401k Plan data: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS plan

SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 401k Plan overview

Plan Name	SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS
Plan identification number	516

SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Supplemental unemployment Unfunded, fully insured, or combination unfunded/insured welfare plan that will not file a Form 5500 for next plan year pursuant to 29 CFR 2520.104-20.

401k Sponsoring company profile

NAVISTAR, INC has sponsored the creation of one or more 401k plans.

Company Name: NAVISTAR, INC

Employer identification number (EIN): 361264810

NAIC Classification: 336100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
516 2016-01-01 DOUGLAS ELSTON DOUGLAS ELSTON 2017-09-12
516 2015-01-01 GLENN PALMER
516 2014-01-01 GLENN PALMER
516 2013-01-01 GLENN PALMER
516 2012-01-01 ANNETTE FREUND
516 2011-01-01 ANNETTE FREUND
516 2010-01-01 ANNETTE FREUND
516 2009-01-01 ANNETTE FREUND

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
516	2016-01-01	DOUGLAS ELSTON	DOUGLAS ELSTON	2017-09-12
516	2015-01-01	GLENN PALMER
516	2014-01-01	GLENN PALMER
516	2013-01-01	GLENN PALMER
516	2012-01-01	ANNETTE FREUND
516	2011-01-01	ANNETTE FREUND
516	2010-01-01	ANNETTE FREUND
516	2009-01-01	ANNETTE FREUND

Plan Statistics for SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS

401k plan membership statisitcs for SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS

Measure Date Value
2016: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2016 401k membership
Total participants, beginning-of-year 2016-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
2015: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2015 401k membership
Total participants, beginning-of-year 2015-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 13
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 13
2014: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2014 401k membership
Total participants, beginning-of-year 2014-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 11
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 11
2013: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2013 401k membership
Total participants, beginning-of-year 2013-01-01 56
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 44
Total of all active and inactive participants 2013-01-01 44
2012: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2012 401k membership
Total participants, beginning-of-year 2012-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 56
Total of all active and inactive participants 2012-01-01 56
Total participants 2012-01-01 56
2011: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2011 401k membership
Total participants, beginning-of-year 2011-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 96
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 96
2010: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2010 401k membership
Total participants, beginning-of-year 2010-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 96
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 96
2009: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2009 401k membership
Total participants, beginning-of-year 2009-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 96
Total of all active and inactive participants 2009-01-01 96
Total participants 2009-01-01 96

Measure	Date	Value
2016: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2016 401k membership
Total participants, beginning-of-year	2016-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
2015: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2015 401k membership
Total participants, beginning-of-year	2015-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	13
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	13
2014: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2014 401k membership
Total participants, beginning-of-year	2014-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	11
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	11
2013: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2013 401k membership
Total participants, beginning-of-year	2013-01-01	56
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	44
Total of all active and inactive participants	2013-01-01	44
2012: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2012 401k membership
Total participants, beginning-of-year	2012-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	56
Total of all active and inactive participants	2012-01-01	56
Total participants	2012-01-01	56
2011: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2011 401k membership
Total participants, beginning-of-year	2011-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	96
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	96
2010: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2010 401k membership
Total participants, beginning-of-year	2010-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	96
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	96
2009: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2009 401k membership
Total participants, beginning-of-year	2009-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	96
Total of all active and inactive participants	2009-01-01	96
Total participants	2009-01-01	96

Financial Data on SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS

Measure	Date	Value
2013 : SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2013 401k financial data
Total income from all sources	2013-12-31	$0
Expenses. Total of all expenses incurred	2013-12-31	$51,269
Benefits paid (including direct rollovers)	2013-12-31	$48,808
Total plan assets at beginning of year	2013-12-31	$51,269
Value of fidelity bond covering the plan	2013-12-31	$25,000,000
Net income (gross income less expenses)	2013-12-31	$-51,269
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$51,269
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$2,461
2012 : SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2012 401k financial data
Total income from all sources	2012-12-31	$28
Expenses. Total of all expenses incurred	2012-12-31	$59,758
Benefits paid (including direct rollovers)	2012-12-31	$53,508
Total plan assets at end of year	2012-12-31	$51,269
Total plan assets at beginning of year	2012-12-31	$110,999
Value of fidelity bond covering the plan	2012-12-31	$25,000,000
Other income received	2012-12-31	$28
Net income (gross income less expenses)	2012-12-31	$-59,730
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$51,269
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$110,999
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$6,250
2011 : SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total income from all sources	2011-12-31	$20,666
Expenses. Total of all expenses incurred	2011-12-31	$23,841
Benefits paid (including direct rollovers)	2011-12-31	$18,703
Total plan assets at end of year	2011-12-31	$110,999
Total plan assets at beginning of year	2011-12-31	$114,174
Value of fidelity bond covering the plan	2011-12-31	$20,000,000
Other income received	2011-12-31	$490
Net income (gross income less expenses)	2011-12-31	$-3,175
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$110,999
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$114,174
Total contributions received or receivable from employer(s)	2011-12-31	$20,176
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$5,138
2010 : SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total income from all sources	2010-12-31	$3,784
Expenses. Total of all expenses incurred	2010-12-31	$5,035
Total plan assets at end of year	2010-12-31	$114,174
Total plan assets at beginning of year	2010-12-31	$115,425
Value of fidelity bond covering the plan	2010-12-31	$20,000,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$5,035
Other income received	2010-12-31	$51
Net income (gross income less expenses)	2010-12-31	$-1,251
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$114,174
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$115,425
Total contributions received or receivable from employer(s)	2010-12-31	$3,733

Form 5500 Responses for SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS

2016: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2015: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN BETWEEN NAVISTAR INT'L TRANS CORP AND THE INT'L FEDERATION OF P&T ENGINEERS 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NAVISTAR, INC
Employer identification number (EIN):	361264810
NAIC Classification:	336100