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RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 401k Plan overview

Plan NameRICHARD D. ZEPH, M.D. PROFIT SHARING PLAN
Plan identification number 001

RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

RICHARD D. ZEPH, M.D. has sponsored the creation of one or more 401k plans.

Company Name:RICHARD D. ZEPH, M.D.
Employer identification number (EIN):351753939
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01DR. RICHARD D. ZEPH2024-07-05 DR. RICHARD D. ZEPH2024-07-05
0012022-01-01RICHARD D. ZEPH2023-08-15 RICHARD D. ZEPH2023-08-15
0012021-01-01RICHARD D. ZEPH, M.D.2022-07-01 RICHARD D. ZEPH, M.D.2022-07-01
0012020-01-01RICHARD ZEPH2021-05-18 RICHARD ZEPH2021-05-18
0012019-01-01RICHARD D. ZEPH2020-09-25 RICHARD D. ZEPH2020-09-25
0012018-01-01RICHARD D. ZEPH2019-10-02 RICHARD D. ZEPH2019-10-02
0012017-01-01RICHARD D. ZEPH2018-09-28 RICHARD D. ZEPH2018-09-28
0012016-01-01RICHARD D. ZEPH2017-10-11 RICHARD D. ZEPH2017-10-11
0012016-01-01RICHARD D. ZEPH2017-10-05 RICHARD D. ZEPH2017-10-05
0012015-01-01RICHARD ZEPH2016-10-12 RICHARD ZEPH2016-10-12
0012014-01-01RICHARD D. ZEPH, M.D.2015-10-13
0012013-01-01RICHARD D. ZEPH, M.D.
0012012-01-01RICHARD D. ZEPH, M.D.
0012011-01-01RICHARD D. ZEPH, M.D.
0012009-01-01RICHARD D. ZEPH, M.D.

Plan Statistics for RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN

401k plan membership statisitcs for RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN

Measure Date Value
2013: RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013
Number of participants with account balances2013-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013
Number of participants with account balances2012-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013
Total number of active participants reported on line 7a of the Form 55002011-01-013
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013
Number of participants with account balances2011-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-013
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013
Number of participants with account balances2009-01-013

Financial Data on RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN

Measure Date Value
2013 : RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$72,467
Expenses. Total of all expenses incurred2013-12-31$7,667
Total plan assets at end of year2013-12-31$515,806
Total plan assets at beginning of year2013-12-31$451,006
Value of fidelity bond covering the plan2013-12-31$40,000
Expenses. Other expenses not covered elsewhere2013-12-31$7,667
Other income received2013-12-31$52,967
Net income (gross income less expenses)2013-12-31$64,800
Net plan assets at end of year (total assets less liabilities)2013-12-31$515,806
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$451,006
Assets. Value of participant loans2013-12-31$26,745
Total contributions received or receivable from employer(s)2013-12-31$19,500
2012 : RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$81,122
Expenses. Total of all expenses incurred2012-12-31$2,998
Total plan assets at end of year2012-12-31$451,006
Total plan assets at beginning of year2012-12-31$372,882
Value of fidelity bond covering the plan2012-12-31$40,000
Expenses. Other expenses not covered elsewhere2012-12-31$2,998
Other income received2012-12-31$71,122
Net income (gross income less expenses)2012-12-31$78,124
Net plan assets at end of year (total assets less liabilities)2012-12-31$451,006
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$372,882
Assets. Value of participant loans2012-12-31$36,554
Total contributions received or receivable from employer(s)2012-12-31$10,000
2011 : RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$178
Expenses. Total of all expenses incurred2011-12-31$3,552
Total plan assets at end of year2011-12-31$372,882
Total plan assets at beginning of year2011-12-31$376,256
Value of fidelity bond covering the plan2011-12-31$40,000
Expenses. Other expenses not covered elsewhere2011-12-31$3,552
Contributions received from other sources (not participants or employers)2011-12-31$1,798
Other income received2011-12-31$-1,620
Net income (gross income less expenses)2011-12-31$-3,374
Net plan assets at end of year (total assets less liabilities)2011-12-31$372,882
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$376,256
Assets. Value of participant loans2011-12-31$50,000
2010 : RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$78,985
Total plan assets at end of year2010-12-31$376,256
Total plan assets at beginning of year2010-12-31$297,271
Value of fidelity bond covering the plan2010-12-31$40,000
Contributions received from other sources (not participants or employers)2010-12-31$12
Other income received2010-12-31$78,973
Net income (gross income less expenses)2010-12-31$78,985
Net plan assets at end of year (total assets less liabilities)2010-12-31$376,256
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$297,271

Form 5500 Responses for RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN

2013: RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RICHARD D. ZEPH, M.D. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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