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RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN 401k Plan overview

Plan NameRIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN
Plan identification number 005

RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD has sponsored the creation of one or more 401k plans.

Company Name:RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD
Employer identification number (EIN):362698280
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052023-01-01CRAIG THATCHER2024-06-03
0052022-01-01CRAIG THATCHER2023-09-15
0052021-01-01CRAIG THATCHER2022-05-23
0052020-01-01CRAIG THATCHER2021-06-28
0052019-01-01CRAIG THATCHER2020-04-08
0052018-01-01CRAIG THATCHER2019-07-15
0052017-01-01CRAIG THATCHER2018-10-04
0052016-01-01CRAIG THATCHER2017-06-22 CRAIG THATCHER2017-06-22
0052015-01-01CRAIG THATCHER2016-05-12 CRAIG THATCHER2016-05-12
0052014-01-01CARLETON HLADY2015-09-02 CARLETON HLADY2015-09-02
0052013-01-01CARLETON HLADY2014-07-29
0052012-01-01CARLETON HLADY2013-07-31
0052011-01-01CARLETON HLADY2012-07-20
0052009-01-01CARLETON HLADY

Plan Statistics for RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN

401k plan membership statisitcs for RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN

Measure Date Value
2009: RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0120
Total number of active participants reported on line 7a of the Form 55002009-01-0122
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0124
Number of participants with account balances2009-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN

Measure Date Value
2010 : RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$895,667
Expenses. Total of all expenses incurred2010-12-31$127,367
Benefits paid (including direct rollovers)2010-12-31$103,312
Total plan assets at end of year2010-12-31$3,985,337
Total plan assets at beginning of year2010-12-31$3,217,037
Value of fidelity bond covering the plan2010-12-31$400,000
Other income received2010-12-31$677,123
Net income (gross income less expenses)2010-12-31$768,300
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,985,337
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,217,037
Total contributions received or receivable from employer(s)2010-12-31$218,544
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$24,055

Form 5500 Responses for RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN

2009: RIVER VALLEY ORAL & MAXILLOFACIAL SURGERY, LTD PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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