401k Plan data: DAVID SPAGAT PENSION PLAN plan

DAVID SPAGAT PENSION PLAN 401k Plan overview

Plan Name	DAVID SPAGAT PENSION PLAN
Plan identification number	003

DAVID SPAGAT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Money purchase (other than target benefit)
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT SPAGAT has sponsored the creation of one or more 401k plans.

Company Name: ROBERT SPAGAT

Employer identification number (EIN): 362910449

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID SPAGAT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2013-01-01
003 2012-01-01 ROBERT SPAGAT
003 2011-01-01 ROBERT SPAGAT
003 2009-01-01 DAVID SPAGAT DAVID SPAGAT 2010-10-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2013-01-01
003	2012-01-01	ROBERT SPAGAT
003	2011-01-01	ROBERT SPAGAT
003	2009-01-01	DAVID SPAGAT	DAVID SPAGAT	2010-10-07

Plan Statistics for DAVID SPAGAT PENSION PLAN

401k plan membership statisitcs for DAVID SPAGAT PENSION PLAN

Measure Date Value
2013: DAVID SPAGAT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
2012: DAVID SPAGAT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 1
Total participants 2012-01-01 1
Number of participants with account balances 2012-01-01 1
2011: DAVID SPAGAT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 3
Total participants 2011-01-01 3
Number of participants with account balances 2011-01-01 3
2009: DAVID SPAGAT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 3
Number of participants with account balances 2009-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: DAVID SPAGAT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
2012: DAVID SPAGAT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	1
Total participants	2012-01-01	1
Number of participants with account balances	2012-01-01	1
2011: DAVID SPAGAT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	3
Total participants	2011-01-01	3
Number of participants with account balances	2011-01-01	3
2009: DAVID SPAGAT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	3
Number of participants with account balances	2009-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on DAVID SPAGAT PENSION PLAN

Measure	Date	Value
2013 : DAVID SPAGAT PENSION PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$1,493
Expenses. Total of all expenses incurred	2013-12-31	$11,777
Benefits paid (including direct rollovers)	2013-12-31	$11,777
Total plan assets at beginning of year	2013-12-31	$10,284
Other income received	2013-12-31	$1,493
Net income (gross income less expenses)	2013-12-31	$-10,284
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$10,284
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : DAVID SPAGAT PENSION PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$6,117
Expenses. Total of all expenses incurred	2012-12-31	$64,895
Benefits paid (including direct rollovers)	2012-12-31	$64,895
Total plan assets at end of year	2012-12-31	$10,284
Total plan assets at beginning of year	2012-12-31	$69,062
Other income received	2012-12-31	$6,117
Net income (gross income less expenses)	2012-12-31	$-58,778
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$10,284
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$69,062
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2011 : DAVID SPAGAT PENSION PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-15,366
Expenses. Total of all expenses incurred	2011-12-31	$149,295
Benefits paid (including direct rollovers)	2011-12-31	$149,295
Total plan assets at end of year	2011-12-31	$69,062
Total plan assets at beginning of year	2011-12-31	$233,723
Other income received	2011-12-31	$-15,366
Net income (gross income less expenses)	2011-12-31	$-164,661
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$69,062
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$233,723
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
2010 : DAVID SPAGAT PENSION PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$46,971
Expenses. Total of all expenses incurred	2010-12-31	$13,217
Benefits paid (including direct rollovers)	2010-12-31	$13,217
Total plan assets at end of year	2010-12-31	$233,723
Total plan assets at beginning of year	2010-12-31	$199,969
Other income received	2010-12-31	$46,971
Net income (gross income less expenses)	2010-12-31	$33,754
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$233,723
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$199,969
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : DAVID SPAGAT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0

Form 5500 Responses for DAVID SPAGAT PENSION PLAN

2013: DAVID SPAGAT PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	This submission is the final filing	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DAVID SPAGAT PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DAVID SPAGAT PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DAVID SPAGAT PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROBERT SPAGAT
Employer identification number (EIN):	362910449
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers