401k Plan data: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN plan

SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 401k Plan overview

Plan Name	SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN
Plan identification number	001

SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHWEST ORAL SURGEONS, P.C. has sponsored the creation of one or more 401k plans.

Company Name: SOUTHWEST ORAL SURGEONS, P.C.

Employer identification number (EIN): 362663279

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 DENNIS MORRIS DENNIS MORRIS 2014-12-10
001 2013-01-01 DENNIS MORRIS DENNIS MORRIS 2014-09-10
001 2012-01-01 DENNIS MORRIS DENNIS MORRIS 2013-09-09
001 2011-01-01 DENNIS MORRIS DENNIS MORRIS 2012-07-25
001 2009-01-01 DENNIS P. MORRIS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	DENNIS MORRIS	DENNIS MORRIS	2014-12-10
001	2013-01-01	DENNIS MORRIS	DENNIS MORRIS	2014-09-10
001	2012-01-01	DENNIS MORRIS	DENNIS MORRIS	2013-09-09
001	2011-01-01	DENNIS MORRIS	DENNIS MORRIS	2012-07-25
001	2009-01-01	DENNIS P. MORRIS

Plan Statistics for SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN

Measure Date Value
2014: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 7
Number of participants with account balances 2013-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 9
Number of participants with account balances 2012-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 9
Number of participants with account balances 2011-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 9
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 10
Number of participants with account balances 2009-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	7
Number of participants with account balances	2013-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	9
Number of participants with account balances	2012-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	9
Number of participants with account balances	2011-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	9
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	10
Number of participants with account balances	2009-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN

Measure	Date	Value
2014 : SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-11-30	$92,037
Expenses. Total of all expenses incurred	2014-11-30	$987,416
Benefits paid (including direct rollovers)	2014-11-30	$987,416
Total plan assets at end of year	2014-11-30	$0
Total plan assets at beginning of year	2014-11-30	$895,379
Value of fidelity bond covering the plan	2014-11-30	$135,000
Total contributions received or receivable from participants	2014-11-30	$23,000
Other income received	2014-11-30	$39,037
Net income (gross income less expenses)	2014-11-30	$-895,379
Net plan assets at end of year (total assets less liabilities)	2014-11-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-11-30	$895,379
Total contributions received or receivable from employer(s)	2014-11-30	$30,000
2013 : SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$152,139
Expenses. Total of all expenses incurred	2013-12-31	$142,825
Benefits paid (including direct rollovers)	2013-12-31	$135,084
Total plan assets at end of year	2013-12-31	$895,379
Total plan assets at beginning of year	2013-12-31	$886,065
Value of fidelity bond covering the plan	2013-12-31	$135,000
Total contributions received or receivable from participants	2013-12-31	$23,000
Other income received	2013-12-31	$99,139
Net income (gross income less expenses)	2013-12-31	$9,314
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$895,379
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$886,065
Assets. Value of participant loans	2013-12-31	$2,604
Total contributions received or receivable from employer(s)	2013-12-31	$30,000
Value of certain deemed distributions of participant loans	2013-12-31	$7,741
2012 : SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$163,723
Expenses. Total of all expenses incurred	2012-12-31	$276,700
Benefits paid (including direct rollovers)	2012-12-31	$276,700
Total plan assets at end of year	2012-12-31	$886,065
Total plan assets at beginning of year	2012-12-31	$999,042
Value of fidelity bond covering the plan	2012-12-31	$135,000
Total contributions received or receivable from participants	2012-12-31	$22,775
Other income received	2012-12-31	$105,948
Net income (gross income less expenses)	2012-12-31	$-112,977
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$886,065
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$999,042
Assets. Value of participant loans	2012-12-31	$3,654
Total contributions received or receivable from employer(s)	2012-12-31	$35,000
2011 : SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$11,953
Expenses. Total of all expenses incurred	2011-12-31	$1,031
Benefits paid (including direct rollovers)	2011-12-31	$1,031
Total plan assets at end of year	2011-12-31	$999,042
Total plan assets at beginning of year	2011-12-31	$988,120
Value of fidelity bond covering the plan	2011-12-31	$135,000
Total contributions received or receivable from participants	2011-12-31	$14,850
Other income received	2011-12-31	$-14,499
Net income (gross income less expenses)	2011-12-31	$10,922
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$999,042
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$988,120
Assets. Value of participant loans	2011-12-31	$33,063
Total contributions received or receivable from employer(s)	2011-12-31	$11,602
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$153,243
Expenses. Total of all expenses incurred	2010-12-31	$142,234
Benefits paid (including direct rollovers)	2010-12-31	$133,194
Total plan assets at end of year	2010-12-31	$988,120
Total plan assets at beginning of year	2010-12-31	$977,111
Value of fidelity bond covering the plan	2010-12-31	$135,000
Total contributions received or receivable from participants	2010-12-31	$16,052
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$125,677
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$11,009
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$988,120
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$977,111
Assets. Value of participant loans	2010-12-31	$33,229
Total contributions received or receivable from employer(s)	2010-12-31	$11,514
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$9,040
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN

2014: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SOUTHWEST ORAL SURGEONS, P.C. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOUTHWEST ORAL SURGEONS, P.C.
Employer identification number (EIN):	362663279
NAIC Classification:	621210
NAIC Description:	Offices of Dentists