401k Plan data: DANIEL J. EDELMAN PROFIT SHARING PLAN plan

DANIEL J. EDELMAN PROFIT SHARING PLAN 401k Plan overview

Plan Name	DANIEL J. EDELMAN PROFIT SHARING PLAN
Plan identification number	002

DANIEL J. EDELMAN PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DANIEL J. EDELMAN HOLDING, INC. has sponsored the creation of one or more 401k plans.

Company Name: DANIEL J. EDELMAN HOLDING, INC.

Employer identification number (EIN): 362368817

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DANIEL J. EDELMAN PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2011-01-01 LAURA PIETRASZEK LAURA PIETRASZEK 2012-10-09
002 2009-01-01 LAURA PIETRASZEK

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2011-01-01	LAURA PIETRASZEK		LAURA PIETRASZEK	2012-10-09
002	2009-01-01	LAURA PIETRASZEK

Plan Statistics for DANIEL J. EDELMAN PROFIT SHARING PLAN

401k plan membership statisitcs for DANIEL J. EDELMAN PROFIT SHARING PLAN

Measure Date Value
2011: DANIEL J. EDELMAN PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3,047
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,164
Number of retired or separated participants receiving benefits 2011-01-01 8
Number of other retired or separated participants entitled to future benefits 2011-01-01 766
Total of all active and inactive participants 2011-01-01 2,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 2,938
Number of participants with account balances 2011-01-01 2,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 251
2009: DANIEL J. EDELMAN PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,515
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,608
Number of retired or separated participants receiving benefits 2009-01-01 6
Number of other retired or separated participants entitled to future benefits 2009-01-01 861
Total of all active and inactive participants 2009-01-01 2,475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2,475
Number of participants with account balances 2009-01-01 2,445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 214

Measure	Date	Value
2011: DANIEL J. EDELMAN PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,047
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,164
Number of retired or separated participants receiving benefits	2011-01-01	8
Number of other retired or separated participants entitled to future benefits	2011-01-01	766
Total of all active and inactive participants	2011-01-01	2,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	2,938
Number of participants with account balances	2011-01-01	2,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	251
2009: DANIEL J. EDELMAN PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,515
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,608
Number of retired or separated participants receiving benefits	2009-01-01	6
Number of other retired or separated participants entitled to future benefits	2009-01-01	861
Total of all active and inactive participants	2009-01-01	2,475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2,475
Number of participants with account balances	2009-01-01	2,445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	214

Financial Data on DANIEL J. EDELMAN PROFIT SHARING PLAN

Measure	Date	Value
2011 : DANIEL J. EDELMAN PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$1,625,221
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$18,056,583
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$8,689,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$8,546,185
Value of total corrective distributions	2011-12-31	$533
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$17,391,089
Value of total assets at end of year	2011-12-31	$110,588,620
Value of total assets at beginning of year	2011-12-31	$99,596,599
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$143,065
Total interest from all sources	2011-12-31	$72,459
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,273,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$2,273,244
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$11,925,656
Participant contributions at end of year	2011-12-31	$1,666,081
Participant contributions at beginning of year	2011-12-31	$1,475,562
Participant contributions at end of year	2011-12-31	$335,807
Participant contributions at beginning of year	2011-12-31	$309,563
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,487,421
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$640
Other income not declared elsewhere	2011-12-31	$39,188
Administrative expenses (other) incurred	2011-12-31	$143,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$9,366,800
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$110,588,620
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$99,596,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$93,155,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$84,174,073
Interest on participant loans	2011-12-31	$72,459
Value of interest in common/collective trusts at end of year	2011-12-31	$15,314,339
Value of interest in common/collective trusts at beginning of year	2011-12-31	$13,539,710
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,141,927
Net investment gain or loss from common/collective trusts	2011-12-31	$422,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,978,012
Employer contributions (assets) at end of year	2011-12-31	$116,873
Employer contributions (assets) at beginning of year	2011-12-31	$97,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$8,545,545
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2011-12-31	350921680
2010 : DANIEL J. EDELMAN PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$25,865,519
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$7,568,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$7,449,991
Value of total corrective distributions	2010-12-31	$1,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$14,909,157
Value of total assets at end of year	2010-12-31	$99,596,599
Value of total assets at beginning of year	2010-12-31	$81,299,314
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$116,564
Total interest from all sources	2010-12-31	$68,411
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,682,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,682,512
Administrative expenses professional fees incurred	2010-12-31	$9,450
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$10,520,218
Participant contributions at end of year	2010-12-31	$1,475,562
Participant contributions at beginning of year	2010-12-31	$1,372,932
Participant contributions at end of year	2010-12-31	$309,563
Participant contributions at beginning of year	2010-12-31	$279,335
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$917,934
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$5,805
Other income not declared elsewhere	2010-12-31	$19,189
Administrative expenses (other) incurred	2010-12-31	$107,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$18,297,285
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$99,596,599
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$81,299,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$84,174,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$66,317,927
Interest on participant loans	2010-12-31	$68,411
Value of interest in common/collective trusts at end of year	2010-12-31	$13,539,710
Value of interest in common/collective trusts at beginning of year	2010-12-31	$13,227,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$8,800,414
Net investment gain or loss from common/collective trusts	2010-12-31	$385,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,471,005
Employer contributions (assets) at end of year	2010-12-31	$97,691
Employer contributions (assets) at beginning of year	2010-12-31	$101,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$7,444,186
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2010-12-31	350921680

Form 5500 Responses for DANIEL J. EDELMAN PROFIT SHARING PLAN

2011: DANIEL J. EDELMAN PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DANIEL J. EDELMAN PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	DANIEL J. EDELMAN HOLDING, INC.
Employer identification number (EIN):	362368817
NAIC Classification:	541600