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CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 401k Plan overview

Plan NameCREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN
Plan identification number 005

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK has sponsored the creation of one or more 401k plans.

Company Name:CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Employer identification number (EIN):362813095
NAIC Classification:523120
NAIC Description:Securities Brokerage

Additional information about CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 777557

More information about CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052023-01-01
0052022-01-01
0052022-01-01
0052021-01-01
0052020-01-01
0052019-01-01
0052018-01-01
0052017-01-01MOIRA BANNON
0052016-01-01MOIRA BANNON
0052015-01-01MOIRA BANNON
0052014-01-01MOIRA BANNON

Plan Statistics for CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN

401k plan membership statisitcs for CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN

Measure Date Value
2023: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-011,627
Total number of active participants reported on line 7a of the Form 55002023-01-01842
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01815
Total of all active and inactive participants2023-01-011,657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-019
Total participants2023-01-011,666
Number of participants with account balances2023-01-011,643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0183
2022: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,554
Total number of active participants reported on line 7a of the Form 55002022-01-01810
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01810
Total of all active and inactive participants2022-01-011,620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-011,627
Number of participants with account balances2022-01-011,588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01114
2021: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,462
Total number of active participants reported on line 7a of the Form 55002021-01-01768
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01778
Total of all active and inactive participants2021-01-011,546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-018
Total participants2021-01-011,554
Number of participants with account balances2021-01-011,524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01127
2020: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,465
Total number of active participants reported on line 7a of the Form 55002020-01-01762
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01692
Total of all active and inactive participants2020-01-011,454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-011,462
Number of participants with account balances2020-01-011,444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0162
2019: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,459
Total number of active participants reported on line 7a of the Form 55002019-01-01762
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01696
Total of all active and inactive participants2019-01-011,458
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-017
Total participants2019-01-011,465
Number of participants with account balances2019-01-011,451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0152
2018: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,416
Total number of active participants reported on line 7a of the Form 55002018-01-01756
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01698
Total of all active and inactive participants2018-01-011,454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-011,459
Number of participants with account balances2018-01-011,441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0166
2017: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,418
Total number of active participants reported on line 7a of the Form 55002017-01-01729
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01682
Total of all active and inactive participants2017-01-011,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-011,416
Number of participants with account balances2017-01-011,400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0173
2016: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,432
Total number of active participants reported on line 7a of the Form 55002016-01-01740
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01674
Total of all active and inactive participants2016-01-011,414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-011,418
Number of participants with account balances2016-01-011,411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0164
2015: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,452
Total number of active participants reported on line 7a of the Form 55002015-01-01740
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01688
Total of all active and inactive participants2015-01-011,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-011,432
Number of participants with account balances2015-01-011,420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0153
2014: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,481
Total number of active participants reported on line 7a of the Form 55002014-01-01735
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01711
Total of all active and inactive participants2014-01-011,446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-011,452
Number of participants with account balances2014-01-011,435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0164

Financial Data on CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN

Measure Date Value
2023 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$96,268,756
Total of all expenses incurred2023-12-31$29,544,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$29,368,108
Value of total corrective distributions2023-12-31$6,888
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$27,210,888
Value of total assets at end of year2023-12-31$436,036,343
Value of total assets at beginning of year2023-12-31$369,312,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$169,671
Total interest from all sources2023-12-31$48,581
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$8,186,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$8,186,461
Was this plan covered by a fidelity bond2023-12-31No
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$12,315,318
Participant contributions at end of year2023-12-31$1,132,952
Participant contributions at beginning of year2023-12-31$1,161,683
Assets. Other investments not covered elsewhere at end of year2023-12-31$36,684,544
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$32,110,406
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$4,075,538
Other income not declared elsewhere2023-12-31$3,316,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$66,724,089
Value of net assets at end of year (total assets less liabilities)2023-12-31$436,036,343
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$369,312,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$47,803
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$310,272,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$259,358,629
Interest on participant loans2023-12-31$48,581
Value of interest in common/collective trusts at end of year2023-12-31$64,943,687
Value of interest in common/collective trusts at beginning of year2023-12-31$50,653,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$1,480,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$1,822,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$1,822,847
Asset value of US Government securities at end of year2023-12-31$7,527,657
Asset value of US Government securities at beginning of year2023-12-31$9,721,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$47,461,716
Net investment gain or loss from common/collective trusts2023-12-31$10,044,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$10,820,032
Employer contributions (assets) at end of year2023-12-31$4,090,832
Employer contributions (assets) at beginning of year2023-12-31$3,546,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$29,368,108
Asset. Corporate debt instrument debt (other) at end of year2023-12-31$9,903,188
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$10,937,084
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31MARCUM, LLP
Accountancy firm EIN2023-12-31111986323
2022 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-58,167,004
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$19,495,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$19,301,239
Value of total corrective distributions2022-12-31$32,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$23,386,975
Value of total assets at end of year2022-12-31$369,312,254
Value of total assets at beginning of year2022-12-31$446,974,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$160,951
Total interest from all sources2022-12-31$46,695
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,042,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,042,919
Administrative expenses professional fees incurred2022-12-31$1,278
Was this plan covered by a fidelity bond2022-12-31No
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$10,371,098
Participant contributions at end of year2022-12-31$1,161,683
Participant contributions at beginning of year2022-12-31$1,266,998
Assets. Other investments not covered elsewhere at end of year2022-12-31$32,110,406
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$36,856,789
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,017,010
Other income not declared elsewhere2022-12-31$-3,953,608
Administrative expenses (other) incurred2022-12-31$154,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-77,662,120
Value of net assets at end of year (total assets less liabilities)2022-12-31$369,312,254
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$446,974,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,810
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$259,358,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$324,790,575
Interest on participant loans2022-12-31$46,695
Value of interest in common/collective trusts at end of year2022-12-31$50,653,120
Value of interest in common/collective trusts at beginning of year2022-12-31$58,992,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,822,847
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,356,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,356,016
Asset value of US Government securities at end of year2022-12-31$9,721,852
Asset value of US Government securities at beginning of year2022-12-31$8,927,109
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-76,077,287
Net investment gain or loss from common/collective trusts2022-12-31$-9,612,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$9,998,867
Employer contributions (assets) at end of year2022-12-31$3,546,633
Employer contributions (assets) at beginning of year2022-12-31$3,145,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$19,301,239
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$10,937,084
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$11,639,142
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31MARCUM, LLP
Accountancy firm EIN2022-12-31111986323
2021 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$73,444,244
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$17,427,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$17,271,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$20,456,325
Value of total assets at end of year2021-12-31$446,974,374
Value of total assets at beginning of year2021-12-31$390,957,667
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$156,182
Total interest from all sources2021-12-31$55,037
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$16,180,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$16,180,337
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,734,465
Participant contributions at end of year2021-12-31$1,266,998
Participant contributions at beginning of year2021-12-31$1,558,770
Assets. Other investments not covered elsewhere at end of year2021-12-31$36,856,789
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$34,696,232
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,661,290
Other income not declared elsewhere2021-12-31$1,637,481
Administrative expenses (other) incurred2021-12-31$151,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$56,016,707
Value of net assets at end of year (total assets less liabilities)2021-12-31$446,974,374
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$390,957,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$5,126
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$324,790,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$280,714,304
Interest on participant loans2021-12-31$55,037
Value of interest in common/collective trusts at end of year2021-12-31$58,992,460
Value of interest in common/collective trusts at beginning of year2021-12-31$47,242,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,356,016
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,433,195
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,433,195
Asset value of US Government securities at end of year2021-12-31$8,927,109
Asset value of US Government securities at beginning of year2021-12-31$8,921,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$27,500,515
Net investment gain or loss from common/collective trusts2021-12-31$7,614,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$9,060,570
Employer contributions (assets) at end of year2021-12-31$3,145,285
Employer contributions (assets) at beginning of year2021-12-31$3,224,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$17,271,355
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$11,639,142
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$12,165,974
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MARCUM, LLP
Accountancy firm EIN2021-12-31111986323
2020 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$74,599,880
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$22,326,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$22,126,218
Value of total corrective distributions2020-12-31$2,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$18,937,585
Value of total assets at end of year2020-12-31$390,957,667
Value of total assets at beginning of year2020-12-31$338,684,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$197,338
Total interest from all sources2020-12-31$72,876
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,775,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,775,767
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$9,312,467
Participant contributions at end of year2020-12-31$1,558,770
Participant contributions at beginning of year2020-12-31$1,651,844
Assets. Other investments not covered elsewhere at end of year2020-12-31$34,696,232
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$11,890,851
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$540,526
Other income not declared elsewhere2020-12-31$1,462,434
Administrative expenses (other) incurred2020-12-31$192,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$52,273,633
Value of net assets at end of year (total assets less liabilities)2020-12-31$390,957,667
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$338,684,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$4,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$280,714,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$246,149,950
Interest on participant loans2020-12-31$72,876
Value of interest in common/collective trusts at end of year2020-12-31$47,242,987
Value of interest in common/collective trusts at beginning of year2020-12-31$75,804,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,433,195
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$8,921,714
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$40,568,203
Net investment gain or loss from common/collective trusts2020-12-31$6,783,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$9,084,592
Employer contributions (assets) at end of year2020-12-31$3,224,491
Employer contributions (assets) at beginning of year2020-12-31$3,186,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$22,126,218
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$12,165,974
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MARCUM, LLP
Accountancy firm EIN2020-12-31111986323
2019 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$83,324,879
Total income from all sources (including contributions)2019-12-31$83,324,879
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$31,927,682
Total of all expenses incurred2019-12-31$31,927,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$31,725,747
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$31,725,747
Value of total corrective distributions2019-12-31$6,897
Value of total corrective distributions2019-12-31$6,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$21,188,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$21,188,773
Value of total assets at end of year2019-12-31$338,684,034
Value of total assets at end of year2019-12-31$338,684,034
Value of total assets at beginning of year2019-12-31$287,286,837
Value of total assets at beginning of year2019-12-31$287,286,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$195,038
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$195,038
Total interest from all sources2019-12-31$75,794
Total interest from all sources2019-12-31$75,794
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$9,667,644
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$9,667,644
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$9,667,644
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$9,667,644
Was this plan covered by a fidelity bond2019-12-31No
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$9,410,943
Contributions received from participants2019-12-31$9,410,943
Participant contributions at end of year2019-12-31$1,651,844
Participant contributions at end of year2019-12-31$1,651,844
Participant contributions at beginning of year2019-12-31$1,692,510
Participant contributions at beginning of year2019-12-31$1,692,510
Assets. Other investments not covered elsewhere at end of year2019-12-31$11,890,851
Assets. Other investments not covered elsewhere at end of year2019-12-31$11,890,851
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$9,911,605
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$9,911,605
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,892,324
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,892,324
Other income not declared elsewhere2019-12-31$1,706,669
Other income not declared elsewhere2019-12-31$1,706,669
Administrative expenses (other) incurred2019-12-31$190,373
Administrative expenses (other) incurred2019-12-31$190,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$51,397,197
Value of net income/loss2019-12-31$51,397,197
Value of net assets at end of year (total assets less liabilities)2019-12-31$338,684,034
Value of net assets at end of year (total assets less liabilities)2019-12-31$338,684,034
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$287,286,837
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$287,286,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$4,665
Investment advisory and management fees2019-12-31$4,665
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$246,149,950
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$246,149,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$211,254,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$211,254,638
Interest on participant loans2019-12-31$75,794
Interest on participant loans2019-12-31$75,794
Value of interest in common/collective trusts at end of year2019-12-31$75,804,712
Value of interest in common/collective trusts at end of year2019-12-31$75,804,712
Value of interest in common/collective trusts at beginning of year2019-12-31$61,318,839
Value of interest in common/collective trusts at beginning of year2019-12-31$61,318,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$42,996,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$42,996,603
Net investment gain or loss from common/collective trusts2019-12-31$7,689,396
Net investment gain or loss from common/collective trusts2019-12-31$7,689,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$8,885,506
Contributions received in cash from employer2019-12-31$8,885,506
Employer contributions (assets) at end of year2019-12-31$3,186,677
Employer contributions (assets) at end of year2019-12-31$3,186,677
Employer contributions (assets) at beginning of year2019-12-31$3,109,245
Employer contributions (assets) at beginning of year2019-12-31$3,109,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$31,725,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$31,725,747
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARCUM, LLP
Accountancy firm name2019-12-31MARCUM, LLP
Accountancy firm EIN2019-12-31111986323
Accountancy firm EIN2019-12-31111986323
2018 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,136,505
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$20,780,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$20,601,211
Value of total corrective distributions2018-12-31$3,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$18,392,448
Value of total assets at end of year2018-12-31$287,286,837
Value of total assets at beginning of year2018-12-31$304,931,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$176,015
Total interest from all sources2018-12-31$63,643
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$11,126,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$11,126,104
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$9,038,370
Participant contributions at end of year2018-12-31$1,692,510
Participant contributions at beginning of year2018-12-31$1,774,631
Assets. Other investments not covered elsewhere at end of year2018-12-31$9,911,605
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$10,808,379
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$641,158
Other income not declared elsewhere2018-12-31$-683,928
Administrative expenses (other) incurred2018-12-31$171,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-17,644,322
Value of net assets at end of year (total assets less liabilities)2018-12-31$287,286,837
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$304,931,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$4,033
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$211,254,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$226,518,547
Interest on participant loans2018-12-31$63,643
Value of interest in common/collective trusts at end of year2018-12-31$61,318,839
Value of interest in common/collective trusts at beginning of year2018-12-31$62,850,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-24,360,990
Net investment gain or loss from common/collective trusts2018-12-31$-1,400,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$8,712,920
Employer contributions (assets) at end of year2018-12-31$3,109,245
Employer contributions (assets) at beginning of year2018-12-31$2,979,602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$20,601,211
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARCUM, LLP
Accountancy firm EIN2018-12-31111986323
2017 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$62,136,235
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$19,056,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$18,878,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$19,786,174
Value of total assets at end of year2017-12-31$304,931,159
Value of total assets at beginning of year2017-12-31$261,851,259
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$177,865
Total interest from all sources2017-12-31$51,344
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$6,731,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,731,595
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$8,546,398
Participant contributions at end of year2017-12-31$1,774,631
Participant contributions at beginning of year2017-12-31$1,402,843
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$6,000
Assets. Other investments not covered elsewhere at end of year2017-12-31$10,808,379
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$9,081,568
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,175,963
Other income not declared elsewhere2017-12-31$1,536,054
Administrative expenses (other) incurred2017-12-31$175,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$43,079,900
Value of net assets at end of year (total assets less liabilities)2017-12-31$304,931,159
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$261,851,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$2,460
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$226,518,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$190,180,353
Interest on participant loans2017-12-31$51,344
Value of interest in common/collective trusts at end of year2017-12-31$62,850,000
Value of interest in common/collective trusts at beginning of year2017-12-31$58,183,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$28,998,316
Net investment gain or loss from common/collective trusts2017-12-31$5,032,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$8,063,813
Employer contributions (assets) at end of year2017-12-31$2,979,602
Employer contributions (assets) at beginning of year2017-12-31$2,997,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$18,878,470
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARCUM, LLP
Accountancy firm EIN2017-12-31111986323
2016 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$36,880,052
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$17,374,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$17,235,759
Value of total corrective distributions2016-12-31$4,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,528,620
Value of total assets at end of year2016-12-31$261,851,259
Value of total assets at beginning of year2016-12-31$242,345,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$134,428
Total interest from all sources2016-12-31$44,116
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,649,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,649,905
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$8,445,052
Participant contributions at end of year2016-12-31$1,402,843
Participant contributions at beginning of year2016-12-31$1,494,423
Participant contributions at end of year2016-12-31$6,000
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$9,081,568
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$7,850,882
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$839,609
Other income not declared elsewhere2016-12-31$495,660
Administrative expenses (other) incurred2016-12-31$134,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$19,505,343
Value of net assets at end of year (total assets less liabilities)2016-12-31$261,851,259
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$242,345,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$190,180,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$176,719,998
Interest on participant loans2016-12-31$44,116
Value of interest in common/collective trusts at end of year2016-12-31$58,183,149
Value of interest in common/collective trusts at beginning of year2016-12-31$53,275,911
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$11,703,474
Net investment gain or loss from common/collective trusts2016-12-31$2,458,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$8,243,959
Employer contributions (assets) at end of year2016-12-31$2,997,346
Employer contributions (assets) at beginning of year2016-12-31$3,004,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$17,235,759
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARCUM, LLP
Accountancy firm EIN2016-12-31111986323
2015 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$1,563,450
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$19,886,843
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$15,912,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$15,904,122
Value of total corrective distributions2015-12-31$5,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$18,396,558
Value of total assets at end of year2015-12-31$242,345,916
Value of total assets at beginning of year2015-12-31$236,807,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,625
Total interest from all sources2015-12-31$47,392
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$6,892,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$6,892,622
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$8,331,553
Participant contributions at end of year2015-12-31$1,494,423
Participant contributions at beginning of year2015-12-31$1,558,116
Assets. Other investments not covered elsewhere at end of year2015-12-31$7,850,882
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$7,115,578
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,853,664
Other income not declared elsewhere2015-12-31$-246,591
Administrative expenses (other) incurred2015-12-31$2,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,974,723
Value of net assets at end of year (total assets less liabilities)2015-12-31$242,345,916
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$236,807,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$176,719,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$180,222,565
Interest on participant loans2015-12-31$47,391
Value of interest in common/collective trusts at end of year2015-12-31$53,275,911
Value of interest in common/collective trusts at beginning of year2015-12-31$45,013,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,997,363
Net investment gain or loss from common/collective trusts2015-12-31$-205,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,211,341
Employer contributions (assets) at end of year2015-12-31$3,004,702
Employer contributions (assets) at beginning of year2015-12-31$2,897,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$15,904,122
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARCUM, LLP
Accountancy firm EIN2015-12-31111986323
2014 : CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$28,917,374
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$21,369,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$21,351,372
Value of total corrective distributions2014-12-31$12,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$16,637,017
Value of total assets at end of year2014-12-31$236,807,743
Value of total assets at beginning of year2014-12-31$229,260,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,951
Total interest from all sources2014-12-31$45,748
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$11,940,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$11,940,090
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$7,842,316
Participant contributions at end of year2014-12-31$1,558,116
Participant contributions at beginning of year2014-12-31$1,569,706
Assets. Other investments not covered elsewhere at end of year2014-12-31$7,115,578
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$6,381,488
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,014,630
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2,227
Other income not declared elsewhere2014-12-31$360,016
Administrative expenses (other) incurred2014-12-31$3,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$7,547,614
Value of net assets at end of year (total assets less liabilities)2014-12-31$236,807,743
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$229,260,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$2,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$180,222,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$173,897,233
Interest on participant loans2014-12-31$45,748
Value of interest in common/collective trusts at end of year2014-12-31$45,013,673
Value of interest in common/collective trusts at beginning of year2014-12-31$44,540,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,092,805
Net investment gain or loss from common/collective trusts2014-12-31$1,027,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,780,071
Employer contributions (assets) at end of year2014-12-31$2,897,811
Employer contributions (assets) at beginning of year2014-12-31$2,869,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$21,351,372
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARCUM, LLP
Accountancy firm EIN2014-12-31111986323

Form 5500 Responses for CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN

2023: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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