401k Plan data: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY plan

RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 401k Plan overview

Plan Name	RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY
Plan identification number	001

RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

R.R. DONNELLEY has sponsored the creation of one or more 401k plans.

Company Name: R.R. DONNELLEY

Employer identification number (EIN): 361004130

NAIC Classification: 323100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 ANNE PEASE ANNE PEASE 2014-10-08
001 2012-01-01 ANNE PEASE ANNE PEASE 2013-10-15
001 2011-01-01 ANNE PEASE
001 2009-01-01 ANNE PEASE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	ANNE PEASE	ANNE PEASE	2014-10-08
001	2012-01-01	ANNE PEASE	ANNE PEASE	2013-10-15
001	2011-01-01	ANNE PEASE
001	2009-01-01	ANNE PEASE

Plan Statistics for RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY

401k plan membership statisitcs for RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY

Measure Date Value
2013: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2013 401k membership
Total participants, beginning-of-year 2013-01-01 69,068
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2012 401k membership
Total participants, beginning-of-year 2012-01-01 46,965
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 18,191
Number of retired or separated participants receiving benefits 2012-01-01 10,881
Number of other retired or separated participants entitled to future benefits 2012-01-01 13,912
Total of all active and inactive participants 2012-01-01 42,984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1,713
Total participants 2012-01-01 44,697
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 286
2011: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2011 401k membership
Total participants, beginning-of-year 2011-01-01 47,727
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 20,398
Number of retired or separated participants receiving benefits 2011-01-01 10,402
Number of other retired or separated participants entitled to future benefits 2011-01-01 13,594
Total of all active and inactive participants 2011-01-01 44,394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1,665
Total participants 2011-01-01 46,059
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1,342
2009: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2009 401k membership
Total participants, beginning-of-year 2009-01-01 41,995
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 19,384
Number of retired or separated participants receiving benefits 2009-01-01 7,689
Number of other retired or separated participants entitled to future benefits 2009-01-01 10,269
Total of all active and inactive participants 2009-01-01 37,342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1,394
Total participants 2009-01-01 38,736
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1,499

Measure	Date	Value
2013: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2013 401k membership
Total participants, beginning-of-year	2013-01-01	69,068
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2012 401k membership
Total participants, beginning-of-year	2012-01-01	46,965
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	18,191
Number of retired or separated participants receiving benefits	2012-01-01	10,881
Number of other retired or separated participants entitled to future benefits	2012-01-01	13,912
Total of all active and inactive participants	2012-01-01	42,984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1,713
Total participants	2012-01-01	44,697
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	286
2011: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2011 401k membership
Total participants, beginning-of-year	2011-01-01	47,727
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	20,398
Number of retired or separated participants receiving benefits	2011-01-01	10,402
Number of other retired or separated participants entitled to future benefits	2011-01-01	13,594
Total of all active and inactive participants	2011-01-01	44,394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1,665
Total participants	2011-01-01	46,059
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1,342
2009: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2009 401k membership
Total participants, beginning-of-year	2009-01-01	41,995
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	19,384
Number of retired or separated participants receiving benefits	2009-01-01	7,689
Number of other retired or separated participants entitled to future benefits	2009-01-01	10,269
Total of all active and inactive participants	2009-01-01	37,342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1,394
Total participants	2009-01-01	38,736
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1,499

Financial Data on RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY

Measure	Date	Value
2013 : RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$267,054,838
Total unrealized appreciation/depreciation of assets	2013-12-31	$267,054,838
Total transfer of assets from this plan	2013-12-31	$3,116,525,431
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$198,035,296
Total income from all sources (including contributions)	2013-12-31	$600,766,579
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$165,365,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$141,156,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$0
Value of total assets at beginning of year	2013-12-31	$2,879,159,685
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$24,208,811
Total interest from all sources	2013-12-31	$13,178,630
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$38,383,374
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$19,833,003
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$103,685,343
Administrative expenses professional fees incurred	2013-12-31	$1,941,437
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$3,049,606
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$46,683,737
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$25,550
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$125,158,490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$5,186,267
Other income not declared elsewhere	2013-12-31	$1,438,350
Administrative expenses (other) incurred	2013-12-31	$7,887,729
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$192,849,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$435,401,042
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,681,124,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$38,932,257
Investment advisory and management fees	2013-12-31	$11,342,060
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$535,874,905
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$349,479
Interest earned on other investments	2013-12-31	$2,122,369
Income. Interest from US Government securities	2013-12-31	$5,886,194
Income. Interest from corporate debt instruments	2013-12-31	$5,122,043
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$550,579,957
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$48,024
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,006,933
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$2,138,613
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$410,321,375
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$89,557,750
Net investment gain/loss from pooled separate accounts	2013-12-31	$14,988
Net investment gain or loss from common/collective trusts	2013-12-31	$128,766,325
Net gain/loss from 103.12 investment entities	2013-12-31	$62,372,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Income. Dividends from preferred stock	2013-12-31	$114,525
Income. Dividends from common stock	2013-12-31	$18,435,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$138,992,563
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$123,051,139
Contract administrator fees	2013-12-31	$3,037,585
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$940,466,464
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2013-12-31	390859910
2012 : RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$9,175,539
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$176,422,709
Total unrealized appreciation/depreciation of assets	2012-12-31	$185,598,248
Total transfer of assets to this plan	2012-12-31	$476,846,116
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$198,038,296
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,105,982
Total income from all sources (including contributions)	2012-12-31	$304,715,873
Total of all expenses incurred	2012-12-31	$141,482,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$122,848,268
Value of total assets at end of year	2012-12-31	$2,879,159,685
Value of total assets at beginning of year	2012-12-31	$2,043,150,402
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$18,633,752
Total interest from all sources	2012-12-31	$11,036,888
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$28,472,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$6,132,450
Assets. Real estate other than employer real property at end of year	2012-12-31	$103,685,343
Assets. Real estate other than employer real property at beginning of year	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$3,609,918
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$3,049,606
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$46,683,737
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$1,348,346
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$125,158,490
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$5,189,267
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$2,105,982
Other income not declared elsewhere	2012-12-31	$-58,627
Administrative expenses (other) incurred	2012-12-31	$8,280,624
Liabilities. Value of operating payables at end of year	2012-12-31	$192,849,029
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$163,233,853
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,681,121,389
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,041,044,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$38,932,257
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$0
Investment advisory and management fees	2012-12-31	$6,743,210
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$535,874,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$0
Value of interest in pooled separate accounts at end of year	2012-12-31	$349,479
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,494,582
Income. Interest from loans (other than to participants)	2012-12-31	$47,586
Interest earned on other investments	2012-12-31	$2,951,778
Income. Interest from US Government securities	2012-12-31	$3,354,590
Income. Interest from corporate debt instruments	2012-12-31	$4,632,799
Value of interest in master investment trust accounts at end of year	2012-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$1,955,507,474
Value of interest in common/collective trusts at end of year	2012-12-31	$550,579,957
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$50,135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,006,933
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$3,036,148
Asset value of US Government securities at end of year	2012-12-31	$410,321,375
Asset value of US Government securities at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$6,162,062
Net investment gain/loss from pooled separate accounts	2012-12-31	$378,923
Net investment gain or loss from common/collective trusts	2012-12-31	$73,126,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$82,800,000
Income. Dividends from preferred stock	2012-12-31	$577,214
Income. Dividends from common stock	2012-12-31	$21,762,352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$119,812,120
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$123,051,139
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$940,466,464
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2012-12-31	390859910
2011 : RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,105,982
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,534,545
Total income from all sources (including contributions)	2011-12-31	$41,281,632
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$109,045,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$109,045,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$82,800,000
Value of total assets at end of year	2011-12-31	$2,043,150,402
Value of total assets at beginning of year	2011-12-31	$2,111,342,455
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$34,648
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$1,348,346
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$1,284,192
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$2,105,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$2,534,545
Other income not declared elsewhere	2011-12-31	$238,350
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$1,607,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-67,763,490
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,041,044,420
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,108,807,910
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,494,582
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$6,056,889
Interest earned on other investments	2011-12-31	$34,648
Value of interest in master investment trust accounts at end of year	2011-12-31	$1,955,507,474
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$2,088,897,054
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$13,340,465
Net investment gain/loss from pooled separate accounts	2011-12-31	$87,693
Net investment gain or loss from common/collective trusts	2011-12-31	$45,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$82,800,000
Employer contributions (assets) at end of year	2011-12-31	$82,800,000
Employer contributions (assets) at beginning of year	2011-12-31	$156,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$109,045,122
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2011-12-31	390859910
2010 : RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$217,826,069
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,534,545
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$268,329,840
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$97,331,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$97,331,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$0
Value of total assets at end of year	2010-12-31	$2,111,185,623
Value of total assets at beginning of year	2010-12-31	$1,719,826,759
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$8,245
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$57,621
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$1,284,192
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$2,534,545
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$-26,893
Total non interest bearing cash at end of year	2010-12-31	$1,607,023
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$170,998,250
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,108,651,078
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,719,826,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$6,056,889
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest earned on other investments	2010-12-31	$8,245
Value of interest in master investment trust accounts at end of year	2010-12-31	$2,088,897,054
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$1,709,826,759
Value of interest in common/collective trusts at end of year	2010-12-31	$13,340,465
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,131,940
Net investment gain or loss from common/collective trusts	2010-12-31	$268,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$10,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$97,331,590
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2010-12-31	390859910
2009 : RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY

2013: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RETIREMENT BENEFIT PLAN OF R. R. DONNELLEY AND SONS COMPANY 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	R.R. DONNELLEY
Employer identification number (EIN):	361004130
NAIC Classification:	323100