401k Plan data: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN plan

BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 401k Plan overview

Plan Name	BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN
Plan identification number	002

BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
The employer maintaining this ESOP is an S Corporation
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

BAUMGARTNER & COMPANY, LLC has sponsored the creation of one or more 401k plans.

Company Name: BAUMGARTNER & COMPANY, LLC

Employer identification number (EIN): 351889453

NAIC Classification: 237310
NAIC Description: Highway, Street, and Bridge Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01

Plan Statistics for BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN

401k plan membership statisitcs for BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN

Measure Date Value
2023: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 76
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 70
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 18
Total of all active and inactive participants 2023-01-01 88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 1
Total participants 2023-01-01 89
Number of participants with account balances 2023-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 1
2022: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 78
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 72
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 3
Total of all active and inactive participants 2022-01-01 75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 75
Number of participants with account balances 2022-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 9
2021: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 75
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 74
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 3
Total of all active and inactive participants 2021-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 78
Number of participants with account balances 2021-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 8
2020: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 72
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 70
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 4
Total of all active and inactive participants 2020-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 75
Number of participants with account balances 2020-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 56
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 66
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 5
Total of all active and inactive participants 2019-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 71
Number of participants with account balances 2019-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 5
2018: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 54
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1
Total of all active and inactive participants 2018-01-01 55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 55
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1

Measure	Date	Value
2023: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	76
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	70
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	18
Total of all active and inactive participants	2023-01-01	88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	1
Total participants	2023-01-01	89
Number of participants with account balances	2023-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	1
2022: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	78
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	72
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	3
Total of all active and inactive participants	2022-01-01	75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	75
Number of participants with account balances	2022-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	9
2021: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	75
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	74
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	3
Total of all active and inactive participants	2021-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	78
Number of participants with account balances	2021-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	8
2020: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	72
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	70
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	4
Total of all active and inactive participants	2020-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	75
Number of participants with account balances	2020-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	56
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	66
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	5
Total of all active and inactive participants	2019-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	71
Number of participants with account balances	2019-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	5
2018: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	54
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1
Total of all active and inactive participants	2018-01-01	55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	55
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1

Financial Data on BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN

Measure	Date	Value
2023 : BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2023 401k financial data
Total plan liabilities at end of year	2023-12-31	$0
Total plan liabilities at beginning of year	2023-12-31	$0
Total income from all sources	2023-12-31	$4,357,342
Expenses. Total of all expenses incurred	2023-12-31	$365,391
Benefits paid (including direct rollovers)	2023-12-31	$241,045
Total plan assets at end of year	2023-12-31	$23,092,654
Total plan assets at beginning of year	2023-12-31	$19,100,703
Value of fidelity bond covering the plan	2023-12-31	$1,000,000
Total contributions received or receivable from participants	2023-12-31	$0
Contributions received from other sources (not participants or employers)	2023-12-31	$0
Other income received	2023-12-31	$4,357,342
Net income (gross income less expenses)	2023-12-31	$3,991,951
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$23,092,654
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$19,100,703
Assets. Value of employer securities	2023-12-31	$0
Total contributions received or receivable from employer(s)	2023-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$124,346
2022 : BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2022 401k financial data
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$8,669,775
Total income from all sources	2022-12-31	$14,144,994
Expenses. Total of all expenses incurred	2022-12-31	$54,620
Total plan assets at end of year	2022-12-31	$19,100,703
Total plan assets at beginning of year	2022-12-31	$13,680,104
Value of fidelity bond covering the plan	2022-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2022-12-31	$8,522
Other income received	2022-12-31	$14,144,994
Net income (gross income less expenses)	2022-12-31	$14,090,374
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$19,100,703
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$5,010,329
Assets. Value of employer securities	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$46,098
2021 : BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2021 401k financial data
Total plan liabilities at end of year	2021-12-31	$8,669,775
Total plan liabilities at beginning of year	2021-12-31	$9,310,723
Total income from all sources	2021-12-31	$1,801,431
Expenses. Total of all expenses incurred	2021-12-31	$380,483
Benefits paid (including direct rollovers)	2021-12-31	$107,423
Total plan assets at end of year	2021-12-31	$13,680,104
Total plan assets at beginning of year	2021-12-31	$12,900,104
Value of fidelity bond covering the plan	2021-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2021-12-31	$273,060
Other income received	2021-12-31	$780,000
Net income (gross income less expenses)	2021-12-31	$1,420,948
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$5,010,329
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$3,589,381
Assets. Value of employer securities	2021-12-31	$13,680,000
Total contributions received or receivable from employer(s)	2021-12-31	$1,021,431
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$9,310,723
Total plan liabilities at beginning of year	2020-12-31	$9,932,735
Total income from all sources	2020-12-31	$3,503,047
Expenses. Total of all expenses incurred	2020-12-31	$341,034
Benefits paid (including direct rollovers)	2020-12-31	$49,039
Total plan assets at end of year	2020-12-31	$12,900,104
Total plan assets at beginning of year	2020-12-31	$10,360,103
Value of fidelity bond covering the plan	2020-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2020-12-31	$291,995
Other income received	2020-12-31	$2,540,000
Net income (gross income less expenses)	2020-12-31	$3,162,013
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$3,589,381
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$427,368
Assets. Value of employer securities	2020-12-31	$12,900,000
Total contributions received or receivable from employer(s)	2020-12-31	$963,047
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$9,932,735
Total plan liabilities at beginning of year	2019-12-31	$10,536,371
Total income from all sources	2019-12-31	$4,865,583
Expenses. Total of all expenses incurred	2019-12-31	$311,945
Benefits paid (including direct rollovers)	2019-12-31	$1,574
Total plan assets at end of year	2019-12-31	$10,360,103
Total plan assets at beginning of year	2019-12-31	$6,410,101
Value of fidelity bond covering the plan	2019-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2019-12-31	$310,371
Other income received	2019-12-31	$3,950,000
Net income (gross income less expenses)	2019-12-31	$4,553,638
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$427,368
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$-4,126,270
Assets. Value of employer securities	2019-12-31	$10,360,000
Total contributions received or receivable from employer(s)	2019-12-31	$915,583
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$10,536,371
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-3,904,393
Expenses. Total of all expenses incurred	2018-12-31	$221,877
Total plan assets at end of year	2018-12-31	$6,410,101
Total plan assets at beginning of year	2018-12-31	$0
Value of fidelity bond covering the plan	2018-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$221,776
Other income received	2018-12-31	$-4,589,899
Net income (gross income less expenses)	2018-12-31	$-4,126,270
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$-4,126,270
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$0
Assets. Value of employer securities	2018-12-31	$6,410,000
Total contributions received or receivable from employer(s)	2018-12-31	$685,506
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$101
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0

Form 5500 Responses for BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN

2023: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: BAUMGARTNER & COMPANY, LLC PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	First time form 5500 has been submitted	Yes
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	BAUMGARTNER & COMPANY, LLC
Employer identification number (EIN):	351889453
NAIC Classification:	237310
NAIC Description:	Highway, Street, and Bridge Construction