MORGAN STANLEY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan MORGAN STANLEY DEFINED CONTRIBUTION MASTER TRUST
| Measure | Date | Value |
|---|
| 2012 : MORGAN STANLEY DEFINED CONTRIBUTION MASTER TRUST 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $270,837,940 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $270,837,940 |
| Total transfer of assets to this plan | 2012-12-31 | $703,089,068 |
| Total transfer of assets from this plan | 2012-12-31 | $5,985,355,730 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $56,983,100 |
| Total income from all sources (including contributions) | 2012-12-31 | $722,076,308 |
| Total loss/gain on sale of assets | 2012-12-31 | $-53,905,800 |
| Total of all expenses incurred | 2012-12-31 | $2,388,320 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $0 |
| Value of total assets at beginning of year | 2012-12-31 | $4,619,561,774 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $2,388,320 |
| Total interest from all sources | 2012-12-31 | $22,776,101 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $42,749,535 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $30,336,025 |
| Administrative expenses professional fees incurred | 2012-12-31 | $553,513 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $642,411,164 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $27,166,131 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $56,610,510 |
| Other income not declared elsewhere | 2012-12-31 | $3,021,614 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $372,590 |
| Total non interest bearing cash at end of year | 2012-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $-94,733 |
| Value of net income/loss | 2012-12-31 | $719,687,988 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,562,578,674 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $1,834,807 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,810,834,002 |
| Interest earned on other investments | 2012-12-31 | $11,421,612 |
| Income. Interest from US Government securities | 2012-12-31 | $4,429,904 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $6,913,224 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,090,169,518 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $2,705,854 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $2,705,854 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $11,361 |
| Asset value of US Government securities at end of year | 2012-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $177,480,626 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $324,174,952 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $112,421,966 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $724,427,487 |
| Income. Dividends from common stock | 2012-12-31 | $12,413,510 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $71,060,406 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $47,422,873 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $25,978,446 |
| Did the plan have assets held for investment | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $3,053,477,631 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $3,107,383,431 |
| 2011 : MORGAN STANLEY DEFINED CONTRIBUTION MASTER TRUST 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-549,047,633 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-549,047,633 |
| Total transfer of assets to this plan | 2011-12-31 | $685,626,816 |
| Total transfer of assets from this plan | 2011-12-31 | $444,475,446 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $56,983,100 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $80,506,138 |
| Total income from all sources (including contributions) | 2011-12-31 | $-671,123,442 |
| Total loss/gain on sale of assets | 2011-12-31 | $-2,802,714 |
| Total of all expenses incurred | 2011-12-31 | $976,247 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $4,619,561,774 |
| Value of total assets at beginning of year | 2011-12-31 | $5,074,033,131 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $976,247 |
| Total interest from all sources | 2011-12-31 | $13,670,313 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $56,384,732 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $22,928,077 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $642,411,164 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $617,306,601 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $27,166,131 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $41,663,388 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $56,610,510 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $80,217,084 |
| Other income not declared elsewhere | 2011-12-31 | $5,269,007 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $372,590 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $289,054 |
| Total non interest bearing cash at end of year | 2011-12-31 | $-94,733 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $4,410 |
| Value of net income/loss | 2011-12-31 | $-672,099,689 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,562,578,674 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,993,526,993 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $976,247 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,810,834,002 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,930,789,896 |
| Interest earned on other investments | 2011-12-31 | $6,279,038 |
| Income. Interest from US Government securities | 2011-12-31 | $2,790,731 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $4,596,173 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,090,169,518 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $970,290,804 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $2,705,854 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,013,023 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,013,023 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $4,371 |
| Asset value of US Government securities at end of year | 2011-12-31 | $177,480,626 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $159,748,086 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-183,728,818 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-10,868,329 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $724,427,487 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $1,221,620,397 |
| Income. Dividends from common stock | 2011-12-31 | $33,456,655 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $71,060,406 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $56,332,035 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $47,422,873 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $48,524,403 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $25,978,446 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $24,740,088 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $1,228,205,276 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $1,231,007,990 |
| 2010 : MORGAN STANLEY DEFINED CONTRIBUTION MASTER TRUST 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-103,172,582 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-103,172,582 |
| Total transfer of assets to this plan | 2010-12-31 | $671,785,723 |
| Total transfer of assets from this plan | 2010-12-31 | $478,166,448 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $80,506,138 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $56,025,915 |
| Total income from all sources (including contributions) | 2010-12-31 | $356,153,970 |
| Total loss/gain on sale of assets | 2010-12-31 | $-1,205,565 |
| Total of all expenses incurred | 2010-12-31 | $612,753 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $5,074,033,131 |
| Value of total assets at beginning of year | 2010-12-31 | $4,500,392,416 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $612,753 |
| Total interest from all sources | 2010-12-31 | $40,583,507 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $32,015,172 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $22,109,921 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $617,306,601 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $590,977,394 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $41,663,388 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $59,980,921 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $80,217,084 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $55,809,720 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $289,054 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $216,195 |
| Total non interest bearing cash at end of year | 2010-12-31 | $4,410 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $-71,256 |
| Value of net income/loss | 2010-12-31 | $355,541,217 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,993,526,993 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,444,366,501 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $612,753 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,930,789,896 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,352,698,748 |
| Interest earned on other investments | 2010-12-31 | $34,307,216 |
| Income. Interest from US Government securities | 2010-12-31 | $3,130,454 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $3,151,507 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $970,290,804 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $11,137,487 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,013,023 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,341,412 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,341,412 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $-5,670 |
| Asset value of US Government securities at end of year | 2010-12-31 | $159,748,086 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $84,481,451 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $275,068,865 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $112,864,573 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $1,221,620,397 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $1,333,148,835 |
| Income. Dividends from common stock | 2010-12-31 | $9,905,251 |
| Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $56,332,035 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $48,524,403 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $54,841,409 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $24,740,088 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $11,856,015 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $1,486,506,189 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $1,487,711,754 |
