401k Plan data: M & I RETIREMENT PROGRAM plan

M & I RETIREMENT PROGRAM 401k Plan overview

Plan Name	M & I RETIREMENT PROGRAM
Plan identification number	007

M & I RETIREMENT PROGRAM Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BMO HARRIS BANK N.A. has sponsored the creation of one or more 401k plans.

Company Name: BMO HARRIS BANK N.A.

Employer identification number (EIN): 362085229

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan M & I RETIREMENT PROGRAM

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
007 2016-01-01 GARY M. HANSEN 2017-07-06
007 2015-01-01 GARY M. HANSEN
007 2014-01-01 GARY M. HANSEN
007 2013-01-01 MARY P. WESSEL
007 2012-01-01 MARY P. WESSEL
007 2011-01-01 MARY P. WESSEL

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
007	2016-01-01	GARY M. HANSEN	2017-07-06
007	2015-01-01	GARY M. HANSEN
007	2014-01-01	GARY M. HANSEN
007	2013-01-01	MARY P. WESSEL
007	2012-01-01	MARY P. WESSEL
007	2011-01-01	MARY P. WESSEL

Plan Statistics for M & I RETIREMENT PROGRAM

401k plan membership statisitcs for M & I RETIREMENT PROGRAM

Measure Date Value
2015: M & I RETIREMENT PROGRAM 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6,148
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 18
Total of all active and inactive participants 2015-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 18
Number of participants with account balances 2015-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: M & I RETIREMENT PROGRAM 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6,984
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 4,048
Number of retired or separated participants receiving benefits 2014-01-01 57
Number of other retired or separated participants entitled to future benefits 2014-01-01 2,030
Total of all active and inactive participants 2014-01-01 6,135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 13
Total participants 2014-01-01 6,148
Number of participants with account balances 2014-01-01 6,148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: M & I RETIREMENT PROGRAM 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8,388
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4,797
Number of retired or separated participants receiving benefits 2013-01-01 64
Number of other retired or separated participants entitled to future benefits 2013-01-01 2,098
Total of all active and inactive participants 2013-01-01 6,959
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 25
Total participants 2013-01-01 6,984
Number of participants with account balances 2013-01-01 6,984
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: M & I RETIREMENT PROGRAM 2012 401k membership
Total participants, beginning-of-year 2012-01-01 9,742
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5,781
Number of retired or separated participants receiving benefits 2012-01-01 75
Number of other retired or separated participants entitled to future benefits 2012-01-01 2,507
Total of all active and inactive participants 2012-01-01 8,363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 25
Total participants 2012-01-01 8,388
Number of participants with account balances 2012-01-01 8,388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: M & I RETIREMENT PROGRAM 2011 401k membership
Total participants, beginning-of-year 2011-01-01 11,438
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7,087
Number of retired or separated participants receiving benefits 2011-01-01 89
Number of other retired or separated participants entitled to future benefits 2011-01-01 2,535
Total of all active and inactive participants 2011-01-01 9,711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 31
Total participants 2011-01-01 9,742
Number of participants with account balances 2011-01-01 9,742
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 136

Measure	Date	Value
2015: M & I RETIREMENT PROGRAM 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6,148
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	18
Total of all active and inactive participants	2015-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	18
Number of participants with account balances	2015-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: M & I RETIREMENT PROGRAM 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6,984
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4,048
Number of retired or separated participants receiving benefits	2014-01-01	57
Number of other retired or separated participants entitled to future benefits	2014-01-01	2,030
Total of all active and inactive participants	2014-01-01	6,135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	13
Total participants	2014-01-01	6,148
Number of participants with account balances	2014-01-01	6,148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: M & I RETIREMENT PROGRAM 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8,388
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4,797
Number of retired or separated participants receiving benefits	2013-01-01	64
Number of other retired or separated participants entitled to future benefits	2013-01-01	2,098
Total of all active and inactive participants	2013-01-01	6,959
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	25
Total participants	2013-01-01	6,984
Number of participants with account balances	2013-01-01	6,984
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: M & I RETIREMENT PROGRAM 2012 401k membership
Total participants, beginning-of-year	2012-01-01	9,742
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5,781
Number of retired or separated participants receiving benefits	2012-01-01	75
Number of other retired or separated participants entitled to future benefits	2012-01-01	2,507
Total of all active and inactive participants	2012-01-01	8,363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	25
Total participants	2012-01-01	8,388
Number of participants with account balances	2012-01-01	8,388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: M & I RETIREMENT PROGRAM 2011 401k membership
Total participants, beginning-of-year	2011-01-01	11,438
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7,087
Number of retired or separated participants receiving benefits	2011-01-01	89
Number of other retired or separated participants entitled to future benefits	2011-01-01	2,535
Total of all active and inactive participants	2011-01-01	9,711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	31
Total participants	2011-01-01	9,742
Number of participants with account balances	2011-01-01	9,742
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	136

Financial Data on M & I RETIREMENT PROGRAM

Measure	Date	Value
2015 : M & I RETIREMENT PROGRAM 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$353,576
Total income from all sources (including contributions)	2015-12-31	$20,699,868
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$838,155,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$838,107,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$2,257
Value of total assets at beginning of year	2015-12-31	$817,811,478
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$48,179
Total interest from all sources	2015-12-31	$113,944
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,745,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,745,304
Administrative expenses professional fees incurred	2015-12-31	$10,047
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$8,483,740
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$189
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$332,345
Other income not declared elsewhere	2015-12-31	$71,525
Administrative expenses (other) incurred	2015-12-31	$38,132
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$22,751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-817,455,645
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,257
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$817,457,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,030
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$426,253,440
Interest on participant loans	2015-12-31	$113,944
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$286,299,987
Value of interest in common/collective trusts at end of year	2015-12-31	$38
Value of interest in common/collective trusts at beginning of year	2015-12-31	$96,419,215
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$16,029,358
Net investment gain or loss from common/collective trusts	2015-12-31	$-96,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Income. Dividends from common stock	2015-12-31	$168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$838,107,334
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$353,576
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	SCHENCK SC
Accountancy firm EIN	2015-12-31	391173131
2014 : M & I RETIREMENT PROGRAM 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$353,576
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$371,785
Total income from all sources (including contributions)	2014-12-31	$58,579,299
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$103,569,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$103,486,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$817,811,478
Value of total assets at beginning of year	2014-12-31	$862,819,417
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$82,752
Total interest from all sources	2014-12-31	$304,193
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$5,391,868
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$5,391,868
Administrative expenses professional fees incurred	2014-12-31	$82,752
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$8,483,740
Participant contributions at beginning of year	2014-12-31	$9,825,652
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$332,345
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$316,045
Total non interest bearing cash at end of year	2014-12-31	$22,751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-44,989,730
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$817,457,902
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$862,447,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$426,253,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$440,788,964
Interest on participant loans	2014-12-31	$304,193
Value of interest in master investment trust accounts at end of year	2014-12-31	$286,299,987
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$305,290,462
Value of interest in common/collective trusts at end of year	2014-12-31	$96,419,215
Value of interest in common/collective trusts at beginning of year	2014-12-31	$106,598,294
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$28,959,177
Net investment gain or loss from common/collective trusts	2014-12-31	$2,361,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$103,486,277
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$353,576
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$371,785
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	SCHENCK SC
Accountancy firm EIN	2014-12-31	391173131
2013 : M & I RETIREMENT PROGRAM 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$371,785
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$651,282
Total income from all sources (including contributions)	2013-12-31	$150,450,547
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$136,668,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$136,585,538
Expenses. Certain deemed distributions of participant loans	2013-12-31	$62,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$862,819,417
Value of total assets at beginning of year	2013-12-31	$849,316,823
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$20,834
Total interest from all sources	2013-12-31	$360,152
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$5,288,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$5,288,530
Administrative expenses professional fees incurred	2013-12-31	$20,834
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$9,825,652
Participant contributions at beginning of year	2013-12-31	$12,770,734
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$316,045
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$346,016
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$190,404
Other income not declared elsewhere	2013-12-31	$4,564
Total non interest bearing cash at beginning of year	2013-12-31	$197,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$13,782,091
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$862,447,632
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$848,665,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$440,788,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$420,783,200
Interest on participant loans	2013-12-31	$360,152
Value of interest in master investment trust accounts at end of year	2013-12-31	$305,290,462
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$294,052,938
Value of interest in common/collective trusts at end of year	2013-12-31	$106,598,294
Value of interest in common/collective trusts at beginning of year	2013-12-31	$121,166,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$91,926,126
Net investment gain or loss from common/collective trusts	2013-12-31	$-628,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$136,585,538
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$371,785
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$460,878
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2013-12-31	390859910
2012 : M & I RETIREMENT PROGRAM 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$651,282
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,515,452
Total income from all sources (including contributions)	2012-12-31	$105,632,486
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$133,035,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$132,941,003
Value of total corrective distributions	2012-12-31	$8,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$849,316,823
Value of total assets at beginning of year	2012-12-31	$877,583,616
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$85,146
Total interest from all sources	2012-12-31	$468,567
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$6,718,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$6,718,388
Administrative expenses professional fees incurred	2012-12-31	$85,146
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2012-12-31	$62,430
Participant contributions at end of year	2012-12-31	$12,770,734
Participant contributions at beginning of year	2012-12-31	$14,466,666
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$346,016
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$683,099
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$190,404
Other income not declared elsewhere	2012-12-31	$68
Total non interest bearing cash at end of year	2012-12-31	$197,031
Total non interest bearing cash at beginning of year	2012-12-31	$14,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-27,402,623
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$848,665,541
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$876,068,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$420,783,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$430,797,764
Interest on participant loans	2012-12-31	$468,567
Value of interest in master investment trust accounts at end of year	2012-12-31	$294,052,938
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$305,967,827
Value of interest in common/collective trusts at end of year	2012-12-31	$121,166,904
Value of interest in common/collective trusts at beginning of year	2012-12-31	$125,599,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$51,462,336
Net investment gain or loss from common/collective trusts	2012-12-31	$3,462,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at beginning of year	2012-12-31	$53,933
Income. Dividends from common stock	2012-12-31	$21
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$132,941,003
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$460,878
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$1,515,452
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2012-12-31	390859910
2011 : M & I RETIREMENT PROGRAM 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$843
Total unrealized appreciation/depreciation of assets	2011-12-31	$843
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,515,452
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,037,846
Total income from all sources (including contributions)	2011-12-31	$49,930,876
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$96,317,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$96,248,973
Value of total corrective distributions	2011-12-31	$23,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$58,309,867
Value of total assets at end of year	2011-12-31	$877,583,616
Value of total assets at beginning of year	2011-12-31	$924,492,642
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$45,014
Total interest from all sources	2011-12-31	$439,948
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$6,345,459
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$6,345,459
Administrative expenses professional fees incurred	2011-12-31	$45,014
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$17,553,223
Participant contributions at end of year	2011-12-31	$14,466,666
Participant contributions at beginning of year	2011-12-31	$12,836,278
Participant contributions at beginning of year	2011-12-31	$1,194,493
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$562,920
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$683,099
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$436,034
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$1,356,207
Other income not declared elsewhere	2011-12-31	$73,517
Total non interest bearing cash at end of year	2011-12-31	$14,959
Total non interest bearing cash at beginning of year	2011-12-31	$166,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-46,386,632
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$876,068,164
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$922,454,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$430,797,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$463,766,412
Interest on participant loans	2011-12-31	$439,948
Value of interest in master investment trust accounts at end of year	2011-12-31	$305,967,827
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$323,099,830
Value of interest in common/collective trusts at end of year	2011-12-31	$125,599,368
Value of interest in common/collective trusts at beginning of year	2011-12-31	$103,762,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-14,653,653
Net investment gain or loss from common/collective trusts	2011-12-31	$4,559,484
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$53,933
Assets. Invements in employer securities at beginning of year	2011-12-31	$13,273
Contributions received in cash from employer	2011-12-31	$40,193,724
Employer contributions (assets) at beginning of year	2011-12-31	$19,216,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$96,248,973
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$1,515,452
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$681,639
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2011-12-31	390859910

Form 5500 Responses for M & I RETIREMENT PROGRAM

2015: M & I RETIREMENT PROGRAM 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: M & I RETIREMENT PROGRAM 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: M & I RETIREMENT PROGRAM 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: M & I RETIREMENT PROGRAM 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: M & I RETIREMENT PROGRAM 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BMO HARRIS BANK N.A.
Employer identification number (EIN):	362085229
NAIC Classification:	522110
NAIC Description:	Commercial Banking