401k Plan data: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN plan

THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 401k Plan overview

Plan Name	THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN
Plan identification number	007

THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE UNIVERSITY OF CHICAGO MEDICAL CENTER has sponsored the creation of one or more 401k plans.

Company Name: THE UNIVERSITY OF CHICAGO MEDICAL CENTER

Employer identification number (EIN): 363488183

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
007 2023-01-01 PHILLIP KAUFMAN 2024-10-08 PHILLIP KAUFMAN 2024-10-08
007 2022-01-01 PHILLIP KAUFMAN 2023-11-21 PHILLIP KAUFMAN 2023-11-21
007 2021-01-01 BOB HANLEY 2022-10-16
007 2020-01-01 ROBERT J HANLEY 2021-10-15 ROBERT J HANLEY 2021-10-15
007 2019-01-01
007 2018-01-01
007 2018-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
007	2023-01-01	PHILLIP KAUFMAN	2024-10-08	PHILLIP KAUFMAN	2024-10-08
007	2022-01-01	PHILLIP KAUFMAN	2023-11-21	PHILLIP KAUFMAN	2023-11-21
007	2021-01-01	BOB HANLEY	2022-10-16
007	2020-01-01	ROBERT J HANLEY	2021-10-15	ROBERT J HANLEY	2021-10-15
007	2019-01-01
007	2018-01-01
007	2018-01-01

Plan Statistics for THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN

401k plan membership statisitcs for THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN

Measure Date Value
2023: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 12,739
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 11,287
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 2,266
Total of all active and inactive participants 2023-01-01 13,553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 12
Total participants 2023-01-01 13,565
Number of participants with account balances 2023-01-01 6,576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 5,574
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 4,450
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 1,832
Total of all active and inactive participants 2022-01-01 6,282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 25
Total participants 2022-01-01 6,307
Number of participants with account balances 2022-01-01 5,963
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 4,763
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 4,119
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1,471
Total of all active and inactive participants 2021-01-01 5,590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 25
Total participants 2021-01-01 5,615
Number of participants with account balances 2021-01-01 5,320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 4,466
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 3,436
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1,316
Total of all active and inactive participants 2020-01-01 4,752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 11
Total participants 2020-01-01 4,763
Number of participants with account balances 2020-01-01 4,548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 4,292
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 3,341
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 1,115
Total of all active and inactive participants 2019-01-01 4,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 10
Total participants 2019-01-01 4,466
Number of participants with account balances 2019-01-01 4,295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 2,397
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 3,126
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1,156
Total of all active and inactive participants 2018-01-01 4,282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 9
Total participants 2018-01-01 4,291
Number of participants with account balances 2018-01-01 4,140

Measure	Date	Value
2023: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	12,739
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	11,287
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	2,266
Total of all active and inactive participants	2023-01-01	13,553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	12
Total participants	2023-01-01	13,565
Number of participants with account balances	2023-01-01	6,576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	5,574
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	4,450
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,832
Total of all active and inactive participants	2022-01-01	6,282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	25
Total participants	2022-01-01	6,307
Number of participants with account balances	2022-01-01	5,963
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	4,763
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	4,119
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,471
Total of all active and inactive participants	2021-01-01	5,590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	25
Total participants	2021-01-01	5,615
Number of participants with account balances	2021-01-01	5,320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	4,466
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	3,436
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,316
Total of all active and inactive participants	2020-01-01	4,752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	11
Total participants	2020-01-01	4,763
Number of participants with account balances	2020-01-01	4,548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	4,292
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	3,341
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,115
Total of all active and inactive participants	2019-01-01	4,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	10
Total participants	2019-01-01	4,466
Number of participants with account balances	2019-01-01	4,295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	2,397
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	3,126
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1,156
Total of all active and inactive participants	2018-01-01	4,282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	9
Total participants	2018-01-01	4,291
Number of participants with account balances	2018-01-01	4,140

Financial Data on THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN

Measure	Date	Value
2023 : THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2023-12-31	$0
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Expenses. Interest paid	2023-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$93,527,167
Total of all expenses incurred	2023-12-31	$22,787,833
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$22,568,084
Expenses. Certain deemed distributions of participant loans	2023-12-31	$-18,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$36,704,918
Value of total assets at end of year	2023-12-31	$415,389,385
Value of total assets at beginning of year	2023-12-31	$344,650,051
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$237,912
Total interest from all sources	2023-12-31	$2,543,528
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$7,441,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$7,441,733
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$28,121,502
Participant contributions at end of year	2023-12-31	$1,945,196
Participant contributions at beginning of year	2023-12-31	$1,691,458
Participant contributions at end of year	2023-12-31	$929,238
Participant contributions at beginning of year	2023-12-31	$848,362
Assets. Other investments not covered elsewhere at end of year	2023-12-31	$6,283,764
Assets. Other investments not covered elsewhere at beginning of year	2023-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$8,450,665
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-12-31	$967,422
Other income not declared elsewhere	2023-12-31	$1,293,463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$70,739,334
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$415,389,385
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$344,650,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$334,445,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$264,760,370
Value of interest in pooled separate accounts at end of year	2023-12-31	$9,262,181
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$10,095,607
Interest on participant loans	2023-12-31	$109,642
Interest earned on other investments	2023-12-31	$2,433,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$5,686,993
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$5,686,993
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$62,523,815
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$60,599,839
Expenses. Payments to insurance carriers foe the provision of benefits	2023-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$46,961,511
Net investment gain/loss from pooled separate accounts	2023-12-31	$-1,417,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$132,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$22,568,084
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	FORVIS MAZARS, LLP
Accountancy firm EIN	2023-12-31	440160260
2022 : THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$1,817,119
Total unrealized appreciation/depreciation of assets	2022-12-31	$1,817,119
Total income from all sources (including contributions)	2022-12-31	$-18,681,424
Total of all expenses incurred	2022-12-31	$14,097,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$13,887,960
Expenses. Certain deemed distributions of participant loans	2022-12-31	$-1,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$32,414,608
Value of total assets at end of year	2022-12-31	$344,157,752
Value of total assets at beginning of year	2022-12-31	$376,937,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$211,793
Total interest from all sources	2022-12-31	$214,371
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$8,736,085
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$8,736,085
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$25,595,330
Participant contributions at end of year	2022-12-31	$1,691,458
Participant contributions at beginning of year	2022-12-31	$1,386,988
Participant contributions at end of year	2022-12-31	$848,362
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$6,344,154
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$475,124
Other income not declared elsewhere	2022-12-31	$144,368
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-32,779,380
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$344,157,752
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$376,937,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$211,793
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$264,760,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$304,500,386
Value of interest in pooled separate accounts at end of year	2022-12-31	$10,095,607
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$9,272,707
Interest on participant loans	2022-12-31	$75,116
Interest earned on other investments	2022-12-31	$139,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$5,686,993
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$5,731,849
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$5,731,849
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$60,599,838
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$56,045,202
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$279,570
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-62,764,277
Net investment gain/loss from pooled separate accounts	2022-12-31	$756,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$475,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$13,608,390
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FORVIS, LLP
Accountancy firm EIN	2022-12-31	440160260
2021 : THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$1,578,875
Total unrealized appreciation/depreciation of assets	2021-12-31	$1,578,875
Total income from all sources (including contributions)	2021-12-31	$73,414,270
Total of all expenses incurred	2021-12-31	$18,745,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$18,555,560
Expenses. Certain deemed distributions of participant loans	2021-12-31	$8,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$28,011,014
Value of total assets at end of year	2021-12-31	$376,937,132
Value of total assets at beginning of year	2021-12-31	$322,268,466
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$181,183
Total interest from all sources	2021-12-31	$845,278
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$8,611,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$8,611,539
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$21,317,630
Participant contributions at end of year	2021-12-31	$1,386,988
Participant contributions at beginning of year	2021-12-31	$946,471
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$6,693,384
Other income not declared elsewhere	2021-12-31	$139,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$54,668,666
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$376,937,132
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$322,268,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$304,500,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$252,178,664
Value of interest in pooled separate accounts at end of year	2021-12-31	$9,272,707
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$7,254,296
Interest on participant loans	2021-12-31	$58,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$5,731,849
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$6,979,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$6,979,430
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$786,603
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$56,045,202
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$54,909,605
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$605,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$32,855,665
Net investment gain/loss from pooled separate accounts	2021-12-31	$1,372,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$17,950,084
Contract administrator fees	2021-12-31	$181,183
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FORVIS, LLP
Accountancy firm EIN	2021-12-31	440160260
2020 : THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$1,533,553
Total unrealized appreciation/depreciation of assets	2020-12-31	$1,533,553
Total income from all sources (including contributions)	2020-12-31	$62,076,628
Total of all expenses incurred	2020-12-31	$15,251,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$15,070,389
Expenses. Certain deemed distributions of participant loans	2020-12-31	$26,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$25,253,733
Value of total assets at end of year	2020-12-31	$322,268,466
Value of total assets at beginning of year	2020-12-31	$275,443,027
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$153,988
Total interest from all sources	2020-12-31	$936,913
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$5,507,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$5,507,674
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$16,975,897
Participant contributions at end of year	2020-12-31	$946,471
Participant contributions at beginning of year	2020-12-31	$750,021
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$8,277,836
Other income not declared elsewhere	2020-12-31	$121,268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$46,825,439
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$322,268,466
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$275,443,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$252,178,664
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$215,564,966
Value of interest in pooled separate accounts at end of year	2020-12-31	$7,254,296
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$7,191,581
Interest on participant loans	2020-12-31	$49,565
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$6,979,430
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$4,959,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$4,959,824
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$887,348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$54,909,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$46,976,635
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$95,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$28,784,241
Net investment gain/loss from pooled separate accounts	2020-12-31	$-60,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$14,974,840
Contract administrator fees	2020-12-31	$153,988
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BKD, LLP
Accountancy firm EIN	2020-12-31	440160260
2019 : THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$1,445,709
Total unrealized appreciation/depreciation of assets	2019-12-31	$1,445,709
Total income from all sources (including contributions)	2019-12-31	$70,322,013
Total of all expenses incurred	2019-12-31	$14,410,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$14,262,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$27,172,165
Value of total assets at end of year	2019-12-31	$275,443,027
Value of total assets at beginning of year	2019-12-31	$219,531,564
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$147,925
Total interest from all sources	2019-12-31	$926,816
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$4,975,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$4,975,232
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$15,701,638
Participant contributions at end of year	2019-12-31	$750,021
Participant contributions at beginning of year	2019-12-31	$491,242
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$11,470,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$55,911,463
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$275,443,027
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$219,531,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$215,564,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$166,105,331
Value of interest in pooled separate accounts at end of year	2019-12-31	$7,191,581
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$6,136,307
Interest on participant loans	2019-12-31	$40,472
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$4,959,824
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$5,517,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$5,517,300
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$886,344
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$46,976,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$41,281,384
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$702,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$35,450,470
Net investment gain/loss from pooled separate accounts	2019-12-31	$351,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$13,560,178
Contract administrator fees	2019-12-31	$147,925
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MITCHELL & TITUS LLP
Accountancy firm EIN	2019-12-31	132781641
2018 : THE UNIVERSITY OF CHICAGO MEDICAL CENTER SUPPLEMENTAL ANNUITY RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-1,552,738
Total unrealized appreciation/depreciation of assets	2018-12-31	$-1,552,738
Total transfer of assets from this plan	2018-12-31	$116,139,914
Total income from all sources (including contributions)	2018-12-31	$1,243,599
Total of all expenses incurred	2018-12-31	$12,019,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$12,019,718
Expenses. Certain deemed distributions of participant loans	2018-12-31	$18,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,466,555
Value of total assets at end of year	2018-12-31	$219,531,564
Value of total assets at beginning of year	2018-12-31	$126,916,033
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$113,093
Total interest from all sources	2018-12-31	$329,782
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,737,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,737,866
Was this plan covered by a fidelity bond	2018-12-31	No
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,466,555
Participant contributions at end of year	2018-12-31	$491,242
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$7,631,147
Other income not declared elsewhere	2018-12-31	$95,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-10,776,119
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$219,531,564
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$126,916,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$166,105,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$126,916,033
Value of interest in pooled separate accounts at end of year	2018-12-31	$6,136,307
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$5,131,525
Interest on participant loans	2018-12-31	$11,882
Income. Interest from corporate debt instruments	2018-12-31	$329,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$5,517,300
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$6,904,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$6,904,517
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$99,886
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$41,281,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$33,970,344
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$598,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-14,817,671
Net investment gain/loss from pooled separate accounts	2018-12-31	$254,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$12,019,718
Contract administrator fees	2018-12-31	$113,093
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MITCHELL & TITUS, LLP
Accountancy firm EIN	2018-12-31	132781641