participants | 2019-12-31 | 784,010 |
| Total participant count | 2019-12-31 | 196 |
| Total funding target for all participants | 2019-12-31 | 12,014,977 |
| Balance at beginning of prior year after applicable adjustments | 2019-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2019-12-31 | 0 |
| Amount remaining of carryover balance | 2019-12-31 | 0 |
| Amount remaining of prefunding balance | 2019-12-31 | 0 |
| Present value of excess contributions | 2019-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2019-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2019-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2019-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2019-12-31 | 0 |
| Total employer contributions | 2019-12-31 | 46,659 |
| Total employee contributions | 2019-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2019-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2019-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-12-31 | 43,071 |
| Unpaid minimum required contributions for all prior years | 2019-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2019-12-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2019-12-31 | 262,535 |
| Waiver amortization installment | 2019-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-12-31 | 42,659 |
| Additional cash requirement | 2019-12-31 | 42,659 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-12-31 | 43,071 |
| Unpaid minimum required contributions for current year | 2019-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2019-12-31 | 0 |
| Total participants, beginning-of-year | 2019-01-01 | 196 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 105 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 58 |
| Total of all active and inactive participants | 2019-01-01 | 176 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 15 |
| Total participants | 2019-01-01 | 191 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2018 401k membership |
|---|
| Market value of plan assets | 2018-12-31 | 13,619,494 |
| Acturial value of plan assets | 2018-12-31 | 13,619,494 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 8,670,683 |
| Number of terminated vested participants | 2018-12-31 | 68 |
| Fundng target for terminated vested participants | 2018-12-31 | 2,313,572 |
| Active participant vested funding target | 2018-12-31 | 1,341,374 |
| Number of active participants | 2018-12-31 | 15 |
| Total funding liabilities for active participants | 2018-12-31 | 1,341,374 |
| Total participant count | 2018-12-31 | 202 |
| Total funding target for all participants | 2018-12-31 | 12,325,629 |
| Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
| Amount remaining of carryover balance | 2018-12-31 | 0 |
| Amount remaining of prefunding balance | 2018-12-31 | 0 |
| Present value of excess contributions | 2018-12-31 | 390,865 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 413,496 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2018-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2018-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2018-12-31 | 0 |
| Total employer contributions | 2018-12-31 | 0 |
| Total employee contributions | 2018-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2018-12-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2018-12-31 | 0 |
| Waiver amortization installment | 2018-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Additional cash requirement | 2018-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
| Total participants, beginning-of-year | 2018-01-01 | 202 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 109 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 59 |
| Total of all active and inactive participants | 2018-01-01 | 181 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 15 |
| Total participants | 2018-01-01 | 196 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2017 401k membership |
|---|
| Market value of plan assets | 2017-12-31 | 12,081,194 |
| Acturial value of plan assets | 2017-12-31 | 12,081,194 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 8,458,328 |
| Number of terminated vested participants | 2017-12-31 | 68 |
| Fundng target for terminated vested participants | 2017-12-31 | 2,073,166 |
| Active participant vested funding target | 2017-12-31 | 1,185,737 |
| Number of active participants | 2017-12-31 | 15 |
| Total funding liabilities for active participants | 2017-12-31 | 1,185,737 |
| Total participant count | 2017-12-31 | 202 |
| Total funding target for all participants | 2017-12-31 | 11,717,231 |
| Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
| Amount remaining of carryover balance | 2017-12-31 | 0 |
| Amount remaining of prefunding balance | 2017-12-31 | 0 |
| Present value of excess contributions | 2017-12-31 | 290,056 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 307,459 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2017-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2017-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2017-12-31 | 0 |
| Total employer contributions | 2017-12-31 | 400,000 |
| Total employee contributions | 2017-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 390,865 |
| Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2017-12-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2017-12-31 | 0 |
| Waiver amortization installment | 2017-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 0 |
| Additional cash requirement | 2017-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 390,865 |
| Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
| Total participants, beginning-of-year | 2017-01-01 | 203 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 106 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 68 |
| Total of all active and inactive participants | 2017-01-01 | 189 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 13 |
| Total participants | 2017-01-01 | 202 |
| 2016: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2016 401k membership |
|---|
| Market value of plan assets | 2016-12-31 | 11,911,188 |
| Acturial value of plan assets | 2016-12-31 | 11,911,188 |
| Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 8,194,292 |
| Number of terminated vested participants | 2016-12-31 | 76 |
| Fundng target for terminated vested participants | 2016-12-31 | 2,281,574 |
| Active participant vested funding target | 2016-12-31 | 1,080,984 |
| Number of active participants | 2016-12-31 | 15 |
| Total funding liabilities for active participants | 2016-12-31 | 1,080,984 |
| Total participant count | 2016-12-31 | 204 |
| Total funding target for all participants | 2016-12-31 | 11,556,850 |
| Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
| Amount remaining of carryover balance | 2016-12-31 | 0 |
| Amount remaining of prefunding balance | 2016-12-31 | 0 |
| Present value of excess contributions | 2016-12-31 | 384,424 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 408,258 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2016-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2016-12-31 | 0 |
| Total employer contributions | 2016-12-31 | 300,000 |
| Total employee contributions | 2016-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 290,056 |
| Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2016-12-31 | 0 |
| Net shortfall amortization installment of oustanding balance | 2016-12-31 | 0 |
| Waiver amortization installment | 2016-12-31 | 0 |
| Waived amount of outstanding balance | 2016-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 0 |
| Additional cash requirement | 2016-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 290,056 |
| Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
| Total participants, beginning-of-year | 2016-01-01 | 204 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 106 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 68 |
| Total of all active and inactive participants | 2016-01-01 | 189 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 14 |
| Total participants | 2016-01-01 | 203 |
| 2015: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 213 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 107 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 76 |
| Total of all active and inactive participants | 2015-01-01 | 198 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 6 |
| Total participants | 2015-01-01 | 204 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 220 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 36 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 96 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 73 |
| Total of all active and inactive participants | 2014-01-01 | 205 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 8 |
| Total participants | 2014-01-01 | 213 |
| 2013: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 222 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 38 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 103 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 73 |
| Total of all active and inactive participants | 2013-01-01 | 214 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 6 |
| Total participants | 2013-01-01 | 220 |
| 2012: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 226 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 41 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 95 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 78 |
| Total of all active and inactive participants | 2012-01-01 | 214 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 8 |
| Total participants | 2012-01-01 | 222 |
| 2011: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 234 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 46 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 91 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 85 |
| Total of all active and inactive participants | 2011-01-01 | 222 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 4 |
| Total participants | 2011-01-01 | 226 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 248 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 52 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 94 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 85 |
| Total of all active and inactive participants | 2010-01-01 | 231 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 3 |
| Total participants | 2010-01-01 | 234 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 2 |
| 2009: AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 251 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 64 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 83 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 98 |
| Total of all active and inactive participants | 2009-01-01 | 245 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 3 |
| Total participants | 2009-01-01 | 248 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 4 |
| Measure | Date | Value |
|---|
| 2021 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2021-12-31 | $-4,976,815 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-4,976,815 |
| Total transfer of assets from this plan | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $3,561,399 |
| Total loss/gain on sale of assets | 2021-12-31 | $6,437,853 |
| Total of all expenses incurred | 2021-12-31 | $16,715,310 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $16,062,960 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,000,000 |
| Value of total assets at end of year | 2021-12-31 | $19,167 |
| Value of total assets at beginning of year | 2021-12-31 | $13,173,078 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $652,350 |
| Total interest from all sources | 2021-12-31 | $16,924 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $83,437 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2021-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $6,815 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $0 |
| Administrative expenses (other) incurred | 2021-12-31 | $0 |
| Total non interest bearing cash at end of year | 2021-12-31 | $19,167 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $236,117 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-13,153,911 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $19,167 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $13,173,078 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $562,603 |
| Interest earned on other investments | 2021-12-31 | $0 |
| Income. Interest from US Government securities | 2021-12-31 | $9,329 |
| Income. Interest from corporate debt instruments | 2021-12-31 | $7,595 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $116,670 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $116,670 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $15,299,151 |
| Asset value of US Government securities at end of year | 2021-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2021-12-31 | $822,780 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $2,000,000 |
| Employer contributions (assets) at end of year | 2021-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $200 |
| Income. Dividends from common stock | 2021-12-31 | $83,437 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $763,809 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $499,755 |
| Contract administrator fees | 2021-12-31 | $89,747 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $11,490,741 |
| Did the plan have assets held for investment | 2021-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Aggregate proceeds on sale of assets | 2021-12-31 | $13,537,354 |
| Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $7,099,501 |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2021-12-31 | 946357165 |
| 2020 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $250,712 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $250,712 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $765,545 |
| Total loss/gain on sale of assets | 2020-12-31 | $318,985 |
| Total of all expenses incurred | 2020-12-31 | $880,033 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $880,033 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $200 |
| Value of total assets at end of year | 2020-12-31 | $13,173,078 |
| Value of total assets at beginning of year | 2020-12-31 | $13,287,566 |
| Total interest from all sources | 2020-12-31 | $42,757 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $152,891 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $200 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $6,815 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $10,536 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $0 |
| Total non interest bearing cash at end of year | 2020-12-31 | $236,117 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $197,020 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-114,488 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $13,173,078 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $13,287,566 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Income. Interest from US Government securities | 2020-12-31 | $27,197 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $12,912 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $116,670 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $532,858 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $532,858 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $2,648 |
| Asset value of US Government securities at end of year | 2020-12-31 | $822,780 |
| Asset value of US Government securities at beginning of year | 2020-12-31 | $1,499,203 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Employer contributions (assets) at end of year | 2020-12-31 | $200 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $44,956 |
| Income. Dividends from common stock | 2020-12-31 | $152,891 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $880,033 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $499,755 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $497,129 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $11,490,741 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $10,505,864 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $2,664,534 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $2,345,549 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2020-12-31 | 946357165 |
| 2019 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $792,079 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $792,079 |
| Total income from all sources (including contributions) | 2019-12-31 | $2,418,398 |
| Total loss/gain on sale of assets | 2019-12-31 | $1,346,515 |
| Total of all expenses incurred | 2019-12-31 | $883,273 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $883,273 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $45,162 |
| Value of total assets at end of year | 2019-12-31 | $13,287,566 |
| Value of total assets at beginning of year | 2019-12-31 | $11,752,441 |
| Total interest from all sources | 2019-12-31 | $72,757 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $161,885 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Assets. Real estate other than employer real property at beginning of year | 2019-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,503 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $10,536 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $13,208 |
| Total non interest bearing cash at end of year | 2019-12-31 | $197,020 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $183,500 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $1,535,125 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $13,287,566 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $11,752,441 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Income. Interest from US Government securities | 2019-12-31 | $25,984 |
| Income. Interest from corporate debt instruments | 2019-12-31 | $37,912 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $532,858 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $592,880 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $592,880 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $8,861 |
| Asset value of US Government securities at end of year | 2019-12-31 | $1,499,203 |
| Asset value of US Government securities at beginning of year | 2019-12-31 | $1,286,722 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $42,659 |
| Employer contributions (assets) at end of year | 2019-12-31 | $44,956 |
| Income. Dividends from common stock | 2019-12-31 | $161,885 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $883,273 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $497,129 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $1,449,658 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $10,505,864 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $8,226,473 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Aggregate proceeds on sale of assets | 2019-12-31 | $5,226,693 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $3,880,178 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2019-12-31 | 946357165 |
| 2018 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-1,304,295 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-1,304,295 |
| Total income from all sources (including contributions) | 2018-12-31 | $-1,006,402 |
| Total loss/gain on sale of assets | 2018-12-31 | $19,170 |
| Total of all expenses incurred | 2018-12-31 | $860,650 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $860,650 |
| Value of total assets at end of year | 2018-12-31 | $11,752,441 |
| Value of total assets at beginning of year | 2018-12-31 | $13,619,493 |
| Total interest from all sources | 2018-12-31 | $78,617 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $199,438 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2018-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $13,208 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $23,761 |
| Other income not declared elsewhere | 2018-12-31 | $668 |
| Total non interest bearing cash at end of year | 2018-12-31 | $183,500 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $164,459 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,867,052 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $11,752,441 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $13,619,493 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Interest earned on other investments | 2018-12-31 | $0 |
| Income. Interest from US Government securities | 2018-12-31 | $27,385 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $50,721 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $592,880 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $637,930 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $637,930 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $511 |
| Asset value of US Government securities at end of year | 2018-12-31 | $1,286,722 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $1,730,084 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Income. Dividends from common stock | 2018-12-31 | $199,438 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $860,650 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $1,449,658 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $1,691,895 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $8,226,473 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $9,371,364 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $1,196,091 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $1,176,921 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2018-12-31 | 946357165 |
| 2017 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $1,164,166 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $1,164,166 |
| Total income from all sources (including contributions) | 2017-12-31 | $2,377,220 |
| Total loss/gain on sale of assets | 2017-12-31 | $537,687 |
| Total of all expenses incurred | 2017-12-31 | $838,921 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $838,921 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $400,000 |
| Value of total assets at end of year | 2017-12-31 | $13,619,493 |
| Value of total assets at beginning of year | 2017-12-31 | $12,081,194 |
| Total interest from all sources | 2017-12-31 | $87,827 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $187,540 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $23,761 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $35,664 |
| Total non interest bearing cash at end of year | 2017-12-31 | $164,459 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $131,332 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $1,538,299 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $13,619,493 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $12,081,194 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Income. Interest from US Government securities | 2017-12-31 | $26,812 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $60,283 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $637,930 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $429,419 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $429,419 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $732 |
| Asset value of US Government securities at end of year | 2017-12-31 | $1,730,084 |
| Asset value of US Government securities at beginning of year | 2017-12-31 | $1,891,577 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $400,000 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
| Income. Dividends from common stock | 2017-12-31 | $187,540 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $838,921 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $1,691,895 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $1,928,148 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $9,371,364 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $7,665,054 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $2,096,448 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $1,558,761 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2017-12-31 | 946357165 |
| 2016 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $265,090 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $265,090 |
| Total income from all sources (including contributions) | 2016-12-31 | $966,151 |
| Total loss/gain on sale of assets | 2016-12-31 | $115,166 |
| Total of all expenses incurred | 2016-12-31 | $813,807 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $813,807 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $300,000 |
| Value of total assets at end of year | 2016-12-31 | $12,081,194 |
| Value of total assets at beginning of year | 2016-12-31 | $11,928,850 |
| Total interest from all sources | 2016-12-31 | $97,358 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $188,537 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $35,664 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $32,191 |
| Total non interest bearing cash at end of year | 2016-12-31 | $131,332 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $80,590 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $152,344 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $12,081,194 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,928,850 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Income. Interest from US Government securities | 2016-12-31 | $34,860 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $62,327 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $429,419 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $328,128 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $328,128 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $171 |
| Asset value of US Government securities at end of year | 2016-12-31 | $1,891,577 |
| Asset value of US Government securities at beginning of year | 2016-12-31 | $2,069,961 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $300,000 |
| Employer contributions (assets) at end of year | 2016-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $100,000 |
| Income. Dividends from common stock | 2016-12-31 | $188,537 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $813,807 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $1,928,148 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $2,097,490 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $7,665,054 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $7,220,490 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Aggregate proceeds on sale of assets | 2016-12-31 | $2,004,395 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $1,889,229 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2016-12-31 | 946357165 |
| 2015 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $5,382 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $5,382 |
| Total income from all sources (including contributions) | 2015-12-31 | $869,461 |
| Total loss/gain on sale of assets | 2015-12-31 | $187,153 |
| Total of all expenses incurred | 2015-12-31 | $757,129 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $757,129 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $400,000 |
| Value of total assets at end of year | 2015-12-31 | $11,928,850 |
| Value of total assets at beginning of year | 2015-12-31 | $11,816,518 |
| Total interest from all sources | 2015-12-31 | $98,832 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $178,094 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $3,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $32,191 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $29,116 |
| Total non interest bearing cash at end of year | 2015-12-31 | $80,590 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $92,968 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $112,332 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,928,850 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $11,816,518 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Income. Interest from US Government securities | 2015-12-31 | $37,322 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $61,434 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $328,128 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $248,007 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $248,007 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $76 |
| Asset value of US Government securities at end of year | 2015-12-31 | $2,069,961 |
| Asset value of US Government securities at beginning of year | 2015-12-31 | $2,265,112 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $400,000 |
| Employer contributions (assets) at end of year | 2015-12-31 | $100,000 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $100,000 |
| Income. Dividends from common stock | 2015-12-31 | $178,094 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $757,129 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $2,097,490 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $2,135,240 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $7,220,490 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $6,946,075 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $1,902,478 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $1,715,325 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2015-12-31 | 946357165 |
| 2014 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2014-12-31 | $96,700 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $96,700 |
| Total income from all sources (including contributions) | 2014-12-31 | $751,818 |
| Total loss/gain on sale of assets | 2014-12-31 | $-16,266 |
| Total of all expenses incurred | 2014-12-31 | $708,203 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $708,203 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $400,000 |
| Value of total assets at end of year | 2014-12-31 | $11,816,518 |
| Value of total assets at beginning of year | 2014-12-31 | $11,772,903 |
| Total interest from all sources | 2014-12-31 | $98,442 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $172,942 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Participant contributions at end of year | 2014-12-31 | $0 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $29,116 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $29,186 |
| Total non interest bearing cash at end of year | 2014-12-31 | $92,968 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $97,418 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $43,615 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $11,816,518 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $11,772,903 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Income. Interest from US Government securities | 2014-12-31 | $35,692 |
| Income. Interest from corporate debt instruments | 2014-12-31 | $62,645 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $248,007 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $136,510 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $136,510 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $105 |
| Asset value of US Government securities at end of year | 2014-12-31 | $2,265,112 |
| Asset value of US Government securities at beginning of year | 2014-12-31 | $2,630,600 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $400,000 |
| Employer contributions (assets) at end of year | 2014-12-31 | $100,000 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $100,000 |
| Income. Dividends from common stock | 2014-12-31 | $172,942 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $708,203 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $2,135,240 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $1,960,181 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $6,946,075 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $6,819,008 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $1,461,187 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $1,477,453 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2014-12-31 | 946357165 |
| 2013 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $1,022,192 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $1,022,192 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,763,812 |
| Total loss/gain on sale of assets | 2013-12-31 | $63,996 |
| Total of all expenses incurred | 2013-12-31 | $696,831 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $696,831 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $400,000 |
| Value of total assets at end of year | 2013-12-31 | $11,772,903 |
| Value of total assets at beginning of year | 2013-12-31 | $10,705,922 |
| Total interest from all sources | 2013-12-31 | $113,667 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $163,957 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $29,186 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $36,458 |
| Total non interest bearing cash at end of year | 2013-12-31 | $97,418 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $87,284 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,066,981 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $11,772,903 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $10,705,922 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Income. Interest from US Government securities | 2013-12-31 | $39,381 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $74,170 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $136,510 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $261,918 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $261,918 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $116 |
| Asset value of US Government securities at end of year | 2013-12-31 | $2,630,600 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $2,621,666 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $400,000 |
| Employer contributions (assets) at end of year | 2013-12-31 | $100,000 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $106,250 |
| Income. Dividends from common stock | 2013-12-31 | $163,957 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $696,831 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $1,960,181 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $2,107,631 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $6,819,008 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $5,484,715 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $4,739,071 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $4,675,075 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2013-12-31 | 946357165 |
| 2012 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $1,028,240 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $1,028,240 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,884,525 |
| Total loss/gain on sale of assets | 2012-12-31 | $106,211 |
| Total of all expenses incurred | 2012-12-31 | $649,396 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $649,396 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $461,191 |
| Value of total assets at end of year | 2012-12-31 | $10,705,922 |
| Value of total assets at beginning of year | 2012-12-31 | $9,470,793 |
| Total interest from all sources | 2012-12-31 | $135,499 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $153,384 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $36,458 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $37,399 |
| Total non interest bearing cash at end of year | 2012-12-31 | $87,284 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $66,474 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,235,129 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $10,705,922 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $9,470,793 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Income. Interest from US Government securities | 2012-12-31 | $53,523 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $81,551 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $261,918 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $303,446 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $303,446 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $425 |
| Asset value of US Government securities at end of year | 2012-12-31 | $2,621,666 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $2,130,414 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $461,191 |
| Employer contributions (assets) at end of year | 2012-12-31 | $106,250 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $95,748 |
| Income. Dividends from common stock | 2012-12-31 | $153,384 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $649,396 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $2,107,631 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $2,429,884 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $5,484,715 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $4,407,428 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $2,134,465 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $2,028,254 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2012-12-31 | 946357165 |
| 2011 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $391,104 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $391,104 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $887,113 |
| Total loss/gain on sale of assets | 2011-12-31 | $-186,697 |
| Total of all expenses incurred | 2011-12-31 | $590,249 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $590,249 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $382,992 |
| Value of total assets at end of year | 2011-12-31 | $9,470,793 |
| Value of total assets at beginning of year | 2011-12-31 | $9,173,929 |
| Total interest from all sources | 2011-12-31 | $173,596 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $126,118 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $37,399 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $38,197 |
| Total non interest bearing cash at end of year | 2011-12-31 | $66,474 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $55,817 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $296,864 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $9,470,793 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $9,173,929 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Income. Interest from US Government securities | 2011-12-31 | $65,886 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $106,799 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $303,446 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $492,138 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $492,138 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $911 |
| Asset value of US Government securities at end of year | 2011-12-31 | $2,130,414 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $1,703,504 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $382,992 |
| Employer contributions (assets) at end of year | 2011-12-31 | $95,748 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $98,347 |
| Income. Dividends from common stock | 2011-12-31 | $126,118 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $590,249 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $2,429,884 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $2,897,323 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $4,407,428 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $3,888,603 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $691,014 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $877,711 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2011-12-31 | 946357165 |
| 2010 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $454,507 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $454,507 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,305,217 |
| Total loss/gain on sale of assets | 2010-12-31 | $156,498 |
| Total of all expenses incurred | 2010-12-31 | $475,444 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $475,444 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $393,388 |
| Value of total assets at end of year | 2010-12-31 | $9,173,929 |
| Value of total assets at beginning of year | 2010-12-31 | $8,344,156 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $191,918 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $108,906 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $38,197 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $59,054 |
| Total non interest bearing cash at end of year | 2010-12-31 | $55,817 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $35,027 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $829,773 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $9,173,929 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $8,344,156 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Income. Interest from US Government securities | 2010-12-31 | $66,332 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $124,884 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $492,138 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $76,310 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $76,310 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $702 |
| Asset value of US Government securities at end of year | 2010-12-31 | $1,703,504 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $1,950,088 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $393,388 |
| Employer contributions (assets) at end of year | 2010-12-31 | $98,347 |
| Income. Dividends from common stock | 2010-12-31 | $108,906 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $475,444 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $2,897,323 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $2,873,183 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $3,888,603 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $3,350,494 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $4,030,744 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $3,874,246 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MOWAT, MACKIE & ANDERSON, LLP |
| Accountancy firm EIN | 2010-12-31 | 946357165 |
| 2009 : AMENDED AND RESTATED RETIREMENT PLAN FOR SHERMAN, CLAY & COMPANY 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
