THOMAS L. RODTS, MD, SC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN
401k plan membership statisitcs for THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN
| Measure | Date | Value |
|---|
| 2018: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-09-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-09-01 | 0 |
| Total of all active and inactive participants | 2018-09-01 | 0 |
| Total participants | 2018-09-01 | 0 |
| Number of participants with account balances | 2018-09-01 | 0 |
| 2017: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-09-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-09-01 | 4 |
| Total of all active and inactive participants | 2017-09-01 | 4 |
| Total participants | 2017-09-01 | 4 |
| 2016: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-09-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-09-01 | 4 |
| Total of all active and inactive participants | 2016-09-01 | 4 |
| Total participants | 2016-09-01 | 4 |
| 2015: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-09-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-09-01 | 4 |
| Total of all active and inactive participants | 2015-09-01 | 4 |
| Total participants | 2015-09-01 | 4 |
| 2014: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-09-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-09-01 | 3 |
| Total of all active and inactive participants | 2014-09-01 | 3 |
| Total participants | 2014-09-01 | 3 |
| 2013: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-09-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-09-01 | 4 |
| Total of all active and inactive participants | 2013-09-01 | 4 |
| Total participants | 2013-09-01 | 4 |
| Number of participants with account balances | 2013-09-01 | 4 |
| 2012: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-09-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-09-01 | 4 |
| Total of all active and inactive participants | 2012-09-01 | 4 |
| Total participants | 2012-09-01 | 4 |
| Number of participants with account balances | 2012-09-01 | 4 |
| 2011: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-09-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-09-01 | 4 |
| Total of all active and inactive participants | 2011-09-01 | 4 |
| Total participants | 2011-09-01 | 4 |
| Number of participants with account balances | 2011-09-01 | 4 |
| 2010: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-09-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-09-01 | 4 |
| Total of all active and inactive participants | 2010-09-01 | 4 |
| Total participants | 2010-09-01 | 4 |
| Number of participants with account balances | 2010-09-01 | 4 |
| 2009: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-09-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-09-01 | 4 |
| Total of all active and inactive participants | 2009-09-01 | 4 |
| Total participants | 2009-09-01 | 4 |
| Number of participants with account balances | 2009-09-01 | 4 |
| Measure | Date | Value |
|---|
| 2019 : THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-08-31 | $-12,648 |
| Expenses. Total of all expenses incurred | 2019-08-31 | $709,414 |
| Benefits paid (including direct rollovers) | 2019-08-31 | $707,525 |
| Total plan assets at end of year | 2019-08-31 | $0 |
| Total plan assets at beginning of year | 2019-08-31 | $722,062 |
| Other income received | 2019-08-31 | $-12,648 |
| Net income (gross income less expenses) | 2019-08-31 | $-722,062 |
| Net plan assets at end of year (total assets less liabilities) | 2019-08-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-08-31 | $722,062 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-08-31 | $1,889 |
| 2018 : THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-08-31 | $58,621 |
| Expenses. Total of all expenses incurred | 2018-08-31 | $2,561 |
| Total plan assets at end of year | 2018-08-31 | $722,062 |
| Total plan assets at beginning of year | 2018-08-31 | $666,002 |
| Value of fidelity bond covering the plan | 2018-08-31 | $80,000 |
| Other income received | 2018-08-31 | $53,621 |
| Net income (gross income less expenses) | 2018-08-31 | $56,060 |
| Net plan assets at end of year (total assets less liabilities) | 2018-08-31 | $722,062 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-08-31 | $666,002 |
| Total contributions received or receivable from employer(s) | 2018-08-31 | $5,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-08-31 | $2,561 |
| 2017 : THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-08-31 | $45,517 |
| Expenses. Total of all expenses incurred | 2017-08-31 | $2,656 |
| Total plan assets at end of year | 2017-08-31 | $666,002 |
| Total plan assets at beginning of year | 2017-08-31 | $623,141 |
| Value of fidelity bond covering the plan | 2017-08-31 | $70,000 |
| Other income received | 2017-08-31 | $38,517 |
| Net income (gross income less expenses) | 2017-08-31 | $42,861 |
| Net plan assets at end of year (total assets less liabilities) | 2017-08-31 | $666,002 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-08-31 | $623,141 |
| Assets. Value of participant loans | 2017-08-31 | $2,363 |
| Total contributions received or receivable from employer(s) | 2017-08-31 | $7,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-08-31 | $2,656 |
| 2016 : THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-08-31 | $30,720 |
| Expenses. Total of all expenses incurred | 2016-08-31 | $1,629 |
| Total plan assets at end of year | 2016-08-31 | $623,141 |
| Total plan assets at beginning of year | 2016-08-31 | $594,050 |
| Value of fidelity bond covering the plan | 2016-08-31 | $65,000 |
| Other income received | 2016-08-31 | $21,720 |
| Net income (gross income less expenses) | 2016-08-31 | $29,091 |
| Net plan assets at end of year (total assets less liabilities) | 2016-08-31 | $623,141 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-08-31 | $594,050 |
| Assets. Value of participant loans | 2016-08-31 | $5,447 |
| Total contributions received or receivable from employer(s) | 2016-08-31 | $9,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-08-31 | $1,629 |
| 2015 : THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-08-31 | $11,257 |
| Expenses. Total of all expenses incurred | 2015-08-31 | $22,096 |
| Benefits paid (including direct rollovers) | 2015-08-31 | $19,459 |
| Total plan assets at end of year | 2015-08-31 | $594,050 |
| Total plan assets at beginning of year | 2015-08-31 | $604,889 |
| Value of fidelity bond covering the plan | 2015-08-31 | $65,000 |
| Expenses. Other expenses not covered elsewhere | 2015-08-31 | $314 |
| Other income received | 2015-08-31 | $-743 |
| Net income (gross income less expenses) | 2015-08-31 | $-10,839 |
| Net plan assets at end of year (total assets less liabilities) | 2015-08-31 | $594,050 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-08-31 | $604,889 |
| Assets. Value of participant loans | 2015-08-31 | $19,045 |
| Total contributions received or receivable from employer(s) | 2015-08-31 | $12,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-08-31 | $2,323 |
| 2014 : THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-08-31 | $58,446 |
| Expenses. Total of all expenses incurred | 2014-08-31 | $2,290 |
| Total plan assets at end of year | 2014-08-31 | $604,889 |
| Total plan assets at beginning of year | 2014-08-31 | $548,733 |
| Value of fidelity bond covering the plan | 2014-08-31 | $65,000 |
| Other income received | 2014-08-31 | $52,446 |
| Net income (gross income less expenses) | 2014-08-31 | $56,156 |
| Net plan assets at end of year (total assets less liabilities) | 2014-08-31 | $604,889 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-08-31 | $548,733 |
| Assets. Value of participant loans | 2014-08-31 | $20,798 |
| Total contributions received or receivable from employer(s) | 2014-08-31 | $6,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-08-31 | $2,290 |
| 2013 : THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-08-31 | $35,822 |
| Expenses. Total of all expenses incurred | 2013-08-31 | $196,970 |
| Benefits paid (including direct rollovers) | 2013-08-31 | $194,889 |
| Total plan assets at end of year | 2013-08-31 | $548,733 |
| Total plan assets at beginning of year | 2013-08-31 | $709,881 |
| Value of fidelity bond covering the plan | 2013-08-31 | $65,000 |
| Other income received | 2013-08-31 | $29,722 |
| Net income (gross income less expenses) | 2013-08-31 | $-161,148 |
| Net plan assets at end of year (total assets less liabilities) | 2013-08-31 | $548,733 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-08-31 | $709,881 |
| Assets. Value of participant loans | 2013-08-31 | $30,283 |
| Total contributions received or receivable from employer(s) | 2013-08-31 | $6,100 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-08-31 | $2,081 |
| 2012 : THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-08-31 | $32,439 |
| Expenses. Total of all expenses incurred | 2012-08-31 | $1,899 |
| Total plan assets at end of year | 2012-08-31 | $709,880 |
| Total plan assets at beginning of year | 2012-08-31 | $679,340 |
| Value of fidelity bond covering the plan | 2012-08-31 | $75,000 |
| Other income received | 2012-08-31 | $27,439 |
| Net income (gross income less expenses) | 2012-08-31 | $30,540 |
| Net plan assets at end of year (total assets less liabilities) | 2012-08-31 | $709,880 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-08-31 | $679,340 |
| Assets. Value of participant loans | 2012-08-31 | $74,163 |
| Total contributions received or receivable from employer(s) | 2012-08-31 | $5,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-08-31 | $1,899 |
| 2011 : THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-08-31 | $46,910 |
| Expenses. Total of all expenses incurred | 2011-08-31 | $2,048 |
| Total plan assets at end of year | 2011-08-31 | $679,340 |
| Total plan assets at beginning of year | 2011-08-31 | $634,478 |
| Value of fidelity bond covering the plan | 2011-08-31 | $75,000 |
| Other income received | 2011-08-31 | $41,910 |
| Net income (gross income less expenses) | 2011-08-31 | $44,862 |
| Net plan assets at end of year (total assets less liabilities) | 2011-08-31 | $679,340 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-08-31 | $634,478 |
| Assets. Value of participant loans | 2011-08-31 | $35,044 |
| Total contributions received or receivable from employer(s) | 2011-08-31 | $5,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-08-31 | $2,048 |
| 2018: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2018 form 5500 responses |
|---|
| 2018-09-01 | Type of plan entity | Single employer plan |
| 2018-09-01 | This submission is the final filing | Yes |
| 2018-09-01 | Plan funding arrangement – Trust | Yes |
| 2018-09-01 | Plan benefit arrangement - Trust | Yes |
| 2017: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2017 form 5500 responses |
|---|
| 2017-09-01 | Type of plan entity | Single employer plan |
| 2017-09-01 | Plan funding arrangement – Trust | Yes |
| 2017-09-01 | Plan benefit arrangement - Trust | Yes |
| 2016: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2016 form 5500 responses |
|---|
| 2016-09-01 | Type of plan entity | Single employer plan |
| 2016-09-01 | Plan funding arrangement – Trust | Yes |
| 2016-09-01 | Plan benefit arrangement - Trust | Yes |
| 2015: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-09-01 | Type of plan entity | Single employer plan |
| 2015-09-01 | Plan funding arrangement – Trust | Yes |
| 2015-09-01 | Plan benefit arrangement - Trust | Yes |
| 2014: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-09-01 | Type of plan entity | Single employer plan |
| 2014-09-01 | Plan funding arrangement – Trust | Yes |
| 2014-09-01 | Plan benefit arrangement - Trust | Yes |
| 2013: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-09-01 | Type of plan entity | Single employer plan |
| 2013-09-01 | Plan funding arrangement – Trust | Yes |
| 2013-09-01 | Plan benefit arrangement - Trust | Yes |
| 2012: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-09-01 | Type of plan entity | Single employer plan |
| 2012-09-01 | Plan funding arrangement – Trust | Yes |
| 2012-09-01 | Plan benefit arrangement - Trust | Yes |
| 2011: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-09-01 | Type of plan entity | Single employer plan |
| 2011-09-01 | Plan funding arrangement – Trust | Yes |
| 2011-09-01 | Plan benefit arrangement - Trust | Yes |
| 2010: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2010 form 5500 responses |
|---|
| 2010-09-01 | Type of plan entity | Single employer plan |
| 2010-09-01 | Plan funding arrangement – Trust | Yes |
| 2010-09-01 | Plan benefit arrangement - Trust | Yes |
| 2009: THOMAS L RODTS MD SC AMENDED & RESTATED SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-09-01 | Type of plan entity | Single employer plan |
| 2009-09-01 | This submission is the final filing | No |
| 2009-09-01 | Plan funding arrangement – Trust | Yes |
| 2009-09-01 | Plan benefit arrangement - Trust | Yes |
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 10226954 |
| Policy instance | 1 |
| Insurance contract or identification number | 10226954 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2018-09-01 | | Insurance policy end date | 2019-08-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 10226954 |
| Policy instance | 1 |
| Insurance contract or identification number | 10226954 | | Insurance policy start date | 2017-09-01 | | Insurance policy end date | 2018-08-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 10226954 |
| Policy instance | 1 |
| Insurance contract or identification number | 10226954 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2015-09-01 | | Insurance policy end date | 2016-08-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 10226954 |
| Policy instance | 1 |
| Insurance contract or identification number | 10226954 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-09-01 | | Insurance policy end date | 2015-08-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 10226954 |
| Policy instance | 1 |
| Insurance contract or identification number | 10226954 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-09-01 | | Insurance policy end date | 2014-08-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 10226954 |
| Policy instance | 1 |
| Insurance contract or identification number | 10226954 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-09-01 | | Insurance policy end date | 2013-08-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 10226954 |
| Policy instance | 1 |
| Insurance contract or identification number | 10226954 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-09-01 | | Insurance policy end date | 2012-08-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 10226954 |
| Policy instance | 1 |
| Insurance contract or identification number | 10226954 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-09-01 | | Insurance policy end date | 2011-08-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
